EFTA00169828.pdf

jagacriparincsra-Y-'1"-^ 51 :"Mirt "inliWW.invittgYarla ci WtrikTS ,5PA- -,fracAPE O, LTMC:MCSMIniClItalratti, agrardiptdrilatfMMVW=MnItr% Ft AUTHORIZATION OF POWER OF ATTORNEY For Natural/Individual Persons For Brokerage Accounts and/or retirement accounts with DBSI This Authorization/Power of Attorney constitutes a non-durable limited power of attorney, designed to give a person or persons designated by you either (1) limited authority over your Account(s) or (2) full authority over your Accounts) as set forth below. NOTE: UNDER NEW YORK LAW, THE FOLLOWING DISCLOSURE IS REQUIRED TO BE INCLUDED, VERBATIM, IN EVERY POWER OF ATTORNEY. CAUTION TO THE PRINCIPAL: Your Power of Attorney is an important document. As the "Principal," you give the person whom you choose (your "agent") authority to spend your money and sell or dispose of your property during your lifetime without telling you. You do not lose your authority to act even though you have given your agent similar authority. When your agent exercises this authority, he or she must act according to any instructions you have provided or, when there are no specific instructions, in your best interest. "Important Information for the Agent" at the end of this document describes your agent's responsibilities. Your agent can act on your behalf only after signing the Power of Attorney before a notary public. You can request information from your agent at any time. If you are revoking a prior Power of Attorney by executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s) and to the financial institutions where your accounts are located. You can revoke or temfinate your Power of Attorney at any time for any reason as long as you are of sound mind. If you are no longer of sound mind, a court can remove an agent for acting improperly. Your agent cannot make health care decisions for you. You may execute a "Health Care Proxy" to do this. Tne law governing Powers of Attorney is contained in the New York General Obligations Law, Article 5, Title 15. This law is available at a law library, or online through the New York State Senate or Assembly websites, www.senate:stete.ny.us or www.aasemnly.state.ny.us. If there is anything in this document that you do not understand, you should consult with your lawyer. AUTHORITY The u_gdersigngti Principal (the "Undersigned" or "Principal") hereby appoints: /five ir- A-egrosfri as the Undersigned's agent(s) and attomey(s) in-fact ( gondol") to act INDM UALLY with respect to any and all accounts, if applicable (see below) in the Undersigned's name ("Aocount(s "), held individually or jointly (provided that all joint account holders have executed this form) with DBSI, as well as individual retirement accounts held for the benefit of the Undersigned ("IRAs"), with the authority to direct DBSI to buy, sell (including short sales) end of .rorwise trunsaot in ony security, including but not limited to stocks, bonds, mutual fund shares, limited partnership interests, call and put options (covered and uncovered), on margin or otherwise, and any instrument, agreement or contract relating to same, on margin br otherwise, or onter into futures, options on futures and forward contracts, interest rate, currency, equity or commodity swap transactions, deposit accounts at financial institutions and direct or indirect interests in securities, deposit instruments or contracts where all or part of the return is calculated by reference to changes in, among other thinge, the value of securities, commodities, currencies, interest rates, property of any description or indices, in each case in accordance with DBSI's terms and conditions for the Undersigned's account, account type, and risk and in the Undersigned's names, or nuniner(s) on DBSI's books, Agoutis) must exercise the authority granted heroin pursuant to the Undersigned's instructions, or otherwise for purposes which the Agent(s) reasonably deems to be in the Undersigned's best interest. By giving this authority, the Undersigned authorizes Agents) to make inquiries on the Account(s), including requesting information about account transactions, balances and holdings. 1 ORIGINAL Elvin 11•PW141.03135(01/12) 000611-010612 CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) tiVinnii261 EFTA_00020131 EFTA00169828 Principal agrees that DBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s), or that would violate any applicable laws, rules or regulations, or that would be otherwise limited by the account typo or documentation on file. THE UNDERSIGNED AUTHORIZES THE AGENT(S) TO RECEIVE COPIES OF ACCOUNT STATEMENTS AND TRANSACTION CONFIRMATIONS UPON THE AGENT(S)'S REQUEST. DBSI RETAINS THE RIGHT IN ITS SOLE DISCRETION TO REFUSE TO ACCEPT INSTRUCTIONS BY THE AGENT(S) TO CHANGE THE MAILING ADDRESS ASSIGNED TO THE UNDERSIGNED'S ACCOUNT(S) OR ANY BENEFICIARY DESIGNATIONS. NOTE: If you want to authorize your Agent(s) to make gifts of your money or assets or other property held in the Account(s) during your lifetime, without restriction, to any one or more persons, including the Agent(s) himself, herself or themselves, you will need to execute a Statutory Major Gifts Rider. Giving such a power to your Agent(s) grants your Agent(s) authority to take actions which could significantly reduce your property or change how your property is distributed at death. OBSI shall not be responsible to monitor whether any payments or transfers are gifts and/or require the execution of a Statutory Major Gifts Rider. SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION LIMITED TRADING AUTHORIZATION. In all such purchases, sales or trades, DBSI is authorized to follow the instructions of Agent(s) in every respect concerning the Account(s), and Agent(s) is/are authorized to ad for the Undersigned and on the Undersignad's behalf in the same manner and with the same force and effect as the Undersigned might or could do with respect to such purchases, sales or trades as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or trades. Note: This Limited Authorization does not permit Agent(s) to withdraw or transfer assets from the A count(s). OR.- /J./ 0/ O‘..ILL AUTHORIZATION TO TRADE AND MOVE ASSETS. DBSI is authorized to follow the /ex—, structions of Agent(s) in every respect concerning the Account(s), and to make deliveries or transfers of assets (including cash), frem the Accounths) end payment of moneys as directed by Ageot(s), without restriction fineludimpttetherfteottat himself, herself or themselves except in connecticn with IRAs) in accordance with DBSI's terms and conditions and account type. In all matters and things aforementioned, as well as in all other things necessary or incidental to the furtherance or conduct of the Account(s), Agent(s) may act in the same manner and with the same force and effect as the Undersigned might or could do. Note: This Full Authorization grants Agent(s) unrestricted authority to trade in the Account(s) and to withdraw or transfer assets from the Account(s). For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection with distributions. This Authorization/Power of Attorney shall remain in full force and effect until DBSI receives actual written notice signed by the Undersigned of its revocation to be delivered to the Undersigned's DBSI Client Advisor or his or her branch manager. However, the limited power of attorney granted hereunder is not a durable power of attorney and will cease to be effective upon actual receipt by OBSI of written notice of the occurrence of either of the following events: (i) the Undersigned is judicially declared to be incompetent, or the death of the Undersigned. Notwithstanding the foregoing, the Undersigned acknowledges that DBSI shell be entitled to continue to rely upon this Authorization/Power of Attorney until such time a DBSI receives such actual written notice. D0RiCEAL 2 I I -FNMA orasstolisz 009611-010512 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) AN6O-g?)3262 EFTA_00020132 EFTA00169829 The Undersigned understands and agrees that DBSI has the right to require additional verification and • documentation from the Undersigned or the Undersigned's Agent(s) in certain transactions that DBSI, in its sole discretion, deems necessary. In addition, DBSI has the right to request that either a new Authorization/ Power of Attorney be executed or that the Agent(s) verify in writing the validity of the current Authorization/ Power of Attorney. nAgent Name: ji t Address: 57C Le g au-enot. Ay Py frozz TIN of Agent: Relationship to Principal: Agent Name: UcAo 'eV #efic fi ,7" %/o,. a 5 415161, Address: TIN of Agent: Relationship to Principal: ootoz THIS DOCUMENT DOES NOT REVOKE ANY OTHER POWERS OF ATTORNEY THAT THE UNDERSIGNED HAS PREVIOUSLY EXECUTED, UNLESS THE UNDERSIGNED HAS SPECIFIED OTHERWISE ON THE LINES BELOW. INDEMNIFICATION The Undersigned acknowledges and agrees that the Undersigned is responsible for all acts of the Agent(s). The Undersigned hereby agrees, individually and en behalf of his/her heirs, executors, legal representatives, and assigns to indemnify and hold harmless DBSI and its parents, affiliates, subsidiaries, officers, employees, and agents (collectively, "DB") from all claims that may arise in connection herewith, and to pay DB promptly, on demand, any and all losses and liabilities arising therefrom or from any action taken or not taken by DB in reliance hereon, including without limitation, any debit balance due with respect to the Account(s). The Undersigned further hereby ratifies and confirms any and all transactions (including any payments or transfers) made by the Undersigned's Agent(s) in connection with the Accounts) prior or subsequent to the execution of this document and holds harmless DB regarding same. This Authorization/Power of Attomey shall inure to the benefit of DB and its successors and assigns irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever. The Undersigned understands and agrees that the DBSI may require joint account holder(s) to sign all requests for withdrawals from an account jointly with the Agent(s). ORIGINAL 3 11.PW14-0985 (01/171 CO31311010512 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) tDS WaRli263 EFTA_00020133 EFTA00169830 • The Undersigned by signing below confirms that he/she has read the contents of this Power of Attorney and understands same, and has executed this Power of Attorney of his/her own free will and has received advice about the effect of this Power of Attorney from his/her advisers as he/sho has deemed necessary or • advisable. In witness whereof, the Undersigned has executed this Date: 10/7/13 Signature: Print Name: (the -Undersi ned") TO BE EFFECTIVE FOR JOINT ACCOUNTIS), ALL ACCOUNT HOLDERS MUST SIGN: In witness whereof, the Undersigned has executed this Authorization/Power of Attorney. Date: Signature: Print Name: (the "Undersigned") D awe/4AL This section intentionally left blank. 4 11-0WIA-0085(01n2) 03961 1 410612 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) tni1264 EFTA_00020134 EFTA00169831 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF yoe-k ss.: On 0 €401s4‘ 1, (3f before me, " be personally appeared ?Ph tf---tten, personally known to me 6r proved to me on the basis of satisfactory evidence to e the ind idual s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/shehhey executed the same in his/her/their capacity(ies), and that by hislherhheir signaturels) on the instrument, the individual(s), or the person upon be of whom the i dual(s) acted, executed the instrument. Notary •ublic HARRY I. BELLER Notary Public, State of New York No. 01BE4853324 - ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW yoRgerme in Rockland County y Commission Expires Feb. 17:20 • STATE OF COUNTY OF ss.: On before me personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose names) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/ their signature(s) on the instrument, the individualls), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF ss.: On before me, personally appeared personally known to roe or proved to me on the basis of satisfactory evidence to be the individuakt) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they oxecuted the same in his/herltheir capacity(iesl, and that by his/herhheir signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individuals) acted, executed the instrument. Notary Public ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF ss.. On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the indrvidualls) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgerneht) 5 D =CANAL 11-PY*A4985 (01112) C09611-010612 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) taStMg 265 EFTA_00020135 EFTA00169832 • IMPORTANT INFORMATION FOR THE AGENT(S): Wh'en you accept the authority granted under this Authorization/Power of Attorney, a special legal relationship • is created between you and the Principal. This relationship imposes on you legal responsibilities that continue until you resign or the Authorization/Power of Attorney is terminated or revoked. You must: 1. act according to any instructions from the Principal, or, where there are no instructions, in the Principal's best interest; 2. avoid conflicts that would impair your ability to act in the Principal's best interest; 3. keep the Principal's property separate and distinct from any assets you own or control, unless otherwise permitted by law; 4. keep a record of all receipts, payments, and transactions conducted for the Principal; 5. disclose your identity as an Agent whenever you act for the Principal by writing or printing the Principal's name and signing your own name as "Agent" in either of the following manner: (Principal's Name) by (Your Signature) as Agent, or (Your Signature) ae Agent for (Principal's Name); and 6. agree that DBSI ehall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s) or that would violate any applicable laws, rules or regulations. You may not use the Principal's assets to benefit yourself or give major gifts to yourself or anyone else unless the Principal has specifically granted you that authority in this Authorization/Power of Attorney and in a Statutory Major Gifts Rider which the Principal may attach to this Authorization/Power of Attorney. If you have that authority, you must act according to any instructions of the Principal or, where there are no such instructions, in the Principal's bast interest. You may resign by giving wrhten notice to the Principal and to any co-agent, successor agent, or the Principal's guardian if one has been appointed. If there is anything about this document or your responsibilities that you do not understand, you should seek legal advice. Liability of Agent: The meaning of authority given to you is defined in New York's General Obligations Law, Article 5, Title 15. If it is found that you have violated the law or acted outside the authority granted to you in the Authorization/Power of Attorney, you may be liable under the law for your violation. AGENT(S)' SIGNATURE AND ACKNOWLEDGEMENT OF APPOINTMENT: It is not required that the Principal and thaAgent(s) sign at the same time, nor that multiple Agents sign at the same time. f/we ;kit ot bk.enit4 7 4/4 (insert name(s) of Agent(ell Authorization/Power of Attorney. I am/we are 1e person(s) identified therein as Agent(s) for e Principal mad therein. Agent's signature Age is sig2ture Alt cn, Dated: _SAS_ Dated: D ORIGINAL 6 , have read the foregoing 11 -PV4414:3985 101/12: MOIZI n• AC11 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ikatMa266 EFTA_00020136 EFTA00169833 ' ACKNOWLEDGEMENT OF AGENT(S1' SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF Pa SS.: On .., before me AL- r r 7 AelAt personally appeared in-tAft- kill, e nra IA k#t“.. personally known to me or proved to me on the basis of satisfactory evidence to b the individualist) whose names) is (are) subscribed to within the instrument and acknowledged to me that he/she/hey executed the same in his/her/their acity(ies), and that by. is/her/heir signatures) on the instrument, the individual(s), or the person upon b h of whom the widual(s) acted, executed the instrument. HARRY I. BELLER Notary Public Notary Public. State of New York No. 018E485392.4 ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATt ommism0n Expires Feb. 17, 20 1,7 Oualified in Rockland Countyy STATE OF COUNTY OF ss.: On before me personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individuals) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, aad that such individuals) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OFAGENT(ST SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF /4-44,t,/ O r Y1 ss.: on /OM— i3 betides, me It) ba...0i.s. .0 Li-. tett nits personally appeared boyar rqOPIIC personally known to me or proved to me on the basis of satisfactory evidence to the indivi uni(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(isa), and that by his/her/heir signature04 on the instrument, the individual(s), or the person upon behalf of whom the individyeracte A d, executed RICHARDSON eftNEI the instrument. Q c-Eie.AA nl N Notary PuoblicO.1SRtia6teoso3(01eut York 1 Qualified in Queens County Notary Public Commission Expires January 2. 20.15 ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF ss.: On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individualist made such appearance before the Undersigned in (state/country). Sri (signature and office of the individual taking acknowledgement) ORIGINAL 7 1 I -PWM-098S (01/12I 009811-010512 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 161W:Ithikni 71267 EFTA_000 20 1 37 EFTA00169834 '• • BRENNAN-WIEBRACHT, JEAN ANNE ••••••:, ' • CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) • • • ' MOMS EFTA_00020138 EFTA00169835 candosialVesstaistliidtaliflita. .._ 44\ 6. 13RIVER .LICENSE ID:. ,CLASS D BED LER HARRY,' 0O8: Se( tA EYES aRt AT •i NONE a ISSAJEU: 04-20-11 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) gtang269 EFTA 00020139 EFTA00169836 El Current Classification: (click here for help) Internal Re: BSO Exception Request - DB POA Form [IJ 1 Zia Memon to: Zbynek Kozelsky, Vahe Stepanian Cc: Jay Lipman. T aria Smith. Fran M Wickman. Amanda Kirby 10/22/2013 07:54 AM Sender Date Subject Vahe Stepanian • 10/21/2013 08:47 AM BSO Exception Request - a Zbynek Kozelsky 10/22/2013 07:49 AM Re: BSO Exceptioi 21. Zia Memon 10/22/2013 07:54 AM Re: BSO E Classification: For internal use only BSO approved Zbynek Kozelsky ---- Original Message --- From: Zbynek Kozelsky Sent: 10/22/2013 07:49 AM EDT To: Vahe Stepanian/db/dbcomODBAmericasODBAMERICASODECOEX; Zia Memon Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: Re: BSO Exception Request - DB POA Form [I) Classification: For internal use only Good morning Zia, Please see below. Ziggy Kozelsky Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management 345 Park Avenue MSS 10154 Sent From Blackberry Vahe Stepanian --- Original Message From: Vahe Stepanian Sent: 10/21/2013 08:47 AM EDT To: Zia Memon Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Rickman; Amanda Kirby Subject: BSO Exception Request - DB POA Form (I) Classification: For internal use only Good Morning Zia, Hope you had a great weekend. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) IDWOR); (1270 EFTA_00020140 EFTA00169837 Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below). As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already transferred in $120mm+ liquid across his accounts. A few items that we're requesting exceptions for: 1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would like his assistants tb have FULL POA over accts. Cannot use LTA in this situation. 2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval 3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant is notary. Assistant is NOT notarizing his own signature, just Jeanne's (ether assistant). IYe CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have any questions. We're meeting with the client tomorrow morning, so we would appreciate if you could please review at some point today. Thanks in advance for your help. Vahe --- Forwarded by Vahe Stepanianidbidbcom on 10/21/2013 08:35 AM — From: Fran M Wickmen/dbidhcom To: Vahe Stepanian/db/dbcom@DBAmericas, Jay Lipman/db/dbcom@DBAMERICAS, Cc: Zbynek Kozelsky/db/dbcom@DBAmericas, MO CIP Date: 10/15/2013 02:52 PM Subject: POA Issues Classification: For internal use only DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for trusts & corporations. - Professional relationship to Agent requires BSO approval. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. • DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for corporations & LLCs. s not a valid acct #. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. The signatures were notarized by one the Agents being given power of attorney. Kind regards, Fran Wickman CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) laNbaiai 271 EFTA_00020 14 1 EFTA00169838 Fran Wickman Deutsche Bank Securities Inc. Private and Institutional Client Services (PIGS) 1 South Street 21202-3298 Baltimore. MD. USA Pcdtricrpctu CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) atAMM272 EFTA_00020142 EFTA00169839