EFTA00173953.pdf

MEMORANDUM Date: May 18, 2015 To: From: SENSITIVE BUT UNCLASSIFIED Assistant Special Agent in Charge Special Operations Division Director OCDETF Fusion Center Subject: Target Profile: EPSTEIN• OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 • Jeffre WARNING This product contains sensitive proprietary law enforcement information which may be either classified or the subject of stringent caveats. This product is compiled from multi-agency databases and open sources, and should not be treated as a finished investigative product. OCDETF suggests advising your prosecuting attomey(s) of this intelligence product. The recipient and attomey(s) are advised that this product may not be referenced in affidavits, indictments. extradition documents, other court related documents, press releases. or duplicated as a pan of the discovery process without the express written permission of the OCDETF Fusion Center and the originating agencies. This product is provided to your agency for lead purposes only and may not be disseminated to third panics without approval of the originating agencies. Further. investigative action based upon this information should be coordinated with the contributing agencies. This product should be destroyed in a manner consistent with its classification upon determination that retention is no longer necessary to support an investigation, prosecution or related activity. Date of Request: Case File Number / Agency: OCDETF Case Number: OCDETF Operation Name: Requestor / Agency / Telephone Number: OFC Unit Chief / Telephone Number: OFC Desk Officer / Telephone Number: OFC Intelligence Analyst / Telephone Number: SOD OSF Contact / Telephone Number: Agency information contained herein: ATF SI CBP la DEA O DOC K DOL OIG 114 FBI 61 ICE K IRSCI O USMS K USPIS FBI Guardian Incident April 28, 2015 C1-11-0049 GDEP: YNL3B (DEA) NY-NYS-0829 Chain Reaction OAFP ONCA/SOCA OBOP li DSS K USSS ❑NZP lilF1NCEN SDOS SENSITIVE BUT UNCLASSIFIED EFTA00173953 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Table of Contents ANALYTICAL FINDINGS 1 Background: 1 • Analytical Findings: 1 TARGET 1— 4 BIOGRAPHICAL/IDENTIFYING DATA 4 ADDRESSES 5 COMMUNICATIONS 5 Telephone Numbers 5 BORDER CROSSINGS 5 Border Crossings - Air S LINKED INVESTIGATIONS 6 CRIMINAL HISTORY/NCIC 6 Offline NC1C 6 FINANCIAL INFORMATION 7 USAR — Unified Suspicious Activity Report(s) 7 ASSETS 7 Financial Accounts) 7 TARGET 2 — 8 BIOGRAPHICAL/IDENTIFYING DATA 8 ADDRESSES 8 COMMUNICATIONS 8 Telephone Numbers 8 BORDER CROSSINGS 8 Border Crossings - Air 8 LINKED INVESTIGATIONS 9 CRIMINAL HISTORY/NCIC 9 Offline NC1C 9 FINANCIAL INFORMATION 10 USAR — Unified Suspicious Activity Report(s) 10 TARGET 3 - 11 BIOGRAPHICAL/IDENTIFYING DATA 1 I ADDRESSES II COMMUNICATIONS I I Telephone Numbers I Websites, Email Addresses, IP Addresses II BORDER CROSSINGS 12 Border Crossings - Air 12 LINKED INVESTIGATIONS 12 CRIMINAL HISTORY/NCIC 12 Offline NC1C 12 SENSITIVE BUT UNCLASSIFIED EFTA00173954 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 FINANCIAL INFORMATION 13 USAR — Unified Suspicious Activity Report(s) 13 TARGET 4 — JEFFREY EPSTEIN 14 BIOGRAPHICAL/IDENTIFYING DATA 14 ADDRESSES 14 COMMUNICATIONS 15 Telephone Numbers 15 Websites, Email Addresses, IP Addresses 15 BORDER CROSSINGS 15 Border Crossings - Air 15 CORPORATE/BUSINESS AFFILIATIONS 15 LINKED INVESTIGATIONS 16 CRIMINAL HISTORY/NCIC 17 Offline NCIC 17 FINANCIAL INFORMATION 19 USAR — Unified Suspicious Activity Report(s) 19 UC7'R — Unified Currency Transaction Report(s) 19 CTR — Currency Transaction Report(s) 19 AssErs 20 Financial Accounts) 20 FAMILY MEMBER/ASSOCIATE IDENTIFYING INFORMATION 21 Associates 21 TARGET 5 - 22 BIOGRAPHICAL/IDENTIFYING DATA 22 ADDRESSES 22 COMMUNICATIONS 22 Telephone Numbers 22 Websites, Email Addresses, IP Addresses 23 BORDER CROSSINGS 23 Border Crossings - Air 23 LINKED INVESTIGATIONS 23 CRIMINAL HISTORY/NCIC 24 Off line NCIC 24 FINANCIAL INFORMATION 25 USAR — Unified Suspicious Activity Report(s) 25 UC7'R — Unified Currency Transaction Report(s) 25 AssErs 26 Financial Accoum(s) 26 TARGET 6 — 27 BIOGRAPHICAL/IDENTIFYING DATA 27 ADDRESSES 28 COMMUNICATIONS 28 Telephone Numbers 28 SENSITIVE BUT UNCLASSIFIED EFTA00173955 TARGET 7 - SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Websites, Email Addresses, IP Addresses 28 BORDER CROSSINGS 28 Border Crossings - Air 28 CORPORATE/BUSINESS AFFILIATIONS 29 LINKED INVESTIGATIONS 29 CRIMINAL HISTORY/NCIC 29 Offline NCIC 29 FINANCIAL INFORMATION 30 USAR — Unified Suspicious Activity Report(s) 31 CTR - Currency Transaction Report(s) 31 AssErs 31 Financial Account(s) 31 32 BIOGRAPHICAL/IDENTIFYING DATA 32 ADDRESSES 32 COMMUNICATIONS 32 Telephone Numbers 32 Websites, Email Addresses, IP Addresses 32 LINKED INVESTIGATIONS 33 CRIMINAL HISTORY/NCIC 33 Offline NCIC 33 FINANCIAL INFORMATION 34 USAR — Unified Suspicious Activity Report(s) 34 UCTR — Unified Currency Transaction Report(s) 34 CTR - Currency Transaction Report(s) 35 TARGET 8 — 36 BIOGRAPHICAL/IDENTIFYING DATA 36 ADDRESSES 36 COMMUNICATIONS 36 Telephone Numbers 36 Websites, Email Addresses, IP Addresses 36 BORDER CROSSINGS 37 Border Crossings - Air 37 LINKED INVESTIGATIONS 37 CRIMINAL HISTORY/NCIC 37 Offline NCIC 37 FINANCIAL INFORMATION 38 USAR — Unified Suspicious Activity Report(s) 38 TARGET 9 - 39 BIOGRAPHICAL/IDENTIFYING DATA 39 ADDRESSES 40 COMMUNICATIONS 40 Telephone Numbers 40 SENSITIVE BUT UNCLASSIFIED EFTA00173956 TARGET 11 - SENSITIVE BUT UNCLASSIFIED OFC-TP-15.12392 SODOFC-15.12392 Date of Report: May IS, 2015 Websites, Email Addresses, IP Addresses 40 LINKED INVESTIGATIONS 40 CRIMINAL HISTORY/NCIC 41 Offline NCIC 41 FINANCIAL INFORMATION 41 USAR — Unified Suspicious Activity Report(s) 42 AssErs 42 Financial Account(s) 42 TARGET 10 — 43 BIOGRAPHICAL/IDENTIFYING DATA 43 ADDRESSES 43 BORDER CROSSINGS 43 Border Crossings - Air 43 LINKED INVESTIGATIONS 44 CRIMINAL HISTORY/NCIC 44 Offline NCIC 44 FINANCIAL INFORMATION 45 USAR — Unified Suspicious Activity Report(s) 45 CTR - Currency Transaction Report(s) 45 47 BIOGRAPHICAL/IDENTIFYING DATA 47 ADDRESSES 47 COMMUNICATIONS 47 Telephone Numbers 47 LINKED INVESTIGATIONS 47 CRIMINAL HISTORY/NCIC 48 Offline NCIC 48 FINANCIAL INFORMATION 49 USAR — Unified Suspicious Activity Report(s) 49 AssErs 49 Financial Account(s) 49 TARGET 12 — 50 BIOGRAPHICAL/IDENTIFYING DATA 50 ADDRESSES 50 COMMUNICATIONS 50 Telephone Numbers 50 LINKED INVESTIGATIONS 51 CRIMINAL HISTORY/NCiC 51 Offline NCIC 51 FINANCIAL INFORMATION 52 USAR — Unified Suspicious Activity Report(s) 52 AssErs 53 Financial Account(s) 53 SENSITIVE BUT UNCLASSIFIED iv EFTA00173957 TARGET 13 - TARGET 14 - SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 54 BIOGRAPHICAL/IDENTIFYING DATA 54 ADDRESSES 54 COMMUNICATIONS 55 Telephone Numbers 55 BORDER CROSSINGS 55 Border Crossings - Air 55 LINKED INVESTIGATIONS 55 CRIMINAL HIsToRWNCIC 56 Off line NCIC 56 FINANCIAL INFORMATION 57 58 BUSINESS IDENTIFYING DATA 58 ADDRESSES 58 COMMUNICATIONS 59 Telephone Numbers 59 LINKED INVESTIGATIONS 59 FINANCIAL INFORMATION 59 ASSOCIATE IDENTIFYING INFORMATION 60 Associates 60 TARGET 15 - 61 BUSINESS IDENTIFYING DATA 61 ADDRESSES 61 COMMUNICATIONS 62 Telephone Numbers 62 LINKED INVESTIGATIONS 62 FINANCIAL INFORMATION 62 ASSOCIATE IDENTIFYING INFORMATION 63 Associates 63 SENSITIVE BUT UNCLASSIFIED EFTA00173958 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 **CAUTION** This product may contain active hyperlinks to internet websites and email addresses. Please use caution when navigating the contents of this publication. Hvperlinks will be identified in red. Analytical Findings Background: A request was submitted by the Drug Enforcement Administration (DEA) New York NY for all re ' .rtin available to the OCDETF Fusion Center OFC for • Jeffre EPSTEIN. ; and . DEA reporting indicates the above individuals are involved in illegitimate wire transfers which are tied to illicit drug and/or prostitution activities occurring in the U.S. Virgin Islands and New York City. • Analytical Findings: This Target Profile product was prepared from a series of queries against the available OFC databases. Reporting relative to the subjects was found in Customs and Border Protection (CBP); DEA; DOS Non-immigrant Visas (DOS NIV); Diplomatic Security Service (DSS); Federal Bureau of Investigation (FBI); Financial Crimes Enforcement Network (FinCEN) Gateway; and Immigration and Customs Enforcement (ICE) databases as well as the commercial database Accurint. Through a phone conversation, the requestor indicated recent financial information on the targets would be beneficial to the investigation. o Financial Information (Bank Secrecy Act Warnings Apply): Analyst's Note 1: Many of their financial reports listed below include many/all of the targets as multiple subjects. Analyst's Note 2: Only financial reporting from 2010 through 2015 is included in this report. Older financial information on the targets is available. • is a subject of three 2015 USARs totaling $4,193,637. See attachment I for more information. • is a subject of three 2015 USARs totaling $4,193,637. See attachment 1 for more information. • is a subject of three 2015 USARs totaling $2,754,983. See attachment 1 for more information. • Jeffrey EPSTEIN is a subject of seven USARs (4 in 2015, 2 in 2014, and 1 in 2013) totaling $5,672, 21. See attachment 1 for more information. • Jeffrey EPSTEIN and are subjects together in three Unified Curren Transaction Reports (UCTR) (1 in 2014 and 2 in 2013) totaling $102, 648. reportedly conducted transactions on Jeffrey EPSTEIN's behalf. See Jeffrey EPSTEIN's financial information section for more information. SENSITIVE BUT UNCLASSIFIED Page 1 of 63 EFTA00173959 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 • Jeffrey E EIN is a subject of eight CTRs (2 in 2011 and 6 in 2010) totaling $233,397. is an additional subject of one of these CTRs. See attachment 2 for more information. • is a subject of a 2015 USAR for $157,898. See attachment I for more information. • is a subject of a 2014 UCTR for 0 000 in which he conducted a withdrawal(s) on behalf of See financial information section for more information. • is a subject of three USARs (2 in 2015 and 1 in 2014) totalin 4 236 995. See attachment 1 for more information. • and are subjects of a 2011 CTR in which conducted USD and Euro transactions on behalf of financial information section for more information. is a subject of two USARs (1 in 2015 and 1 in 2013) totaling 898. See attachment I for more information. • and are the subjects of three 2013 UCTRs totaling $157,152. FinCEN indicates cashed negotiable instruments the businesses' behalf. See financial information and corporate/business affiliations sections for more information regarding the UCTRs and • res ctively. and are the subjects of 22 CTRs (1 in 2013, 9 in 2012, 7 in 2011, and 5 in 2010) totaling $730,000. See attachment 3 for more information. • is a subject of three 2015 USARs totaling $2,754,983. See attachment 1 for more information. • is a subject of two 2015 USARs totaling $4,079,102. See attachment I for more information. • is a subject of three 2015 USARs, totaling $4,193,637. See attachment 1 for more information. • and are subjects together in two CTRs (2011 and 2010) in which conducted deposits on the company's behalf. See financial information section for more information. • is a subject of two 2015 USARs totaling $4,079,102. See financial information section for more information is the subject of a 2012 USAR for $45,107. See financial information section for more information. • is a subject of two 2015 USARs totaling $4,079,102. • See IDZK W KA' financial inf rmatiration for more information. Is a subject of two 2015 USARs totaling $4,079,101. See attachment 1 for more information • is a subject of three 2015 USARs totaling $4,193,637. See attachment 1 for more information. SENSITIVE BUT UNCLASSIFIED Page 2 of 63 EFTA00173960 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 o Cases and Contacts: The targets are subjects in the following case: Agency/Location Case Number Date Opened ase Status/Date C File Title/ Operation Name Case Agent(s)/ Phone No. DEA/ New York, NY C1-11-0049 12/17/2010 Pending Judicial SENSITIVE BUT UNCLASSIFIED Page 3 of 63 EFTA00173961 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 4 of 63 EFTA00173962 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 5 of 63 EFTA00173963 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE An Offline NCIC repon lists other law enforcement agencies that have previously queried the same individual. This repon does not necessarily mean the agencies listed on the offline NCIC report have additional documents on that individual. By default. Olt requests will query NCIC for the last 2 years of data unless otherwise requested by the rcquestor. The table below is a summary by Agency. The detailed information is contained in the corresponding attached Offline NCIC file, i.c. - Offline NCIC Results for Target I IMMIDD(fYYY HH:NIM:SS).xls", which provides the dateline and Agency ORI terminal the target was queried. When contacting the appropriate LE agency. the LE agency will need the specific information outlined in the attachment to provide further details regarding their initial query. Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: • Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. • Pinpointing geographical locations where target previously traveled. • Discoverine tareet associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 6 of 63 EFTA00173964 SENSITIVE BUT UNCLASSIFIED OFC-TP-15.12392 SODOFC-15.12392 Date of Report: May 18, 2015 Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only for a purpose consistent with a criminal. tax. or regulatory investigation or proceeding, or in the conduct of intelligence or counterintelligence activities, including analysis. to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated, disclosed, or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity. akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Note - SAR fling- This report contains a Suspicious Activity Report (SAR) of suspected criminal activity. filed by a U.S. financial institution. SARs arc utli evidence. but contain information that, when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR information as part of investigative efforts may nol: 1) Confront a customer of a financial institution with a SAR. or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as pert or a judicial proceeding. law enforcement personnel must coordinate that potential disclosureixith_FinCENs Office of Chief Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank. or the contents of such SAR. with Federal bank supervisory personnel. Federal bank supervisory agencies, along with FinCEN. promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN. law enforcement personnel may. without prior authorization, disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation. or to such domestic law enforcement personnel that are part of the same joint task force, provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines Jar Bank Secrecy Act Information (November 28. 2007). SENSITIVE BUT UNCLASSIFIED Page 7 of 63 EFTA00173965 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May IS, 2015 SENSITIVE BUT UNCLASSIFIED Page 8 of 63 EFTA00173966 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May IS, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE An GI 'line NCIC report lists other law enforcement agencies that have previously queried the same individual. This report does not necessarily mean the agencies listed on the offline NCIC report have additional documents on that individual. By default. OFC requests will query• NCIC for the last 2 years of data unless otherwise requested by the requestor. The table below is a summary by Agency. The detailed information is contained in the corresponding attached Offline NCIC file, i.e. - Offline NCIC Results for Target I INIM/DDfYYYY HH:fsINI:SS).xls", which provides the datetime and Agency ORI terminal the target was queried. When contacting the appropriate LE agency. the LE agency will need the specific infommtion outlined in the attachment to provide further details regarding their initial query. Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: • Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. • Pinpointing geographical locations where target previously traveled. • Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 9 of 63 EFTA00173967 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only for a purpose consistent with a criminal, tax. or regulatory• investigation or proceeding. or in the conduct of intelligence or counterintelligence activities. including analysis. to protect against international terrorism. See 31 U.S.C. 53 II. The information cannot be further released, disseminated, disclosed, or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity. akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Note - SAR (Isaac_ This report contains a Suspicious Activity Report (SAR) of suspected criminal activity. filed by a U.S. financial institution. SARs arc not evidence, but contain information that. when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR information as part of investigative efforts may not: I ) Confront a customer of a financial institution with a SAR. or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as part or a judicial proceeding. law enforcement personnel must coordinate that potential disclosure with FinCEN's Office of Chief Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank. or the contents of such SAR. with Federal bank supervisory personnel. Federal bank supervisory agencies, along with FinCEN. promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN. law enforcement personnel may. without prior authorization, disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation. or to such domestic law enforcement personnel that are part of the same joint task force. provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines fin. Bank Secrecy Act Information (November 28. 2007). SENSITIVE BUT UNCLASSIFIED Page 10 of 63 EFTA00173968 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 11 of 63 EFTA00173969 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Offline NCIC GUIDANCE NOTE An Offline NCIC rcpon lists other law enforcement agencies that have previously queried the same individual. This report does not necessarily moan the agencies listed on the offline NCIC report have additional documents on that individual. By default. OIC requests will query NCIC for the last 2 years of data unless otherwise requested by the rcquestor. The table below is a summary by Agency. The detailed information is contained in the corresponding attached Offline NCIC file. i.c. "Offline NCIC Results for Target I antalirtYYY HH:MNI:SS).xls", which provides the datetimc and Agency ORI terminal the target was queried. When contacting the appropriate LE agency. the LE agency will need the specific information outlined in the attachment to provide further details regarding their initial query. Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: • Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. • Pinpointing geographical locations where target previously traveled. SENSITIVE BUT UNCLASSIFIED Page 12 of 63 EFTA00173970 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information maybe used only for a purpose consistent with a criminal. tax. or regulatory• investigation or proceeding. or in the conduct of intelligence or counterintelligence activities. including analysis. to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released, disseminated, disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity. akin to confidential infommnt tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Note - SAR Usage: This report contains a Suspicious Activity Report (SAR) of suspected criminal activity. filed by a U.S. financial institution. SARs are not evidence. but contain information that, when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR information as pan of investigative efforts may not: I ) Confront a customer of a financial institution with a SAR. or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as part of a judicial proceeding. law enforcement personnel must coordinate that potential disclosure with FinCEN's Office of Chief Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank. or the contents of such SAR. with Federal bank supervisory personnel. Federal bank supervisory agencies. along with FinCEN. promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN. law enforcement personnel may. without prior authorization, disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation, or to such domestic law enforcement personnel that are part of the same joint task force. provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines Jar Bank Secrecy Act Information (November 28. 2007). SENSITIVE BUT UNCLASSIFIED Page 13 of 63 EFTA00173971 SENSITIVE BUT UNCLASSIFIED 0FC-TP-15-12392 S0D0FC-15.12392 Date of Report: May 18, 2015 TARGET 4 — Jeffrey EPSTEIN Biographical/Identifying Data Information Source Full Name: Jeffrey Edward EPSTEIN ICE ROI, PA07QK13PA0002-003 Alias: Jeffrey E. EPSTEIN FinCEN BSA ID 31000062289100 DOB: 01/20/1953 FinCEN BSA ID 31000062289100 SSN: FinCEN BSA ID 31000062289100 Driver's License Number and State: FinCEN BSA ID 31000062289100 U.S. Vir• in Islands ICE Subject Record P8529715900CWP Occupation: Investment Advisor FinCEN BSA ID 31000062289100 Accountant FinCEN BSA ID 20112031315534 Business/Employer: SLK DESIGNS LLC FinCEN BSA ID 31000053179085 HYPERION AIR, INC. FinCEN BSA ID 31000031627861 Agency Identifier(s): ICE P6B38569000CPA ICE Subject Record P6B38569000CPA ICE P8529715900CWP ICE Subject Record P8529715900CWP Analyst's Note: See the co orate/business affiliations section for more information regarding SLK DESIGNS LW and INC. Addresses (R) - Residential (B) - Business (U) - Unknown M) -Mailing Company/Post Office (C) - Criminal Type Address Date of Source Info. R 03/06/2015 FinCEN BSA ID 31000062289100 M 03/0612015 FinCEN BSA ID 31000062289100 R 03/06/20 15 FinCEN BSA ID 31000062289100 B 03/06/20 15 FinCEN BSA ID 31000062289100 B 03/06/2015 FinCEN BSA ID 31000062289100 SENSITIVE BUT UNCLASSIFIED Page 14 of 63 EFTA00173972 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Communications Telephone Numbers R — Residential B — Business M — Mobile U — Unknown (P) - Pa er/Bee er V - VOIP Type Number Address Subscriber/Affiliation to Target Date of Info. Source M See Analyst's Note Jeffrey E. EPSTEIN 03/06/2015 FinCEN BSA ID 31000062289100 R See Analyst's Note Jeffrey E. EPSTEIN 03/06/2015 B See Analyst's Note See Analyst's Note 03/06/2015 B See Analyst's Note See Analyst's Note 03/06/2015 B See Analyst's Note See Analyst's Note 03/06/2015 B See Analyst's Note See Analyst's Note 03/06/2015 Analyst's Note: Specific subscriber/corresponding businesses names for the above business phone numbers were not listed. Websites, Email Addresses, IP Addresses Website/Email Address/IP Address Subscriber/Affiliation to Target Source Jeffrey E. EPSTEIN FinCEN 310000 BSA ID 62289100 Border Crossings Border Crossings - Air Source: Customs and Border Protection (CBP) Date/ lime Departure Airport Arrival Airport Flight Number/Airline 05/06/2014 Charles de Gualle Int. JFK Int. 006/Air France 04/29/2014 JFK Int. Charles de Gualle hit. 011/Air France 02/19/2014 Charles de Gualle Int. JFK Int. 022/Air France 02/09/2014 JFK Im. Charles de Gualle Mt. 009/Air France Corporate/Business Affiliations Name, Address, Phone Corp. Number/Filing Type Status Affiliation of Target to Corp /Business CorpJBusiness Off icers Source Aim. Number: Active Signor ‘LLounctint FinCEN BSA ID 31000031627861; Accurint LLC Qtrs. Ste 133 St Thomas, Virgin Islands, U.S. 00802 SENSITIVE BUT UNCLASSIFIED Page 15 of 63 EFTA00173973 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Nam Ad e,hone dress, P Corp. Number/Filing T Status Affiliation of Target to Cor /Business Corp./Business Officers Source Details: FinCEN indicates EPSTEIN and are signors Analyst's Note: FinCEN indicates this company provides aircraft maintenance. business consists of one 2001 Bell 430 aircraft (S/N: 49078) which for LLC. Accur nt indicates this was registered on 09/06/2013. SLK DESIGNS New York, NY 10065 Not Listed Active Association Not Listed FinCEN BSA ID 31000053179085 Details: EPSTEIN and SLK DESIGNS LLC are isted as subjects together in a 2014 USAR. FinCEN indicates EPSTEIN sent SLK DESIGNS LLC $20,000 from an external bank account in 2014. Linked Investigations Agency/Location Case Number Date Opened Case Status/Date File Title/ Operation Name Case Agent(s)/ Phone No. DEA/ New York, NY C1-11-0049 12/17/2010 Pending Judicial Details: The R uestor's case FBI/ Miami, FL 31E-MM- 108062 07/25/2006 Active EPSTEIN, JEFFREY Details: FBI reporting indicates Jeffrey EPSTEIN and Ghislaine MAXWELL are companions (FBI FD- 302, 31E -MM-108062, 07/08/2013). ICE/ Paris, France PA07QK13P A0002 06/07/2013 Closed/ 10/03/2013 OPERATION ANGEL WATCH/RCSO PRESENSE/ TRANSITING INFO SHARING Details: ICE reporting indicates Jeffrey EPSTEIN was convicted in 2008 of procuring a person under age 18 for prostitution in Florida (ICE ROI, PA07QK 13PA0002-003). ICE/ Las Vegas, NV LV15HT09L V0009 02/02/2009 Pending/ 01/27/2010 Details: ICE reporting indicates Jeffrey EPSTEIN pled guilty on 06/30/2008 on charges relating to solicitation of prostitution and procurement of minors to engage in prostitution (ICE ROI, LV I 5HT09LV0009-003) SENSITIVE BUT UNCLASSIFIED Page 16 of 63 EFTA00173974 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Agency/Location Case Number Date Opened Case Status/Date File Title/ Operation Name Case Ag Phone ent(sY No. ICE/ West Palm Beach, FL WPIEQI°6 WP0011 07/28/2006 Closed/ 07/28t2008 Jeffrey EPSTEIN (El' AL) Details: ICE reporting indicates Jeffery EPSTEIN pled guilty on 06/30/2008 to state offences relating to solicitation of prostitution and procurement of minors to engage in prostitution (ICE Subject Record P8529715900CWP). Criminal History/NCIC • Offline NCIC GUIDANCE NOTE An Offline NCIC rcpon lists other law enforcement agencies that have previously queried the same individual. This report does not necessarily mean the agencies listed on the offline NCIC report have additional documents on that individual. By default. OR: requests will query NCIC for the last 2 years of data unless otherwise requested by the requester. The table below is a summary by Agency. The detailed information is contained in the corresponding attached Offline NCIC file, i.e. "Offline NCIC Results for Target I ININVDDNYYY HII:NINI:SSI.xls", which provides the dateitime and Agency ORI terminal the target was queried. When contacting the appropriate LE agency. the LE agency will need the specific information outlined in the attachment to provide funher details regarding their initial query. Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: • Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. • Pinpointing geographical locations where target previously traveled. • Discovering target associations based on vehicle stops. Agency ORI Count First Contact Last Contact Agency ORI Phone CBP CYRIL E KING AP INTL ARRIVALS 30 05/22/2013 05/02/2015 US CUST SERV ENFORCEMENT SYSTEMS NEWINGTON 145 05/11/2013 05/02/2015 FL DEPT OF LAW ENFORCEMENT COMMAND CENTER 8 05/29/2013 05/01/2015 NY STATE DIV CRIMINAL JUSTICE SVCS ALBANY 12 06/12/2013 04/28/2015 DRUG ENFOR ADMIN NEW YORK 5 04/24/2015 04/24/2015 SENSITIVE BUT UNCLASSIFIED Page 17 of 63 EFTA00173975 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 DHS ICE INVEST RAC ST THOMAS USVI 1 04/13/2015 04/13/2015 CUSTOMS AND BORDER PROTECTION 13 05/12/2013 04/03/2015 US CUSTOMS SERVICE ENF SECURITY NEWINGTON 14 06/02/2013 03/01/2015 DHS ICE INVEST SAC MIAMI 2 02/26/2015 02/26/2015 FBI NOPU 1 12/01/2014 12/01/2014 CUSTOMS AND BORDER PROTECTION BEDFORD L G 4 10/13/2014 11/30/2014 CBP LOGAN INTERNATIONAL AIRPORT 3 10/13/2014 11/30/2014 US CUSTOMS SERV AIRPORT BAGGAGE I&C NEWARK 20 03/12/2014 10/23/2014 CUSTOMS AND BORDER PROTECTION 2 05/16/2014 10/23/2014 CUSTOMS AND BORDER 15 03/11/2014 10/07/2014 PROTECTION US SECRET SERV UNIFORM DIV WASHINGTON 1 08/12/2014 08/12/2014 U S SECRET SERVICE WHITE HOUSE DIVISION 1 08/12/2014 08/12/2014 CUSTOMS AND BORDER PROTECTION 6 10/15/2013 05/06/2014 US CUSTOMS SERV INSPECTION CONTROL CLAYTON 5 04/19/2014 04/20/2014 USC MARCH AFB OFFICE OF ENFORCEMENT RIVERSIDE 4 06/06/2013 03/27/2014 CBP SEATTLE INTL AIRPORT 5 03/19/2014 03/20/2014 USC SEA-TAC AIRPORT PASS PROC I&C SEATTLE 1 03/19/2014 03/19/2014 CBSA ASFC HQ IBQ 1 03/17/2014 03/17/2014 DOI U S ATTORNEY GENERALS OFFICE ST THOMAS 1 01/08/2014 01/08/2014 CUSTOMS AND BORDER PROTECTION 2 11/27/2013 11/2112013 USC OFF INVESTIGATIONS LEVITTOWN 3 09/10/2013 11/15/2013 HARVARD UNIVERSITY CAMPUS POLICE 1 11/06/2013 11/06/2013 CBP MK INTERNATIONAL AIRPORT 3 06/03/2013 10/01/2013 CUSTOMS AND BORDER PROTECTION 1 09/14/2013 09/14/2013 VIRGIN ISLANDS POLICE DEPARTMENT 1 06/28/2013 06/28/2013 SENSITIVE BUT UNCLASSIFIED Page 18 of 63 EFTA00173976 SENSITIVE BUT UNCLASSIFIED FEU ClIS DIVISION OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 3 05/14/2013 05/28/2013 I Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CPR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only fora purpose consistent with a criminal, tax, or regulatory investigation or proceeding. or in the conduct of intelligence or counterintelligence activities, including analysis. to protect against international terrorism. Sec 31 U.S.C. 531 I. The information cannot be further released, disseminated, disclosed, or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity, akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Note - SAR Usage: This report contains a Suspicious Activity Report (SAR) of suspected criminal activity, filed by a U.S. financial institution. SARs arc not evidence. but contain information that. when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR information as part of investigative efforts may not: I ) Confront a customer of a financial institution with a SAR. or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as part or a judicial proceeding, law enforcement personnel MS coordinate thapotential digh)Slat With_FilICEN's_Qffigialakier Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank. or the contents of such SAR. with Federal bank supervisory personnel. Federal bank supervisory agencies. along with FinCEN. promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN. law enforcement personnel may. without prior authorization. disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation, or to such domestic law enforcement personnel that are part of the same joint task force. provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines Jar Bank Secrecy Act Information (November 28. 2007). USAR - Unified Suspicious Activity Report(s) Analyst's Note: EPSTEIN is a subject of seven USARs. See Attachment I for more infonnation. UCTR — Unified Currency Transaction Reports) BSA ID Date of Transaction Amount Subject(s)/Persons Involved in Transaction Filing Institution/ Location In Out 31000040594074 01/31/2014 $0 $60,775 Jeffrey EPSTEIN Deutsche Bank Trust an Com Americas/ New York NY 10154 POC: 31000038320027 12/19/2013 $0 $21,150 31000036626342 11/15/2013 $0 $20,723 Details: FinCEN indicates account 35266976. conducted transactions on behalf of EPSTEIN which affected CTR — Currency Transaction Report(s) Analyst's Note: See attachment .2 jnr more information. SENSITIVE BUT UNCLASSIFIED Page 19 of 63 EFTA00173977 Assets SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 r Financial Account(s) (P) - Personal (C) - Casino (B) - Business (U) - Unknown (S) - Securities Account Owner/ Address Institution Name/Address Account Account Number Type Source Jeffm EPSTEIN/ Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 BNP Paribas/ Paris, 75009 France P FinCEN BSA ID i 31000049066241 P FinCEN BSA ID 31000049066241 Jeffm EPSTEIN/ Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 Deutsche i Bank Trust Company Americas/ New York, NY 10154 U FinCEN BSA ID 31000040594074 Jeffre EPSTEIN/ Fortis Ban ue/ Paris, 75008 France P FinCEN BSA ID 31000001301346 Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 Jeffm EPSTEIN/ Highbridge Capital Co ration/ Grand Cayman, Cayman Islands BWI S FinCEN BSA ID 20101910292960 i Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 Jeffm EPSTEIN/ Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 HSBC Private Bank SA/ Geneva 3 CH121 1 Switzerland S FinCEN BSA ID 31000001301346 S FinCEN BSA ID 31000001301346 Jeffm EPSTEIN/ Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 HSBC Paris/ p FinCEN BSA ID 20101910292960 Paris, 75015 France PSTEIN/ Suite 10B New York, NY 10065 JP Morgan Chase OM. New York, NY 10065 U FinCEN BSA ID 20111191187434 , effre EP TEIN/ Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 JP Morgan Chase Mill . New York, NY 10065 B FinCEN BSA ID 20103162812934 B FinCEN BSA ID 31000031627861 SENSITIVE BUT UNCLASSIFIED Page 20 of 63 EFTA00173978 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Account Owner/ Address Institution Name/Address Account Number Account Source Details: FinCEN indicates account and and are additional and INC. si nors for additional signor for acc nt. is a business account for FinCEN indicates account Jeffm EPSTEIN/ Valartis Bank AG/ Zurich 8021 Switzerland S FinCEN BSA ID 31000016351947 i Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 Details: FinCEN indicates is an additional signor for this account. Family Member/Associate Identifying Information' Associates Name Relationship to Target DOB SSN Source Associate FinCEN 310000 BSA ID 48471995 Details: and Jeffrey EPSTEIN are subjects together in a 2014 USAR. FinCEN indicates was EPSTEIN's personal assistant and would act as a recruiter and facilitator for EPSTEIN's illicit activities. Anal st's Note: name was listed on the DOS NIV application as the sponsor of (Target 6). Note: Names indicated with an * (asterisk) will be detailed further. SENSITIVE BUT UNCLASSIFIED Page 21 of 63 EFTA00173979 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 22 of 63 EFTA00173980 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 23 of 63 EFTA00173981 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE An Offline NCIC rcpon lists other law enforcement agencies that have previously queried the same individual. This report does not necessarily mean the agencies listed on the offline NCIC report have additional documents on that individual. By default. Olt requests will query NCIC for the last 2 years of data unless otherwise requested by the rcquestor. The table below is a summary by Agency. The detailed information is contained in the corresponding attached Offline NCIC file, i.c. "Offline NCIC Results for Target I (nsvunrtYYY HH:MM:SS).xls", which provides the datetime and Agency ORI terminal the target was queried. When contacting the appropriate LE agency. the LE agency will need the specific information outlined in the attachment to provide further details regarding their initial query. Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: • Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. • Pinpointing geographical locations where target previously traveled. • Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 24 of 63 EFTA00173982 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only fora purpose consistent with a criminal. tax. or regulatory investigation or proceeding. or in the conduct of intelligence or counterintelligence activities, including analysis. to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity. akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Now - SAR Usage. This report contains a Suspicious Activity Report (SAR) of suspected criminal activity, filed by a U.S. financial institution. SARs arc not evidence, but contain information that, when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR infomiation as pan of investigative efforts may not: I ) Confront a customer of a financial institution with a SAL or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as part or a judicial proceeding, law enforcement personnel must coordinac that_polcmial disclosure with FineEtsts Office of Chid Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank. or the contents of such SAR. with Federal bank supervisory personnel. Federal bank supervisory agencies. along with FinCEN. promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN. law enforcement personnel may. without prior authorization, disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation, or to such domestic law enforcement personnel that are part of the same joint task force, provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines Jar Bank Secrecy Act Information (November 28. 2007). SENSITIVE BUT UNCLASSIFIED Page 25 of 63 EFTA00173983 SENSITIVE BUT UNCLASSIFIED OFC-TP-15.12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 26 of 63 EFTA00173984 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 27 of 63 EFTA00173985 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 28 of 63 EFTA00173986 SENSITIVE BUT UNCLASSIFIED online NCIC OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 GUIDANCE NOTE An Offline NCIC report lists other law enforcement agencies that have previously queried the same individual. This report does not necessarily mean the agencies listed on the offline NCIC report have additional documents on that individual. By default. OFC requests will query NCIC for the last 2 years of data unless otherwise requested by the requestor. The table below is a summary by Agency. The detailed infommtion is contained in the corresponding attached Offline NCIC file, i.e. "Offline NCIC Results for Target I INIMIDDNYYY HH:NSI:SS).xls", which provides the date: time and Agency ORI terminal the target was queried. When contacting the appropriate LE agency. the LE agency will need the specific information outlined in the attachment to provide further details regarding their initial query. Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: • Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. SENSITIVE BUT UNCLASSIFIED Page 29 of 63 EFTA00173987 SENSITIVE BUT UNCLASSIFIED OFC-TP-15.12392 SODOFC-15.12392 Date of Report: May 18, 2015 • Pinpointing geographical locations where target previously traveled. • Discovering target associations based on vehicle stops. Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only fora purpose consistent with a criminal. tax. or regulatory investigation or pmcceding. or in the conduct of intelligence or counterintelligence activities. including analysis. to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released, disseminated, disclosed or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity. akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Note - SAR Usage: This report contains a Suspicious Activity Report (SAR) of suspected criminal activity. filed by a US. financial institution. SARs arc not evidence, but contain information that. when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR information as part of investigative efforts may Da I ) Confront a customer of a financial institution with a SAR. or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as part or a judicial proceeding. law enforcement personnel must coordinate that potential disclosure with FinCEN's Office of Chief Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank. or the contents of such SAR. with Federal bank supervisory personnel. Federal bank supervisory agencies, along with FinCEN. promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN. law enforcement personnel may. without prior authorization. disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation. or to such domestic law enforcement personnel that are part of the same joint task force. provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines fio. Bank Secrecy Act Information (November 28. 2007). SENSITIVE BUT UNCLASSIFIED Page 30 of 63 EFTA00173988 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 31 of 63 EFTA00173989 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 32 of 63 EFTA00173990 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE Art Offline NCIC rcpon lists other law enforcement agencies that have previously queried the same individual. This report does not necessarily mean the agencies listed on the offline NCIC report have additional documents on that individual. By default. OIC requests will query NCIC for the last 2 years of data unless otherwise requested by the rcquestor. The table below is a summary by Agency. The detailed information is contained in the corresponding attached Offline NCIC file. i.e. -Offline NCIC Results for Target I INIMIDD(YYYY HH:NIM:SS).xls", which provides the datetime and Agency ORI terminal the target was queried. When contacting the appropriate LE agency. the LE agency will need the specific information outlined in the attachment to provide further details regarding their initial query. Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: • Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. • Pinpointing geographical locations where target previously traveled. • Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 33 of 63 EFTA00173991 SENSITIVE BUT UNCLASSIFIED OFC-TP-15.12392 SODOFC-15.12392 Date of Report: May 18, 2015 Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only fora purpose consistent with a criminal, tax, or regulatory investigation or proceeding. or in the conduct of intelligence or counterintelligence activities. including analysis. to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released, disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity. akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Note - SAR Usage This report contains a Suspicious Activity Report (SAR) of suspected criminal activity. filed by a U.S. financial institution. SARs arc not evidence, but contain information that, when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR information as part of investigative efforts may not: I ) Confront a customer of a financial institution with a SAR. or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as part or a judicial proceeding, law enforcement personnel mustcoordinate thatpotential disclosure with FinCEN's_Dffice of Chief Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank. or the contents of such SAR. with Federal bank supervisor>. personnel. Federal bank supervisory agencies, along with FinCEN, promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN. law enforcement personnel may. without prior authorization, disclose a SAR to appmpriate domestic law enforcement personnel and prosecutors working on the same or a related investigation, or to such domestic law enforcement personnel that are part of the same joint task force, provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines Jar Bank Secrecy Act Information (November 28. 2007). SENSITIVE BUT UNCLASSIFIED Page 34 of 63 EFTA00173992 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 35 of 63 EFTA00173993 SENSITIVE BUT UNCLASSIFIED OFC-TP-15.12392 SODOFC-15.12392 Date of Report: May IS, 2015 SENSITIVE BUT UNCLASSIFIED Page 36 of 63 EFTA00173994 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE An Ott NCIC report lists other law enforcement agencies that have previously queried the same individual. This report does not necessarily mean the agencies listed on the offline NCIC report have additional documents on that individual. By default. MC requests will query NCIC for the last 2 years of data unless otherwise requested by the requester. The table below is a summary by Agency. The detailed information is contained in the corresponding attached Offline NCIC file, i.e. - Offline NCIC Results for Target I INIMMDFYYYY HELNIM:SS).xls", which provides the dateItime and Agency ()RI terminal the target was queried. When contacting the appropriate LE agency. the LE agency will need the specific information outlined in the attachment to provide further details regarding their initial query. Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: • Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. • Pinpointing geographical locations where target previously traveled. • Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 37 of 63 EFTA00173995 SENSITIVE BUT UNCLASSIFIED OFC-TP-15.12392 SODOFC-15.12392 Date of Report: May IS, 2015 Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR ChaNer X. The information is sensitive in nature and is to be treated accordingly. The information may be used only fora purpose consistent with a criminal. tax, or regulatory investigation or proceeding. or in the conduct of intelligence or counterintelligence activities, including analysis. to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released, disseminated, disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity. akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Note - SAR Usage: This report contains a Suspicious Activity Report (SAR) of suspected criminal activity, filed by a U.S. financial institution. SARs arc not evidence, but contain information that, when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR information as part of investigative efforts may not: I ) Confront a customer of a financial institution with a SAR. or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as part of a judicial proceeding. law enforcement personnel must coordinate that potential disclosure with FinCEN's Office of Chief Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank. or the contents of such SAR. with Federal bank supervisory personnel. Federal bank supervisory agencies. along with FinCEN, promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN. law enforcement personnel may. without prior authorization. disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation. or to such domestic law enforcement personnel that are part of the same joint task force, provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines fi), Bank Secrecy Act Information (November 28. 2007). SENSITIVE BUT UNCLASSIFIED Page 38 of 63 EFTA00173996 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 39 of 63 EFTA00173997 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 40 of 63 EFTA00173998 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE An Offline NCIC report lists other law enforcement agencies that have previously queried the same individual. This report does not necessarily mean the agencies listed on the offline NCIC report have additional documents on that individual. By default. OFC requests will query NCIC for the last 2 years of data unless otherwise requested by the rcquestor. The table below is a summary by Agency. The detailed infomunion is contained in the corresponding attached Offline NCIC file, i.e. "Offline NCIC Results for Target I (MhUDIWYYTY HH:NINI:SSI.xls", which provides the dateltimc and Agency OR1 terminal the target was queried. When contacting the appropriate LE agency. the LE agency will need the specific information outlined in the attachment to provide further details regarding their initial query. Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: • Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. • Pinpointing geographical locations where target previously traveled. • Discovering target associations based on vehicle stops. Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only fora purpose consistent with a criminal, tax, or regulatory investigation or proceeding, or in the conduct of intelligence or counterintelligence activities, including analysis. to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval or the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity, akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. SENSITIVE BUT UNCLASSIFIED Page 41 of 63 EFTA00173999 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 WARNING Note - SAR Usage: This report contains a Suspicious Activity Report (SAR) of suspected criminal activity, filed by a U.S. financial institution. SARs am not evidence. but contain information that. when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR information as pan of investigative efforts may not: I ) Confront a customer of a financial institution with a SAR. or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as pan or a judicial proceeding. law enforcement personnel must coordinate that potential disclosure with FinCEN's Office of Chief Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank, or the contents of such SAL with Federal bank supervisory personnel. Federal bank supervisory agencies. along with FinCEN. promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN. law enforcement personnel may. without prior authorization. disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation, or to such domestic law enforcement personnel that are pan of the same joint task force. provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines for Bank Secrecy Act Information (November 28. 2007). SENSITIVE BUT UNCLASSIFIED Page 42 of 63 EFTA00174000 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 43 of 63 EFTA00174001 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE Art Offline NCIC repon lists other law enforcement agencies that have previously queried the same individual. This repon does not necessarily mean the agencies listed on the offline NCIC report have additional documents on that individual. By default. OFC requests will query NCIC for the last 2 years of data unless otherwise requested by the rcquestor. The table below is a summary by Agency. The detailed information is contained in the corresponding attached Offline NCIC file. i.c. "Offline NCIC Results for Target I (MM./DDrf YYY HH:NIM:SS).xls", which provides the datetimc and Agency ORI terminal the target was queried. When contacting the appropriate LE agency. the LE agency will need the specific information outlined in the attachment to provide funhcr details regarding their initial query. Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: • Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. • Pinpointing geographical locations where target previously traveled. • Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 44 of 63 EFTA00174002 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May IS, 2015 Financial Information WARNING The atdo..N Illi0C11141011 was collie ted and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR ChaNer X. The information is sensitive in nature and is to be treated accordingly. The information may be used only fora purpose consistent with a criminal. tax. or regulatory• investigation or proceeding. or in the conduct of intelligence or counterintelligence activities. including analysis. to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity. akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Na - SAR tImgr. This report contains a Suspicious Activity Report (SAR) of suspected criminal activity, filed by a U.S. financial institution. SARs arc not evidence, but contain information that. when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR information as part of investigative efforts may not: I ) Confront a customer of a financial institution with a SAR. or 21 Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as part of a judicial proceeding. law enforcement personnel rougspordinate that potential disclosi ire with FinCFN's Offire of f'hir( Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank. or the contents of such SAR. with Federal bank supervisory personnel. Federal bank supervisory agencies, along with FinCEN. promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN. law enforcement personnel may. without prior authorization. disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation, or to such domestic law enforcement personnel that are part of the same joint task force. provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines fly Bank Secrecy Act Information (November 28. 2007). SENSITIVE BUT UNCLASSIFIED Page 45 of 63 EFTA00174003 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 46 of 63 EFTA00174004 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 47 of 63 EFTA00174005 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE An Offline NCIC report lists other law enforcement agencies that have previously queried the same individual. This report does not necessarily mean the agencies listed on the offline NCIC report have additional documents on that individual. By default. OFC requests will query NCIC For the last 2 years of data unless otherwise requested by the rcquestor. The table below is a summary by Agency. The detailed information is contained in the corresponding attached Offline NCIC file, i.c. "Offline NCIC Results for Target I INSIIDDJYYYY HH:MM:SS).xls", which provides the dateitime and Agency ORI terminal the target was queried. When contacting the appropriate LE agency. the LE agency will need the specific information outlined in the attachment to provide further details regarding their initial query. Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: • Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. • Pinpointing geographical locations where target previously traveled. • Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 48 of 63 EFTA00174006 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only fora purpose consistent with a criminal. tax. or regulatory investigation or proceeding. or in the conduct of intelligence or counterintelligence activities, including analysis. to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released, disseminated, disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity. akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Note - SAR Usage' This report contains a Suspicious Activity Report (SAR) of suspected criminal activity, filed by a U.S. financial institution. SARs arc not evidence, but contain information that, when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR information as part of investigative efforts may not: 1) Confront a customer of a financial institution with a SAR. or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as part of a judicial proceeding. law enforcement personnel must coordinate that_potentialdisclosure_withifinCENis Office of Chief Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank. or the contents of such SAR, with Federal bank supervisory personnel. Federal bank supervisory agencies. along with FinCEN. promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN. law enforcement personnel may. without prior authorization. disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation, or to such domestic law enforcement personnel that are part of the same joint task force, provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines Jar Bank Secrecy Act Information (November 28. 2007). SENSITIVE BUT UNCLASSIFIED Page 49 of 63 EFTA00174007 SENSITIVE BUT UNCLASSIFIED OFC-TP-15.12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 50 of 63 EFTA00174008 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE An Offline NCIC rcpon lists other law enforcement agencies that have previously queried the same individual. This report does not necessarily mean the agencies listed on the offline NCIC report have additional documents on that individual. By default. OFC requests will query• NCIC for the last 2 years of data unless otherwise requested by the requestor. The table below is a summary by Agency. The detailed information is contained in the corresponding attached Offline NCIC file, i.e. "Offline NCIC Results for Target I IMM./DINYYYY HH:NINI:SSI.xls", which provides the dateftime and Agency ORI terminal the target was queried. When contacting the appropriate LE agency. the LE agency will need the specific information outlined in the attachment to provide further details regarding their initial query. Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: • Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. • Pinpointing geographical locations where target previously traveled. • Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 51 of 63 EFTA00174009 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only fora purpose consistent with a criminal, tax, or regulatory investigation or proceeding. or in the conduct of intelligence or counterintelligence activities, including analysis. to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released, disseminated, disclosed, or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity. akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Note - SAR Usage. This report contains a Suspicious Activity Report (SAR) of suspected criminal activity. filed by a U.S. financial institution. SARs arc not evidence, but contain information that, when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR information as part of investigative efforts may nol: I ) Confront a customer of a financial institution with a SAR. or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as part of a judicial proceeding. law enforcement personnel must coordinate that potential disclosure with FinCEN'cOffire of rhiq Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank. or the contents of such SAR. with Federal bank supervisory personnel. Federal bank supervisory agencies. along with FinCEN. promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN, law enforcement personnel may. without prior authorization, disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation. or to such domestic law enforcement personnel that are pan of the same joint task force. provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines Jar Bank Secrecy Act Information (November 28. 2007). SENSITIVE BUT UNCLASSIFIED Page 52 of 63 EFTA00174010 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 53 of 63 EFTA00174011 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 54 of 63 EFTA00174012 SENSITIVE BUT UNCLASSIFIED OFC-TP-15.12392 SODOFC-15.12392 Date of Report: May IS, 2015 SENSITIVE BUT UNCLASSIFIED Page 55 of 63 EFTA00174013 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE An Offline NCIC rcpon lists other law enforcement agencies that have previously queried the same individual. This report does not necessarily mean the agencies listed on the offline NCIC report have additional documents on that individual. By default. OFC requests will query NCIC for the last 2 years of data unless otherwise requested by the rcquestor. The table below is a summary by Agency. The detailed information is contained in the corresponding attached Online NCIC file. i.c. "Offline NCIC Results for Target I (MM/DDJYYYY HH:MNI:SS).xls", which provides the dateline and Agency ORI terminal the target was queried. When contacting the appropriate LE agency. the LE agency will need the specific infommtion outlined in the attachment to provide further details regarding their initial query. Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: • Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. • Pinpointing geographical locations where target previously traveled. • Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 56 of 63 EFTA00174014 SENSITIVE BUT UNCLASSIFIED OFC-TP-15.12392 SODOFC-15.12392 Date of Report: May 18, 2015 Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only for a purpose consistent with a criminal. tax. or regulatory investigation or proceeding. or in the conduct of intelligence or counterintelligence activities, including analysis. to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed, or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports tiled under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity. akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Note - SAR Usage' This report contains a Suspicious Activity Report (SAR) of suspected criminal activity. filed by a U.S. financial institution. SARs arc not evidence, but contain information that, when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR information as pan of investigative efforts may not I ) Confront a customer of a financial institution with a SAR. or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as part or a judicial proceeding, law enforcement personnel must coordinate-thatpotentialdisclosure_with_FinCEN's Office of Chief Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR film by a bank. or the contents of such SAR. with Federal bank supervisory personnel. Federal bank supervisory agencies. along with FinCEN. promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN. law enforcement personnel may. without prior authorization. disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation. or to such domestic law enforcement personnel that are pan of the same joint task force, provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines fly Bank Secrecy Art Infinmation (November 28. 2007). SENSITIVE BUT UNCLASSIFIED Page 57 of 63 EFTA00174015 SENSITIVE BUT UNCLASSIFIED OFC-TP-15.12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 58 of 63 EFTA00174016 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only fora purpose consistent with a criminal. tax, or regulatory investigation or proceeding. or in the conduct of intelligence or counterintelligence activities, including analysis. to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated, disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity, akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Note - SAR Usage: This report contains a Suspicious Activity Report (SAR) of suspected criminal activity, filed by a U.S. financial institution. SARs arc not evidence, but contain information that, when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR information as part of investigative efforts may not: 1) Confront a customer of a financial institution with a SAR. or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as pan of a judicial proceeding. law enforcement personnel must coordinate that potential disclosure with FinCEN's Office of Chief Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank. or the contents of such SAR. with Federal bank supervisory personnel. Federal bank supervisory agencies. along with FinCEN, promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN. law enforcement personnel may. without prior authorization. disclose a SAR Inappropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation, or to such domestic law enforcement personnel that are part of the same joint task force. provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines Jar Bank Secrecy Act Information (November 28. 2007). SENSITIVE BUT UNCLASSIFIED Page 59 of 63 EFTA00174017 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 60 of 63 EFTA00174018 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 61 of 63 EFTA00174019 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only fora purpose consistent with a criminal. tax. or regulatory investigation or proceeding. or in the conduct of intelligence or counterintelligence activities, including analysis. to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released, disseminated, disclosed, or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity. akin to confidential infomunt tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Note - SAR Usage: This report contains a Suspicious Activity Report (SAR) of suspected criminal activity, filed by a U.S. financial institution. SARs arc not evidence, but contain information that, when further investigated. may produce evidence of criminal activity. Law enforcement personnel that use SAR information as pan of investigative efforts may not: 1) Confront a customer of a financial institution with a SAR. or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as pan or a judicial proceeding. law enforcement personnel must coordinate that potential disclosure with FinCEN's Office of Chief Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank. or the contents of such SAR. with Federal bank supervisory personnel. Federal bank supervisory agencies, along with FinCEN, promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly. these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN. law enforcement personnel may. without prior authorization. disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation, or to such domestic law enforcement personnel that are part of the same joint task force, provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines Jar Bank Secrecy Art Information (November 28. 2007). SENSITIVE BUT UNCLASSIFIED Page 62 of 63 EFTA00174020 SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15.12392 Date of Report: May 18, 2015 Requestor: Prepared by: SENSITIVE BUT UNCLASSIFIED Page 63 of 63 EFTA00174021