EFTA00169078.pdf

KYC Print Page 1 of 18 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case 4 : 01977705 One sheet mug be established Der relationship - list all accounts included In the relationshl 1. Relationship Debts Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New Ark Relationship Manager: Stewart Oldficfd O New PWIM Relationship la Brisling PWM Relationship Relationship to PWM: If east g, please rickcate since when the relationship crisis, provide reason for new profile and attach old profile: "* 20th Periodic Renew - HR Overdue KYC "* Last Approved KYC • - kepers Inc, Sege Inc & Jege LLC - 01790820 How Was the Oient(s) 2 Client Referral 0 RM Prospect 0 Interne:Nary/PIM • Other SoLrce (CI8, etc.) Introduced? How long has the RM personally known the client? Please provide details (e.g. name of referral source, how many years RM personally has known che-it, etc.): Jeffrey Epstein readied out to Stew Oldbeld on 3/7/17 to have a new acct opened under this relationship.. Does Deutsche Bank pay a retrocessaori or similar O Yes I a No compensation to a third party for the introduction of this relationship? iff yes describe): List all existing and new axounis involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) I 2 Jege Inc . - DOA 10/18/2013 2 p Jege LLC - - DOA 10/18/2013 3 2 Jeepers Inc • - MI 9/23/2013 Who is the primary mritact person for the RM? (Note: This pawn needs to have signatory Aghts and/or information right for the accoLnis.): Darren K. lndyke Preferred method of contact (indicate phone no., fax no., e-mail address, etc): Status : 6. Approved CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0) DB-SONY-0000458 https://dbforcepb.my.salesforce.com/servletiservlet.Integration?lid=01N30000000D9Di&e... Tip/2824421 EFFA_00019331 EFTA00169078 KYC Print Page 2 of 18 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: lege Inc - - DDA Acct. Number (Wand:We): Account Manager: Stewart Oldfield What is the purpose of the account (e.g. pxtfdio management, advisory account, custody services, long-term invesbnent, payment/expense account)? The purpose of this account 6 to pay for costs associated to Jeffrey Epstein's ardanes. Indicate from where the asses we expected to arrive? 2 013 Group: Sane Booking Center (indicate account number): Existing O Of3 Group: Other Booking Center (indicate DB location and account details): O Other Institution— (Indicate name B. location): O Physical Deposes (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Mows and outflows for the accoLnt (indicate estimated number and volume per month)?: — 0-3/months; SO- SU( What is the expected volume of assets and currency for the account approx. 90 days after opening? 126,795.55 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 126,795.55 I Currency I USD Does/wd the dealt have Assets Under Management (ALM) within DB under Eur. 3M? Oyes2No Please list all parties related to the account. For each party: • Check If a source of wealth desaption is reared fo the party. • Check the appropriate box to describe the relationship of the party • If none of the cried( boxes apply, describe the party relation to • /Wray descnte the relationship between the parties n the last • Please drill down to the ultimate/underlying Beneficial Onner(s to this account (> 1 can be selected). the account in the "Other' colunn. column. . _egalbascnption Inbtyci Source d Wealth required Parties related to this account P000untPIC Holder Ownerirust Seeder of / Founder of Foundation Ultimate Beneficial Owner Signato or Full POA MitediFinancial • a A MemeciaySharcholder ,FIM) Significant (>=25%) Non.PIC entity (indicate ownership %) Legal Representative Grantor/Settlorf-ourdinghther Donor O (pease iescnbe other roles and/or ndicate relatiorsh( between parties) 1 O O JEGE, Inc sI O . O O O O O O 2 O O Harry Belkr r—i " O • • 2 O • 0 O O 3 O 2 Jeffrey E. Epstein • O • I 2 O O too • O O 4 O O Darren K. Indyke • O • O O O O O O O CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000459 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U§192824422 EFIA_000 19332 EFTA00169079 KYC Print Page 3 of 18 2. Account Ownership Summary Account Name: lege LLC - - ODA Acct. Number (d availatie) Account Manager: Stewart Oldheid What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account is daily expense including taxes and payments for Jeffrey Epstein's airplanes. Indicate O1 . II 3 tram where the assets are expected to acme? De Group: Same Booking Center (indicate account number): Existing DB Group: Other Booldng Center (indicate D8 location and account detads): Other lnsbtubon - (Indicate name & location): Physical Deposes (specify cash, secunbes, cheques, ...): What is the expected size and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: n. 14/month; 5100 - $47K What is the expected volume of assets and currency for the account approx. 90 days after opening? 1284,777.18 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 284,777.18 I Currency I USO Does/wi the client have Assets Under Management (ALM) within DB under Eur. 314? ChfinEINo Please Ilst all parties related to the account For each party: • Check If a source of desoiction is recriked fo the wealth party. • Check the appropriate box to desate the relationship of the party • If none of the chedc boxes apply, describe the party relation to • Alway desate the relationship between the parties n the last • Please dull down to the ultimate/underlying Beneficial Owner(s to this account (> 1 can be selects). the account in the "Other' column. column. . _egal7esoiption Enter,' Source of Wealth *eqdred Parties related ), this account Accoun.IC Molder Onnearust Settlx of / Founder of Foundation Ultimate Beneficial Owner Signator&mitediFinancial or Full POA POA MemedayShareholder ,FIM) Significant (>=25%) Non.PIC entity (indicate ownership 3$) Legal Representative Grantor/SettJorr-ourdindOther Donor O (please describe other roles and/or nolicate elatiorship Setween elates) 1 g P JEGE, LLC 2 O O O O O O O O 2 O 2 lethal E. Epstein O O O 0 O O O O O O Number; 3 O O Harry Bdkr ri " 1 O O O O O O O O O 4 O O Darien K. Indyke O O O O O O O O O O CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-OOOO46O https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... UM92814423 EFIA_00019333 EFTA00169080 KYC Print Page 4 of 18 2. Account Ownership Summary Account Name: Jeepers Inc - - 0851 Acct. Number 0 1 avallattie): Account Manager: Stewart Oldfield What is the purpose of the account (e.g. portfolio management, advisory acmes% custody services, long-term investment, payment/expense account)? The purpose of this account is to had and make investments in marketable securities. Indicate WI . II 0 from where the assets are expects to arrive? De Group: Same Booking Center (indicate account number): Existing DB Group: Other Booking Center (indicate DB location and account detads): Other lnsbtubon - (Indicate name & location): Physical Deposes (specify cash, secunbes, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (Indicate 'unmated number and volume per month)?: •-• 4-10(month; S2K - $40K What is the expected volume of asses and currency for the account approx. 90 days after opening? 13,269,297.20 I Orrency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 3,269,297.20 Currency USD Does/wil the client have Assets Under Management (AM) within DB under Eur. 3M? 0 Yes El No Please Ilst all parties related to the account For each party: • Check if a source of description is recyEed for the wealth party. • Check the appropriate box to descrte the relatkenship of the party to this account (> I can be selects). • If none of the chedc boxes apply, descnbe he party's relation to the account in the "Other' column. • away descrte the relationship between the pates in the last column. • Please drill down to the utumweiundedying Beneficial Owner(s). _egar ce Ent, tioni Source of Wealth *eqdred Parties related to this account Accoun Holder PIC Orme ketdor of rust/ Fonder of Fondation Ultimate Beneflcialor Owner Signato&UmitecliFinancial Full POA POA Intermediaryharenolde (Flm) tignifkant '>=25%) Non-PIC entity (indicate ownership %) ta rle vjGrantor/Settlorr-ounding:ther sentati Donor (please describe other riles and/or ndicate relationship between parties) 1 Q Q kepers, Inc 2 O O O O O O I O O O 2 O O Dam n K. Indyke n "' O O O la O O O O • Director& Authorized Signatory; 3 O O Hain' Bell er O O O O El OO O O O 4 0 0 Jean Anne Brennan Webracht ri I—I 0 K 0 El a a a M 0 0 5 O RI Jeffr E. Eastoney ri 1—, O K O 10 RI OO too O N O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000461 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U§192824424 EFIA_000 19334 EFTA00169081 KY(' Print Page 5 of 18 One sheet mug be established for EACH INDIVIDUAL PARTY in Section 2. Account OwnershlD Swum 3A. Individual Details (for all parties) Indwiduars Name: Jeffrey E. Epstein - Date of Birth: Country of Residence: Virgin Wands, US. Country of Otizenship: Unted States Address of primary °ardente: Little Saint lames Saint Thomas 00802 Vran Islands, US Has client resided outside of his/her country of nationalityEDyes fors years or more No Profinacm/Ocapatiot Self Erripolyed Tax ID / SSN: Curent Employer: Southern Trust Company Inc Position/Title/Rank: President Address of employer: 6100 Red Hook Quarter B3 St. Thomas Virgin Islands, U.S. 00802 Does the person work as senio executive of a OB-recognized regulated entity in the financial ndustry? or an entity listed on a DB-reidognised exchange? (Not applicable for operating entities ri " Yes 2 No Is the inclvidual a Politically Exposed Person (PEP)?(AY Yes, desert,* Connection with Prince Andrew and Bill Clinton 52 yes • No To the best of your knowledge, is the exlvidual related to an employee of the DB group?(if Family or Prie-tdship, desarbe) N/A O Family 0 None • Friendship To the best of your knowledge, is the ixividual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, suppler of goods a services)?(if Yes,r/esmbe) N/A O Yes 0 No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Gent Private Domicile: Client Place of Business: Other Location (specify): Date: Stewart Oldfieki 0 0 6/28/2017 • O O O O O K • Wealth Details for this ridrodual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as Indicated in Section 2) Nature of the Indvicluars Business: Private investments Pnmary Country of source of wealth/source of Funds? United States Primary industry of source of Wealth/Source of Funds? High Risk Frontlet Institutions Summarize Source of Wealth: 2Busness Owner O Salary/Earnings RI Investment O Inheritance/Gifts O Other. Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settler accumulate wealth? For inheritance, how did family accumulate wealth?Fa business owners, how long in burnes, how ma em level of profitability? Indicate type of business, ccuntnes of major activities, in-portant business partners.) Jeffrey Edward Epstein (ban is an American finantler and registered sex offender in the United States. He waked at Bear Stearns early in his career and then formed his own firm, 3. Epstein & Co. He lives in the US Virgin Islands. Epstein taught calculus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Steams. In 1976, Epstein started work as an calms trader at Bear Stearns where he worked in the special products division, advising high-net-worth clients on tax strategies. Proving successful in Ns finandal career, in 1980 Epstein became a partner at Bear Steams. In 1982, Epstein founded his own frendal management ftm, J. Epstein & Co., managing the assets of clients with more than 51 billion in net worth. In 1987, Leslie Wexner, founder and chairman of Ohio-based The Limited chain of women's clothing stores, became a well-known dont. Werner acqLeed Aberacmhe & Fitch the following year. In 1992 he converted a private school on the Upper East Side into an enormous residence. Epstein later bought that property, ri the wealthiest part of Manhattan. In 1996, Epstein changed the name of his firm to the Finandal Trust Company and, for tax advantages, based ton the island of St. Thomas in the U.S. Vrgin Islands. In 2003, Epstein bid to acquire New York magazine. Other bidders were advertising executive Donny Deutsch, investor Nelson Peitz, media mogul and publisher Mortimer Zuckerman, who had the New York Daily News, and film producer Harvey Weinstein. They were ultimately outbid by Bruce Wasserstein, a longtime Wall Street investor, who paid SSS million. In 2004, Epstein and Zuckerman committed up to $25 maim to finance Radar a celebrity and pop culture magazine founded by Meer Roshan. Epstein and CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000462 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U§192824425 EFIA_000 19335 EFTA00169082 KYC Print Page 6 of 18 Zuckerman were equal partners in the venture. Roshan, as its editor-in-chief, retained a small ownership stake. Presently, Mr. Epstein founded Southern Trust Company Inc, a pnvate consulting company that invests the assets of their clients and gets their revenue from the return of these iwortments Southern Trust invests in different portfolios catered to then Cells and makes their revenue based on the returns and the fees associated with managing then Cent's assets Estimated Annual Incane(S): 10,000,000.00 Estimated amount of investable assets($): 550 MM - 100 MM Estimated Net Worth(S): $500 MM ♦ Amount of assets planned to invest with PV/M($): 2,30%000.W Other Known Financial Institutions: Institution: Cou-err Est. Assets Under Mgt: Institution: Cou-err Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please rickcate the family situation of the individual (mental status, other family members, etc.): N/A CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000463 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U§192824426 EFIA_000 19336 EFTA00169083 KY(' Print Page 7 of 18 One sheet mug be established for EACH INDIVIDUAL PARTY in Section 2. Account OwnershlD Swum 3A. Individual Details (for all parties) Indwiduars Name: Harry Beller - Date of Birth: Country of Residence: United States Country of Obzenship: United States Address of primary rinelence: United States Has client resided outride of his/her counb-y of naborelity for S years or more? El yes@ No Proonsicn/Ocapatien: Accountant Tax ID / SSN: Current Employer: HBRK Associates, Inc Position/Title/Rade Accountant Address of employer: S7S Lexington Avenue, 4th Boor Monsey NY United States 10022 Does the person work as senio executive of a OB-reoognized regulated entity in the financial rdustry? or an eroty listed on DB-reozgnised exchange? (Not applicable for operating entitiesI—I ri Yes RI No Is the individual a Pohbcally Exposed Person (PEP)?(/ yes, torte) N/A O Yin 5 No To the best of your knowledge, is the Wdvidual related to an employee of the DB group?(// Family or friendship, Ossetia) N/A O Family @None • Friendship To the best of your knowledge, is the ixividual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral same, suppler of goods a senAces)?(if Yes,desmbe) N/A O Yes 0 No If applicable, indicate which bank officers have and the person: Indicate where and when the dient meetng(s) took place: Bank Officer Name(s) Bank Office: Cknt Private Domicile: Client Place of Business: Other Location (specify): Date: 0 0 • 0 O O O O O • Wealth Details for this rick/dual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for pates requiring source of wealth description as Indicated In Section 2) Nature of the Inclviduars Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: O &islets Owner O Salary/Earnings O Investment O Inheritance/Gifts O Other. Further Descobe Source of Wealth /Detail the history of wealth for each of the source:: (e.g. For trusts, how del settler accumuate wealth? For inheritance, how did ferrety accumulate we th?For business owners, how long in buskins, how many employees, levd of profitability? Indicate type of business, canes of major activities, important business partners.) Estimated Annual Income($): Estimated amount of investatle assets($): Estimated Net Worth($): Amount of assets planned to invest with PINTO): Other Known Financial Institutions: Insbtubon: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(6) DB-SONY-0000464 https://dbforcepb.my.salesforce.com/servlet/servlet.lntegration?1id=0 I N30000000D9Di&e... U§192824427 EFIA_000 19337 EFTA00169084 KYC Print Page 8 of 18 I I I I I I I Please locate the family situatico of the Individual (mental SLOE, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000465 https://dbforcepb.my.salesforce.com/servlet/serviet.Integration?lid=01N30000000D9Di&e... U§192824428 EFIA_00019338 EFTA00169085 KY(' Print Page 9 of 18 One sheet mug be established for EACH INDIVIDUAL PARTY in Section 2. Account OwnershlD Swum 3A. Individual Details (for all parties) Indwiduars Name: Darren K. lndyke - Date of Birth: Country of Residence: United States Country of Obzenship: United States Address of primary neklence: United States Has client resided outride of his/her co !try of nationality for S years or more? El yes@ No Profinsen/Ocapaticm Accountant Tax ID / SSN: Current Employer: Southern Financial LLC Position/Title/Rank: Accountant Address of enedoyer: 6100 Red Hock Quarter 83 St Thomas Virgin Islands, U.S. 00802 Does the person work as senio eXeCutiVe of a OS-recognized regulated entity in the financial rAustry? or an entity listed on a DB-reozgnised exchange? (Not applicable for operating entities n 1--I Yes 2 No Is the individual a Politically Exposed Person (PEP)?(if Yes, tote) N/A O Yin 5 No To the best of your knowledge, is the ixividual related to an employee of the DB group?(if Family or friendship, Ossetia) N/A O Family 0 None • Frierdstip To the best of your knowledge, is the ixividual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral same, suppler of goods a services)?(if Yes,c/esmbe) N/A O Yes 0 No If applicable, indicate which bank officers have met the person: Indicate where and ivhen the client meetng(s) took place: Bank Officer Name(s) Bank Office: Gent Private Domicile: Client Place of Business: Other Location (specify): Date: Stewart Oldfiekl 0 0 12/12/2016 • O O O O O K • Wealth Details for this ridrodual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for pates requiring source of wealth description as Indicated In Section 2) Nature of the Inclviduars Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: O &dress Owner O Salary/Earnings O Investment O Inheritance/Gifts O Other. Further Descobe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settler accumuate wealth? For inheritance, how did ferrety accumulate wea th?For business owners, how long in busied, how many employees, lend of profitability? Indicate type of business, canes of major activities, important business partners.) Estimated Annual bxeme($): Estmated amount of investable assets($): Estimated Net Worth($): Amount of assets planned to invest with PINTO): Other Known Financial Insbtuidons: Insbtuton: Country: Est. Assets Under Mgt: Insbtuton: Country: Est. Assets Under Mgt: Insbtuton: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0) DB-SDNY-0000466 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U§192824429 EFIA_000 19339 EFTA00169086 KYC Print Page 10 of 18 I I I I I I I Please locate the family situatico of the individual (mental SLOE, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000467 https://dbforcepb.my.salesforce.com/servlet/serviet.Integration?lid=0IN30000000D9Di&e... U§192824430 EFIA_000 19340 EFTA00169087 KYC Print Page 11 of 18 One sheet mug be established for EACH INDIVIDUAL PARTY In Section 2. Account Ownership Surnm 3A. Individual Details (for all parties) IneWiduars Name: lean Anne Brennan Webracht - Date of Birth: Country of Residence: Virgin Wands, U.S. Country of Obzenship: Virgin Islands, U.S. Address of primary residence: for Virgin Islands, U.S. Has client resided outride of his/her counb-y of nationality S years or more? El yes 10 No Profinsicn/Ocowatien: France Tax ID/ SSN: Current Employer: Southern Financial LLC Position/Title/Rank: Finance Address of employer: 6100 Red Hook Quarter, B3 St, Thomas Virg., Islands, U.S. 00802 Does the person work as senio executne of a OB-recognized regulated entity in the financial reustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitles n "I Yes No Is the individual a Politically Exposed Person (PEP)?(if Yes, desote) N/A O Tim 5No To the best of your knowledge, is the itividual related to an employee of the DB group?(if Family or friendship, Ossetia) N/A O Family @Nene • Friendship To the best of your knowledge, is the ixividual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral same, suppler of goods a sernces)?(if Yes,c/esmbe) N/A O Yes 2 No If applicable, indicate which bank officers have me the person: Indicate where and when the dient meetng(s) took place: Bank Officer Name(s) Bank Office: Cknt Private Domicile: Client Place of Business: Other Location (specify): Date: 0 0 • 0 O O O O O • Wealth Details for this ridroclual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as Indicated In Section 2) Nature of the Inclviduars Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: O Basi-ess Owner O Salary/Earnings O Investment O Inheritance/Gifts O Other. Further Descnbe Source of Wealth /Detail the history of wealth for each of the source:: (e.g. For trusts, how del settler accumuate wealth? For inheritance, how did family accumulate we th?For business owners, how long in busker's, how many employees, lend of profitability? Indicate type of business, canes of major activities, important business partners.) Estimated Annual Income($): Estmated amount of investable assets($): Estimated Net Worth($): Amount of assets planned to invest with PINTO): Other Known Financial Institutions: Insbtubon: Country: Est. Assets Under Mgt: Insbturion: Country: Est. Assets Under Mgt: Insbtubon: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0) DB-SONY-0000468 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U§19282443I EFIA_000 19341 EFTA00169088 KYC Print Page 12 of 18 Please indicate the family situation of the individual (mantel status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summ 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: JEGE, Inc - Type of Entity: O Foundation/Association O Trust Ri Company O Estate O Partnership „ Purpose of EntICT: 2 Private Investment O PhilaMhropic/Charitable 0 Commercial Type of Entity Otter (specify): Purpose of Entity (specify): Country of incorporaboninegstrabon: United States Date of i r ncorporatm / egistrabon: 9/7/2000 Vdcker Status: Identified on Customer Profile VOICkel Flag: No Address (city, street, post code): 6100 Red Hook, Quarter B3 St, Thomas 00802 Virgin ]stands, U.S. ' U.S. TIN/EIN: Provide a description of the en itys organizational structure, its ownership structure and its Top Management For trusts/foundations, indude infonnattn about revocability,settior and tenekenes,etc.: Jeffrey Epstein is the sole owner. The signors on this account we Jeffrey Epstein, Harry Beller and Darren Indyke Please rid cate how ownership of the legal entity is reflected: Share Certificate O Special attention: Bearer Shares - Indicate where shares are custodial: Describe the chain from the direct owner of the entity to the Lk:trete beneficial owner (mat the same persons) Jeffrey Epstein is the sole owner. The signors on this account are Jeffrey Epstein, Harry Beller and Darren Indyke To the bat of your knowledge, is the entity party to a non.tenking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: N/A Yes O No 2 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds funds to pay for casts assodated with an airplane owned by Jeffrey Epstein. Countries where tusress is transacted: United States Number of emplayees: I 3D. Wealth Profile (Only for parties requiring source of wealth description as indicted in Section 2) Pnmary Country of soiree of vrealth/source of Funds? United States Pnmary industry of source of Wealth/Scurce of Funds? High Risk Financial Institutions Provide Evidence of Cap:rate Assets (e.g. balance sheet or equivalent summary of assersffiabibtes): All corporate funds/assets cane from contribubons by the sole owner, Jeffrey Epstein and his source of wealth Estimated gross receipts p.a.($): 1,000,000.00 Estimated net profit pa. (5): 1,000,000.00 Estimated investable assets ($): <51 MM Potential AmoLnt to be invested with PWM (5): Other Known Financial Insteubons: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000489 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... UM92814432 EFIA_000 19342 EFTA00169089 KYC Print Page 13 of 18 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For S Legal Enotes) Legal Entry Name: JEGE, LLC - Type of Entity: El Founds:on:Associate, O Trust O Company O Estate O Partnership Purpose of Entkr g Private Investment O PhilaMhropc/Charitable O Commerdal Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/registration: Virgin Islands, US. Date incorpora of tion / regstrabon: 10/19/2012 Volcker Status: Identified on Customer Profile Volcker Flag: No Address (city, street, post code): 6100 Red Hook, Quarter B3 St, Thomas 00802 Virgin Islands U.S. ' US. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management For trusts/foundadons, include informaton about revocability,setdor and benefidaries,etc.: Sin le member LLC Jeffrey Egon is the sole member. The si nors on this account are ein Ha Beier and Darren I ke Please rotate how ownership of the legs entity is reflected: Operating Agreement CI Special attention: Bearer Shares - Indicate where shares are custoched: Describe the chain from the direct owner of the enbty to the ultimate beneficial owner (f not the same persor4 Single member U.C. Jeffrey Epstein is the sole member. The signors on dvs account are Jeffrey Epsten, Harry Beller, and Darren lndyke To the best of your knowledge, is the entity party to a non-banking relationship with De e Bank (e.g. externs' rega counsel, client referral source, supplier of goods or services)?: Yes O No Describe Nature of Entity's Primary Business and 1nvesbuent Activities Nature of the business: Ths is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein's airplanes. Ibis LLC was formed to eventualy take over payments for JEGE Inc JEGE Inc wi be closed we:Mayes Counties where business is transacted: Virgin Islands, U.S. Number of employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of vrealth/scurce of Funds? United Sates Primary industry of source of Wealth/Source of Funds? High Risk Financial Insbtuttos Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assers/liablites): initial fundino of 51.000 from sole member Jeffrey Epstein. All corporate asses come from contributions made by the sole owner Estimated gross receipts pa.($): 100,000.00 Estimated net profit p.a. (5): 100,000.00 Estimated inwslable assets ($): <$1 MM Potential AmoLnt to be invested with PWM (5): Other Known Financial Insbtubons: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Insuuton: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Somme 3C. Legal Entity Details (For all Legal Enboes CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000470 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... /I/192814433 EFIA_000 19343 EFTA00169090 KYC Print Page 14 of 18 Legal Entity Name: Jeepers, Inc - Type of Entity: O Foundatian/Associatian O Trust @ Company O Estate „ Purpose 4 ErtrY: M Private lmestment ill PhilaMhropic/Charitable O Commerdal • Partnership Type of Entity Other (specify): of Other Purpose (spacify): Entity Country of incorporaban/registrabon: virgin Islands, U.S. Date of incorpdaten / registration: 8/18/2003 Volcker Status: Identified on Customer Profile Volcker Flag: No Address ( street, post code): 6100 Red Hoak Quarter B3 St, Thomas 00802 Virgin Islands U.S. city, ' U.S. TIN/EIN: Provide a description of the entity's organizational structure, Its ownership structure and its Top Management. For trusts/foundations, inckde infamatian about revocability,setdor and benekiaries,etc.: Jeffrey Epstein is the sole shareholder of Jeepers Inc. The signors on this account are Jeffrey Epsteit, Jean Anne Brennan, Harry Beier, and Darren Indyke Please Mc Tote how ownership of the legal entity is reflected: Shareholder Information Attached. Shares - Indicate where shares are a&odied: • Special attention: Bearer Describe the chain from the direct owner of the entity to the ultimate beneficial owner (I not the same persons) Jeffrey Epstein s the sole shareholder of lenses Inc. The signors on this account are Jeffrey Epstein, Jean Anne Brennan, Harry Beier, and Darren Indyke To the tort of your knowledge, is the entity party to a nontanking relationship with Deutsche Bank (e.g. external legal counsel, dent referral source, supplier of goods or services)?: N/A Yes • No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Jeepers Inc is a prvate company that holds investments of its owner, Jeffrey Epstein. Countries where business is transacted: Virgin Islands, U.S. Number of employees: 3 3D. Wealth Profile (Only for parties requring source of wealth desorption as ixlicated in Section 2) Pnmary Country of source of wealth/source of Funds? United States Pnmary industry of source of Wealth/Source of Funds? High Risk Financial Institutions Provide Evidence of Corporate Assets (e.g. balance sheet or equwatent summary of assets/liatibbes): Jeepers Inc was started to hod the personal iwestments of Jeffrey Epstein. The company began wish 1,000 shares of common stock at no par value. Its erne comes from the gaits of the investments it holds. Estimated gross receipts pa.($): 400,000.00 Estimated net profit p.a. (5): 200,000.00 Estimated investable assets ($): <$1 MN Potential Amoux to be invested with PWM (5): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000471 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... UM92814434 EFIA_000 19344 EFTA00169091 KYC Print Page 15 of 18 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B Relationship Name SOUTHERN FINANCIAL RELATIONSHIP Risk Rating Comments: Backing Center O NY LI NY/Offshore K CIModerate Risk ni t ai High Risk Gwen HA (Compliance Signature) O DB Ene4oyee El DB Managed PIC 0 DB is Trustee/Co-Trustee • Bearer Shares 4. Attachments A. Type of Photo ID Provided g Drivers License g Passport ONational/State ID O Other : Darren Indyke - & Jean Anne - a Checklist of names (individuals and/or entities) that were submitted for database searches is attached 12 Yes O No C. Please Indicate the results of the database searches performed RDC searches complete WI Yes • No negative resits found ®Yes • Na KR checks complete RI Yes O No negative results found ®Yes O Na OFAC checks complete e Yes • No negative resits found atm rA No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Janes, D&B) e Yes O No negative resits found g Yrs O Na Denial Orders checks complete RI Yes 0 No negative resits found DYis :5 N. Martindale-Hubbell searched (Lawyers/Law Arms only) O Yes g No negative results found Dyes O Na D. Please summarize any negative results from the database seen:hes indicated above: Jeepers Inc - Negative news does not pertain to cur dent also it is not material in nature. - Court cases CO Google does not pertain to our client. It is for Jeerers Inc of Illinois. Jege Inc - Negative news in Google relates to Jeffrey Epstein's sex offence in the past which has been cleared already. - No court cases. Jege LLC - Negative news in Google relates to Jeffrey Epstein's sex offence in the past which has been cleared already. - No court cases. Harry Beier: - No negative media - Harry Beier is the plaintiff in the court case, also it has been disposed. Jeffrey Edward Epstein: • Negatve meda relates to the sex offence in the past which are already cleared. (KYC 0 - 01790655) • Cart cases relates to Jeffrey's sex offence in the past which is already cleared, another is a recent ongoing oval lawsuit pertaining to fraud, but part of normal business operations for this dent. And n one of the case he's neither defendant nor plaintiff. He's just named as a respondent and the case is invreterial in natLre. • Criminal Fangs relates to sex offence which is already dears in the past • RDC Met found - Sex offences in the past which has been cleared - Clearance attached. Damn Indyke: • Negative news in Google relates to Jeffrey Epstein's Foundation and are not material ri nature. • Cast case mentioned in Google search relate to Jeffrey Epsten's sex offence in the past which has been cleared already. Darren is just an attorney for Jeffrey in the case. - Fircosoft alert has been cleared by ANL Compliance. Clearance attached. Jean Anne Brennan Wiebracht: - No negative media - No court cases Southern Trust Company Inc: - No negative media - No court cases E. To the best of your knowledge, has the dent ever been convicted of a online' offense? El Yes O No F. 0 Yes e No To the but of your knowledge, has the customer ever been involved in any past litigation against CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(o) DB-SONY-0000472 https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... U M92814 435 EFIA_000 19345 EFTA00169092 KYC Print Page 16 of 18 Deutsche Bank AG or any of its subsidiaries or is the customer threatening Itigabon against Deutsche Bank AG or any of its subsidiaries? (If Yes; provide details terow and contact GAMY AVt. (LatAndInt7) or the Regulatory Contra/Group and natilyCompfiance immediately) G. Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? El Yes 2 No H. Does the client or related party have any financial or other association/ nteractions within high risk • yes 2 No countries? I. Corporate Docunentabon Attached (Legal Entities Only) 2 Yin O No O Noe Applicable I Undisclosed Prticipal Farm Complete (Intermediaries Oriy) ID Yes O No e l WC Applicable K. If Leds/Neds Search Results, Corporate Documents or Other Supporting Documertation is not in English, please provide an English summary of the nature/contents of the non.English Docume-tation: L. Special Risk Factors Does the acccunt have Nexus to Special Risk Countries? O Yes 2 No Is the account structure unusually complex? D Yin 2 No Is there any tdication the client set up a non operating company expressly O yom No for the purpose of [conferring shares to third cartes? Is there any tdication this could be a prohibited busness relationship? arrom 2 No Are the bearer shares identified subject to acceptable controls? • Ifim 5 No CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000473 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... UM92814436 EFIA_000 19346 EFTA00169093 KY(' Print Page 17 of 18 M. Case Comments Created By Date Comments Gwen HI 10/15/118 3:03 PM This KYC serum as a high risk review for JEGE Inc, JEGE LLC and Jeepers Inc (herein referred to as "accoundxiderC) - Below are the reasons why we are comfortable with approving this KYC: • Information and supporting dcarnenN required by as MIL Policy were provided and reviewed; and as a result, we have an understanding of the structure of the accountholders, their praise, the purpose of the accounts and expected transaction activity. • There are a few risk factors associated with the accountholders — -SOW: The UBO (Jeffrey Epstein) IS the fourder of Southern Trust Company Inc which manages client's assets. SOW verification was obtained. -Negative Media & PEP: There is sane negative media against Mr. Epstein and he is also maintains a close rdadonship with Bill Ointon and Prince Andrew. Please see risk calculator for more riformatian. Appropriate approval was obtained. • Our review did not identify any red flags and thus there was no need to escalate this case father. • We performed due digence searches on all parties and did not find the names searched to be on any sanctions lists. Alka Babu 81241118 5:52 AM No material changes confirmation "email" attached in the case ONSHORE APPROVALS Client Fadng Professaanal (CFP): Stewart Oldfield (Signature) Stewart Oldfield 9/28/2018 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Gallivan 9/28/2018 Regional Office Director. (Signature) AML Business Risk: (Signature) *IL Compliance: Sandra Timpone Gwen Hill (Signature) Sandra Timpone Gwen Hill 10/15/2018 10/15/2018 LATAM/INTERNATIONAL APPROVALS Cbent Fadng Professional (CFP): (Signature) Account Manager (Signature) Global Market Team Head (GMTH)/Sub-Market Team Head SMTH : (Signature) NIL Business !Usk: (signattre) NIL Compliance: (Signattie) CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. e(o) DB-SONY-0000474 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... /I/192814437 EFIA_000 19347 EFTA00169094 KYC Print Page 18 of 18 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who satisfi, our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. !t is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(0) DB-SDNY-0000475 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... UM92814438 EFIA_000 19348 EFTA00169095