EFTA00169398.pdf

AUTHORIZATION OF POWER OF ATTORNEY For Natural/Individual Persons For Brokerage Accounts and/or retirement accounts with DBSI This Authorization/Power of Attorney constitutes a non-durable limited power of attorney, designed to give a person or persons designated by you either (1) limited authority over your Accounts) or (2) full authority over your Accounts) as set forth below. NOTE: UNDER NEW YORK LAW, THE FOLLOWING DISCLOSURE IS REQUIRED TO BE INCLUDED. VERBATIM, IN EVERY POWER OF ATTORNEY. CAUTION TO THE PRINCIPAL: Your Power of Attorney is an important document. As the "Principal?" you give the person whom you choose (your "agent") authority to spend your money and sell or dispose of your property during your lifetime without telling you. You do not lose your authority to act even though you have given your agent similar authority. When your agent exercises this authority, he or she must act according to any instructions you have provided or, when there are .no specific instructions, in your best interest. "Important Information for the Agent" at the end of this document describes your agent's responsibilities. Your agent can act on your behalf only after signing the Power of Attorney before a notary public. You can request information from your agent at any time. If you are revoking a prior Power of Attorney by executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s) and to the financial institutions where your accounts are located. You can revoke or terminate your Power of Attorney et any time for any reason as long as you are of sound mind. If you are no longer of sound mind, a court can remove an agent for acting improperly. Your agent cannot make health care decisions for you. You may execute a "Health Care Proxy" to do this. The law governing Powers of Attorney is contained in the New York General Obligations Law, Article 5, Title 15. This law is available at a law library, or online through the New York State Senate or Assembly websites, www.senate.state.ny.us or www.assembly.state.ny.us. If there is anything in this document that you do not understand, you should consult with your lawyer. AUTHORITY . The u ersign,.. Principal (the "Undersigned" or "Principal") hereby appoints. ,v-(7 Jr' rim k IC lire "‘" as the Undersigned's agent(s) and attomey(s) in-fact ('`Agent(s)") to act INDIVIbUALLY with respect to any and all accounts, if applicable (see below) in the Undersigned's name ("Account(s)"), held individually or jointly (provided that all joint account holders have executed this form) with D851, as well as individual retirement accounts bald for the benefit of the Undersigned ("IRAs"), with the authority to direct OBSI to buy, sell (including short sales) and otherwise transact in any security, including but not limited to stocks, bonds, mutual fund shares, limited partnership interests, call and put options (covered and uncovered), on margin or otherwise, and any instrument, agreement or contract relating to same, on margin or otherwise, or enter into futures, options on futures and forward contracts, interest rate, currency, equity or commodity swap transactions, deposit accounts at financial institutions and direct or indirect interests in securities, deposit instruments or contracts where all or part of the return is calculated by reference to changes in, among other things, the value of securities, commodities, currencies, interest rates, property of any description or indices, in each case in accordance with DBSI's terms and conditions for the Undersigned's account, account type, and risk and in the Undersigned's names, or number(s) on OBSI's books. Agent(s) must exercise the authority granted herein pursuant to the Undersigned's instructions, or otherwise for purposes which the Agent(s) reasonably deems to be in the Undersigned's best interest. By giving this authority, the Undersigned authorizes Agent(s) to make inquiries on the Account(s), including requesting information about account transactions, balances and holdings. 1 starcue Milllft i Mill ti4wmomsoinZ, 0:06,1,010512 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Lb WnW791 EFTA_00019661 EFTA00169398 Principal agrees that DRS; shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s), or that would violate any applicable laws, rules or regulations, or that would be otherwise limited by the account type or documentation on file. THE UNDERSIGNED AUTHORIZES THE AGENT(S) TO RECEIVE COPIES OF ACCOUNT STATEMENTS AND TRANSACTION CONFIRMATIONS UPON THE AGENTISYS REQUEST. DBSI RETAINS THE RIGHT IN ITS SOLE DISCRETION TO REFUSE TO ACCEPT INSTRUCTIONS BY THE AGENT(S) TO CHANGE THE MAILING ADDRESS ASSIGNED TO THE UNDERSIGNED'S ACCOUNT(S) OR ANY BENEFICIARY DESIGNATIONS. NOTE: If you want to authorize your Agent(s) to make gifts of your money or assets or other property held in the Account(s) during your lifetime, without restriction, to any one or more persons, including the Agent(s) himself, herself or themselves, you will need to execute a Statutory Major Gifts Rider. Giving such a power to your Agent(s) grants your Agent(s) authority to take actions which could significantly, reduce your property 'or change how your property is distributed at death. DBSI shall not be responsible to monitor whether any payments or transfers are gifts and/or require the execution of a Statutory Major Gifts Rider. SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION 0 LIMITED TRADING AUTHORIZATION. In all such purchases, sales or trades, DBSI is authorized to follow the instructions of Agent(s) in every respect concerning the Account(s), and Agents) is/are authorized to act for the Undersigned and on the Undersigned's behalf in the same manner and •with the same force and effect as the Undersigned might or could do with respect to such purchases, sales or trades as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or trades. Note: This Limited Authorization does not permit .Agent(s) to withdraw or transfer assets from the ipcount(s). — OR— / / I f/ I • u FULL AUTHORIZATION TO TRADE AND MOVE ASSETS. DBSI s authorized to follow the instructions of Agent(s) in every respect concerning the Account(s), and to make deliveries or transfers of assets (including cash), from the Account(s) and payment of moneys as directed by Agent(s), without restriction .4;......k.La..Aigarrtivsk himself, herself or themselves except in connection with IRAs) in accordance with DBSI's terms and conditions and account type. In all matters and things aforementioned, as well as in all other things necessary or incidental to the furtherance or conduct of the Account(s), Agent(s) may act in the same manner and with the same force and effect as the Undersigned might or could do. Note: This Full Authorization grants Agent(s) unrestricted authority to trade in the Account(s) and to withdraw or transfer assets from the Account(s). For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection with distributions. This Authorization/Power of Attorney shall remain in full force and effect until DBSI receives actual written notice signed by the Undersigned of its revocation to be delivered to the Undersigned's DBSI Client Advisor or his or her branch manager. However, the limited power of attorney granted hereunder is net a durable power of attorney and will cease to be effective upon actual receipt by DBSI of written notice of the occurrence of either of the following events: (i) the Undersigned is judicially declared to be incompetent, or (ii) the death of the Undersigned. Notwithstanding the foregoing, the Undersigned acknowledges that DBSI shall be entitled to continue to rely upon this Authorization/Power of Attorney until such time as DBSI receives such actual written notice. 2 MS (OM?) 009611.01OS:2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 61N90-1a792 EFTA_000 19662 EFTA00169399 The' Undersigned understands and agrees that DBSI has the right to require additional verification and documentation from the Undersigned or the Undersigned's Agentts) in certain transactions that DM, in its sole discretion, deems necessary. In addition, DBSI has the right to request that either a new Authorization/ Power of Attorney be executed or that the Agent(s) verify in writing the validity of the current Authorization/ Power of Attorney. I Agent Name: Address: 57S IN TIN of Agent: irro /len t-frANE, P /CC [ Relationship to Principal: Agent Name Address: 57 7/01“ , l4": TIN of Agent: Relationship to Principal: &by THIS DOCUMENT DOES NOT REVOKE ANY OTHER POWERS OF ATTORNEY THAT THE UNDERSIGNED HAS PREVIOUSLY EXECUTED, UNLESS THE UNDERSIGNED HAS SPECIFIED OTHERWISE ON THE LINES BELOW. INDEMNIFICATION The Undersigned acknowledges and agrees that the Undersigned is responsible for all acts of the Agent(s). The Undersigned hereby agrees, individually and on behalf of his/her heirs, executors, legal representatives, and assigns to indemnify and hold harmless DBSI and its parents, affiliates, subsidiaries, officers, employees, and agents (collectively, "DB") from all claims that may arise in connection herewith, and to pay. DB promptly, on demand, any and all losses and liabilities arising therefrom or from any action taken or not taken by DB in reliance hereon, including without limitation, any debit balance due with respect to the Account(s). The Undersigned further hereby ratifies and confirms any and all transactions (including any payments or transfers) made by the Undersigned's Agent(s) in connection with the Account(s) prior or subsequent to the execution of this document and holds harmless DB regarding same. This Authorization/Power of Attorney shall inure to the benefit of DB and its successors and assigns irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever. The Undersigned understands and agrees that the DBSI may require joint account holders) to sign all requests for withdrawals from an account jointly with the Agent(s). 3 11•PWIN•0913$ (011121 009011010512 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ikAtS9-670g793 EFTA_000 19663 EFTA00169400 The Undersigned by signing below confirms that he/she has read the contents of this Power of Attorney and understands same, and has executed this Power of Attorney of his/her own free will and has received advice about the effect of this Power of Attorney from his/her advisers as he/she has deemed necessary or advisable. In witness whereof, the Undersigned has executed this Authorization/Power of Attorne Date: / 0 774 / Signature: (the Undersi fled") 4 Print Name: TO BE EFFECTIVE FOR JOINT ACCOUNT(S), ALL ACCOUNT HOLDERS MUST SIGN: In witness whereof, the Undersigned has executed this Authorization/Power of Attorney. Date: Signature: Print Name: (the "Undersigned") This section intentionally left blank. II reeht-OCIRS101/1:/) (1396' 1-010512 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) %SO -0794 EFTA_000 19664 EFTA00169401 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF hh A"' yak On A-0,4% '1, 1, 0 before me, #yry /3e7-6y -- personally appeared 1p f. r.. fihk•st personally known to me 6r proved to me on the basis of satisfactory i.1,7 i . ./ . evidence to e the ind vidualls) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacityties), and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon beheff of whom the i ' ' ual(s) acted, executed the instrument. Notary Public ss.: 02 HARRY I. 3FI.I.EA Notary . Sue of \ow York No. 01R:ice's 3924 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORIZkST, astrE 9.4i,c‘iaild County / L i Commission Expires Feb. 17, 20 7 STATE OF COUNTY OF ss.: On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by hislher/ their signature(s) on the instrument, the individualIs), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF ss.: On before me personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whosenname(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in hislherhheir capacity(ies). and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument. Notary Public ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF ss.: On before me , Personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacitylies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individualls) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signatirre and office of the individual taking acknowledgement) 5 I.PY11.1 0985 i011'2I 0:19611-C1C112 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) t8 sSP-0795 EFTA_000 19665 EFTA00169402 tMPORTANT INFORMATION FOR THE AGENT(S): When you accept the authority granted under this Authorization/Power of A:torney, a special legal relationship is created between you and the Principal. This relationship imposes on you legal responsibilities that continue until you resign cr the Authorization/Power of Attorney is terminated or revoked. You must: 1. act according to any instructions from the Principal, or, where there are no instructions, in the Principal's best interest; 2. avoid conflicts that would impair your ability to act in the Principal's best interest; 3. keep the Principal's property separate and distinct from any assets you own or control, unless otherwise permitted by law; 4. keep a record of all receipts, payments, and transactions conducted for the Principal; 5. disclose your identity as an Agent whenever you act for the Principal by writing or printing the Principal's name and signing your own name as -Agent" in either cf the following manner: (Principal's Name) by (Your Signature) as Agent, or (Your Signature) as Agent for (Principal's Name); and 6. agree that OBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Accounts) or that would violate any applicable laws, rules or regulations. You may not use the Principal's assets to benefit yourself or give major gifts its yourself or anyone else unless the Principal has specifically granted you that authority in this Authorization/Power of Attorney and in a Statutory Major Gifts Rider which the Principal may attach to this Authoriiation/Power of Attorney. If you have that authority, you must act according to any instructions of the Principal or, where there are no such instructions, in the Principal's best interest. You may resign by giving written notice to the Principal and to any co-agent, suecessor agent, or the Principal's guardian if one has been appointed. If there is anything about this document or your responsibilities that you do not understand, you should seek legal advice. Liability of Agent: The meaning of authority given to you is defined in New York's General Obligations Law, Article 5, Title 15. If it is found that you have violated the law or acted outside the authority granted to you in the Authorization/Power of Attorney, you may be liable under the law for your violation. AGENT(S)' SIGNATURE AND ACKNOWLEDGEMENT OF APPOINTMENT: It is not required that the Principal and the Agent(s) sign at the same time, nor that multiple Agents sign at the same time. l/we, ets4,..e bre it il 4 it 7 i3cav Olsen name(s) of Agontis}) Authorization/Power of Attorney. I am/we are e person(s) identified therein as Agent(s) for e Principal _tt- 4--ett— r _i , . Agent's ignature • AgeCti's sigyfature i Dated: GOMS Dated: .70( 173 , have read the foregoing lamed therein. 6 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) g0796 EFTA_000 19666 EFTA00169403 ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE STATE OF NEW YORK. COUNTY OF (fit, itra On • SS.: before me, /Fri 7 tie /fore" personally appeared lot 9) r:1 known to me or proved to me on the basis of satisfactory evidence to b4 the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that byfistheritheir signature(s) on the instrument, the individual(s), or the person upon behalf of whom the dividual1s) acted, executed the instrument. —2 I Notary Public HARRY I. SELLER Notary Public. State of New York No oleE4353924 ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATgornmissier. Expires Feb. 17, 20 NatifieJ in Ro:RtanS County.4y STATE OF COUNTY OF ss.: On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/shelthey executed the same in his/her/their capacity{ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF r x ss • on /cps- i before me Icily:A..., k (2:tin.o.reits— personalty appeared /G//S/ r L4e.1 r personally known to me or proved to me on the basis of satisfactory evidence to be/the indivi ual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the indivi da itti egitaelin ecialtried sON the instrument. A Notary Public. State of New York No O1R16053071 Qualified in Queens County Notary Public Commission expires January 2. 201,5 ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF ss.: On before me personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individuals) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/herhheir capacity(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual's) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) 7 I 1 -PWM11.013SS (01/12/ 009611.0 !OS12 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) YINSTN9`P-0797 EFTA_000 19667 EFTA00169404 ....sarSetQefeefei'zionsottmeck.><OStalssi ertnettotrifittieiteietitliete.waiiiiiiitee664 iatr.ignitaiiiii‘iiiiith rebzenteitiftikaltempacistewanAtttt.,,,s- d Aye BRENNAN-WIEBRAO-11; JEAN ANNE sex g in DC Wilt 2 Hl:r BRD Eyes Ku Class A Mood Type O-s Allergies NONE Endorseraenft Restrictions CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) laSna798 EFTA_000 19668 EFTA00169405 0, 4.,..a....*040000400.0 ,40,0i*waotatt-5040001. 010-4.1,-444,-i!,.0::, ! • Nfrs. W 01040soac.44.ty:40...- )51 pe.,5i1"1-1A R. It• II ID: SELLER HARRY,' COB: six EYES t.; 541" NONE B ISSUED 04-20-11 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ---riir,"theasetomkagekulsak.-twar0.,..0::00. ENS" E ,C LASS t) %MT-07050(0799 EFTA 00019669 EFTA00169406 Current Classification: (dick here for help) internal Re: BSO Exception Request - DB POA Form [I) Zia Memon Zbynek Kozelsky, Vahe Stepanian Cc Jay Lipman, Tazia Smith. Fran M Wickman, Amanda Kerby Sender 10/22/2013 07:54 AM Date Subject Vahe Stepanian Zbynek Kozelsky Zia Memon 10/21/2013 08:47 AM BSO Exception Request - 10/22/2013 07:49 AM Re: BSO Except* 10122/201307:54 AM Re: BSO E Classification: For internal use only BSO approved Zbynek Kozelsky --- Original Message — From: Zbynek Kozelsky Sent: 10/22/2013 07:49 AM EDT To: Vahe Stepanian/db/dbcomODBAmericas@DBAMERICASODBCOEK; Zia Memon Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: Re: BSO Exception Request - DB POA Form [11 Classification: For internal use only Good morning Zia, Please see below. Ziggy Kozelsky Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management 345 Park Avenue 10154 Sent From Blackberry Vahe Stepanian --- Original Message --- From: Vahe Stepanian Sent: 10/21/2013 08:47 AM EDT To: Zia Memon Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: BSO Exception Request - Da FOA Form [I] Classification: For internal use only Good Morning Zia, Hope you had a great weekend. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 613SW-1)71M800 EFTA_000 19670 EFTA00169407 Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below). As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already transferred in $120mm+ liquid across his accounts. A few items that were requesting exceptions for: 1) Using DB POA for entity accounts (per Fran, POA is meant 101 natural persons accts.) - Client would like his assistants to have FULL POA over accts. Cannot use LTA in this situation. 2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval 3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant). I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have any questions. Were meeting with the client tomorrow morning, so we would appreciate if you could please review at some point today. Thanks in advance for your help. Vahe -- Forwarded by Vahe Stepanianklb/dbcom on 10121/2013 08:35 AM ---- From: Fran M Wickmanitbidbcom To: Vahe Stepanian/db/dbcom@DBAmericas, Jay Lipman/db/dbcom@DBAMERICAS, Cc: Zbynek Kozelsky/db/dbcom@DBAmericas, MO CIP Date: 10/18/2013 02:52 PM Subject: POA Issues PI Classification: For internal use only DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for trusts & corporations. Professional relationship to Agent requires BSO approval. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. - DB POA is for Natural Persons accounts only. DB Limited Trading Auitiolization is to be completed for corporations & L LCs. is not a valid acct Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. The signatures were notarized by one the Agents being given power of attorney. Kind regards, Fran Wickman CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) VANaRgg801 EFTA_00019671 EFTA00169408 Fran Wickman Deutsche Bank Securities Inc. Private and Institutional Client Services (PIGS) • 1 South Street. 21202.3298 Baltimore. MD. USA Pcoirriowitr Pegbist CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) %WO -708;802 EFTA_000 19672 EFTA00169409 ID Current Classification: (click here for help) Internal Re: Fw: BSO Exception Request - DB POA Form [I] Ci Zbynek Kozelsky to: Vahe Stepanian Cc: Carol Koterwas, Fran M Wickman 10/24/2013 02:41 PM Sender Date Subject . -- - s Vahe Stepanian 10/24/2013 10:01 AM Fw: BSO Exception Requ Zbynek Kozelsky 10/24/2013 02:41 PM Re: Fw: BSO Ex Classification: For internal use only Carol, Please add. Thanks! Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management Markets Coverage Group 345 Park Avenue. 26th Floor New Y rk NY 101 Pesier6024-fr Peifortil. yehe Stepanian ClassificelibniF0r interbel:bsebnlY dOod'ItAbini.;. 10/24/2013 10:01:21 AM From: Vahe Stepanian/db/dbcom@DBAMERICAS To: r n M Wic kman/ @OBAmericas, Carol Kotenvas/dbidbcom@DBArnericas, Cc: Date: Subject: Fw: BSO Exception Request - DB POA Form [I] Classification: For internal use only CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) i:MN-0;803 EFTA_000 19673 EFTA00169410 Good Morning Fran/Carol: On the below, it looks like when my colleague sent down the forms, they forgot to include two account numbers on the Harry/Jean Anne POA We need to add Harry Beller on accts. and Can you please help to get this done? I've CC'ed Ziggy on this e-mail who is aware of this issue. Thank you, Vahe Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Smythe% Inc. Deutsche Asset It Wealth Management 345 Park Avenue - 26th Floor Forwarded by Vahe Stepanian/db/dbcom on 10/24/2013 09:59 AM -- From: Zia Memon/db/dbcom©DBAMERICAS To: Zbynek Kozelsky/db/dbcom@DBAmericas, Vahe StepaniarVdb/dbcom@DBAmericas@DBAMERICAS@DBCOEX, Cc: Jay Lipmaivdb/dbcom@DBAMERICAS, Tazia SmitlVdbidbcomODBAMERICAS, Fran M Wickmarildb/dbcom@DBAmericas, Amanda Kirby/db/dbcom©DBAMERICAS Date: 10,22/2013 07:54 AM Subject: Re: BSO Exception Request - DB POA Form p] Classification: For internal use only BSO approved Zbynek Kozelsky -- Original Message -- From: Zbynek Kozelsky Sent: 10/22/2013 07:49 AM EDT To: Vahe Stepanian/db/dbcomODBAmericasODBAMERICASODBCOEX; Zia Memon Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: Re: BSO Exception Request - DB POA Form 11) Classification: For internal use only Good morning Zia, Please see below. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) %WO -170804 EFTA_00019674 EFTA00169411 Ziggy Kozelsky Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management 345 Park Avenue New York, NY 10154 Sent From Blackberry Vahe Stepanian --- Original Message Vahe Stepanian Sent: 10/21/2013 08:47 AM EDT To: Zia Memon Cc: zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: BSO Exception Request - DB P0A Form [I] Classification: For internal use only Good Morning Zia, Hope you had a great weekend. Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below). As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already transferred in $120mm+ liquid across his accounts. A few items that we're requesting exceptions for: 1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would like his assistants to have FULL POA over accts. Cannot use LTA in this situation. 2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval 3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant). I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have any questions. We're meeting with the client tomorrow morning, so we would appreciate if you could please review at some point today. Thanks in advance for your help. Vahe — Forwarded by Vahe Stepanian/db/dbcom on 10/21/2013 08:35 AM — From. Fran M Wickman/db/dbcom To: Vahe Stepanian/db/dbcom@DBAmericas, Jay Lipman/dbAlbcom@OBAMERICAS. Cc: Zbynek Kozelskytetildbcom@DBArnericas, MO CIP Date: 10/18/2013 02:52 PM Subject: POA Issues [l] Classification: For internal use only - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for trusts & corporations. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 16/490-08805 EFTA_000 19675 EFTA00169412 Professional relationship to Agent requires BSO approval. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for corporations & LLCs. s not a valid acct #. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. The signatures were notarized by one the Agents being given power of attorney. Kind regards, Fran Wickman Fran Wickman • Deutsche Bank Securities Inc. Private and Institutional Client Services (PICS) 1 South Street 21202-3298 Battirnore, MD. USA PosPitrwitr Perfbow CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) YlegDeR8806 EFTA_000 19676 EFTA00169413