EFTA00187050.pdf

BEAR, STEARNS & CO. PAYROLLCHANGE , t.c.:-- PERSONNEL DEPARTMENT AUTHORIZATION FROM: Ntr.cgRIL SALES Effective Date of Change August 14,1978 Today's Date / August 21,1978 Employee Name (Last-Middle-First) EPSTE/N Jeffrey ACCESSIONS Complete Items SEPARATIONS Complete Items CHANGES Complete Items LOAN Complete Items 1,6 Additions To Staff 3,6 1) Quit II Resigned 1,6 00 Salary 1,2,3,6 AMOUNT S ( I Replacement 3,4,6 (1 Discharged 1.6 1) Title or Position 1.2,3.6 Repayment Schedule II Rehire 2,3,6 I/ Released 1,6 II " or Dep Br artment anch 1,2.3.6 ( I Per Pay Dsy With ()Reinstate From Leave 2,3.6 II Laid Off 1,6 Shift (Day/Night) 1.2.3.6 Balance From Any Bonus Full ()Permanent Time II Part (I Tempora II ry Time Re it to School turned " II Deceased I) Retired 126 , , 1,2,6 ( ) Total Repayment From Bonus ( I Other I 'Summer Leave of Absence (I Military File Number 0 Maternity II Exit Interview (I Attached 1 PRESENT STATUS 2 SALARY HISTORY Grade 32E fi de Associate [ Salary $32,000/Yr 0/T Status Date of Employment 3/15/76 Starting Salary $225.00 Department or Branch N.Y.Retail Sales Dept. Code No. Date Last Increase 4/24/78 Amount Last Increase $8000/Yr. 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade 36E Title Associate Salary $36,800/yr, OCT Status Name of Employee Replaced Date separated Department or Branch N.Y.Retail Sales Dept. Code No. V) "Y . Title 5 PART TIME EMPLOYMENT Salary Grade Rate Hours Needed Each Day S (Hour From AM To AM PM PM_ 6 REASON TO BE EXPLAINED IN ALL CASES Per: J.Cayne 41.. -•) fi 4 . _._.....___. ._ Employee ii .;"----. Department Head or Branch Manager Administrative Partner Director of Personnel" J.' .../ , / 12- :;-. . .....Y 7 / ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 Effective Date 401 Major Medical 402 Blue Cross 403 Type Employee 404 Birth Date 392 i fi LW% Annual Salary 762 Clock Number 330 i 40 7 / 1/4 ' a. 1 354 Rev. 10/75 (8/76) PERSONNEL COPY EFTA00187050 BEAR, STEARNS & CO. PAYROLL CHANGE AUTHORIZATION PERSONNEL DEPARTMENT /1 -r'. ,n f'; Dept. or Branch FROM: CUSTOMERS ROOM Effective Date of Change April 24,1978 Today s Date June 9,1978 Employee Name (La t•MiddleFirstl EPSTEIN Jeffrey ACCESSIONS r Complete Items — SEPARATIONS Complete Items CHANGES Complete Items LOAN Complete Items 1,6 „ Additions " To Staff 3,6 (1 Quit 1I Resianed 1,6 (}[Salary 1,2,3,6 AMOUNT S 1i Replacement 3,4,6 I1 Discharged 1,6 11 Title or Position 1.2,3,6 Repayment Schedule 1 1 Per Pay Day With (I Rehire 2,3,6 II Released 1,6 Department ,i " or Branch 1,2,3,6 0 FRreo;nmstate ve 2,3,6 II Laid Off 1,6 Shift IDay/Night) 1.2,3.6 Balance From Any Bonus 1 1 Total Repayment From Bonus I / Other Full 0 I/ Permanent Time Part I/ Temporary 71me° 1,2,6 f) Returned " to School II Deceased I) Retired 126 , , Mummer Leave of Absence (I Military D Maternity 11 Exit Interview (1 Attached File Number 1 PRESENT STATUS I SALARY HISTORY Grade 24E Title Associate r Salary $21,OOO/Y.7. --- Cl/T Status Date of Employment 3/15/76 e Starting Salary $225.00 Departmen or Branch Customers Room Dept. Code No. I upg .ev Date Last Increase 4/25/77 Amount Last Increase $8400/Yr. 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade 32E Title Associate Salary $32,000/Yx.Aaram/1" On Status Name of Employee Replaced Date Separated Oepartmen or Branch N.Y.Retail Dept. Code No., 3)f 3 3 ...t. ( 11-S, Title 5 PART TIME EMPLOYMENT Salary Grade Rate S /Hour Hours Needed Each Day From AM To AM PM PM_ I 6 REASON TO BE EXPLAINED IN ALL CASES .11- \ Retro to 4/24/78 , . .... ( ' Employee Department Head or Branch Mannar Administratitw Partner Director of Personnel ..../7 .,-..2,/ ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 Effective Date 401 Major Medical 402 Blue Cross 403 Type Employee 404 Birth Date 392 P .17,77 4 A Annual Salary 762 Clock Number 330 //2:0://7/41- 354 Rev. 10/75 (8/76) PERSONNEL COPY EFTA00187051 BEAR, STEARNS & CO. PAYROLL CHANGE PERSONNEL DEPARTMENT ;/ :.6. : ;; .- AUTHORIZATION Dept. or Branch FROM: N.Y.RETAIL SALES Effective Date of Change 3/12/81 Today's Date 3/19/81 Employee Name (La t-Middle-Firstl EPSTEIN Jeffrey ACCESSIONS Complete Items SEPARATIONS Complete Items CHANGES Complete Items LOAN Complete Items 1,6 ,, Additions " To Stiff 3.6 ...0 Quituit EL Resioned 1,6 II Salary . 1,2,3.6 AMOUNT S I I Replacement 3,4,6 I) Discharged 1.6 (I Title or Position 1,2,3.6 Repayment Schedule I) Rehire 2,3,6 II Released 1,6 0 Department or Branch 1.2,3,6 I 1 Per Pay Day With i i Reinstate I From Leave 2,3,6 0 Laid Off 1,6 Shift (Day/Night) 1,2,3.6 Balance From Any Bonus Full I) Permanent rime(l II Temporary Part Time II 0 Returned to School II Deceased (I Retired 1,2,6 1,2,6 I I Total Repayment From Bonus I Other I ISummer Leave of Absence I) Military File Number (I Maternity (I Exit Interview I1 Attached 1 PRESENT STATUS 2 SALARY HISTORY Grade 42E Title LtO.Part: Associate Salary $42,000/Yr. O/T Status Data of Employment 3/15/76 Starting Salary $225.00 Departmen or Branch N.Y.Ret;ail Sales Dept. Code No. Date Last Increase 4/30/79 Amount Last Increase S5200/Yr. 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade Title Salary orr Status Name of Employee Replaced Date Separated Department or Branch Dept. Code No. Title 5 PART TIME EMPLOYMENT Salary Grade Rate Hours Needed Each Day S /Hour From AM To AM PM PM 6 REASON TO BE EXPLAINED IN ALL CASES Resigned Employee Department Head or Branch Manager Administrative Partner Director of Personnel ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 Effective Date 401 Major Medical 402 Blue Cross 403 Type Employee 404 Birth Date 392 4 1/:?%.M Annual Salary 762 Clock Number 330 / /42/, 354 Rev. 10/75 (8/76) PERSONNEL COPY EFTA00187052 BEAR,STENRUS&CO,INC. PAYROLL CHANGE AUTHORIZATION ,._FROM; - , • PERSONNEL DEPARTMENT Dept. or Branch FLOOR DEPT. (AMEX) Effective Date of Change Margh 15, 1976 Today's Date March 16, 1976 Employee Name (la t-Middit•Firsti EPSTEIN Jeffrey ACCESSIONS Complete Items SEPARATIONS Complete Items CHANGES Complete 'terns LOAN Complete Items 1.6 0 liodd ttaiounsx 3,6 I) Quit (I Resioned 1,6 () Salary 1,2,3,6 AMOUNT S (I Replacement 3,4,6 II Discharged 1,6 0 Title or Position 1,2,3,8 Repayment Schedule I ) Per Pay Day With II Rehire 2,3,6 I) Released 1,6 -..i D i i or Branch epartment 1,2,3,6 II Reinstate " From Leave 2,3,6 (I Laid Off 1,6 Shift (13aNNIght) 1.2,3,8 • Silence From Any Bonus I I Total Repayment From Bonus I ) Other Full (I Permanent Time (I Part I) Temporary II Time Returned II to School I) Deceased Il Retired 1,2,8 1,2,6 °Summer Leave II Military of Absence Interview Fite Number ?,' \ A 11 Meternity I) Exit I) Attached r 1 PRESENT STATUS 2 SALARY HISTORY Grade Title Salary Oft Status Date of Employment Starting Salary Department or Branch 1 Dept. Code No. Date Last Increase Amount Last (wawa 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade Title Trainee Salary $225.00 0/T Status Name of Employee Replaced Date Separated Depattmen or Stench Floor Dept. - Dept. Code Alig,. I7 0 Title 5 PART TIME EMPLOYMENT Salary Grade Rate S /Hour Hours Needed Each Day From AM To Plil AM Pm 6 REASON TO BE EXPLAINED IN ALL CASES L 5 Employee Department Head or Branch Manager Administrative Partner Director of Peraonnel 4 //k . ADP CODES CATEGORY 0 1 2 3 4 5 8 7 8 -.. 9 ...1 1 f (fictive One 401 L"". a)or Medical 402 t..." ue Cross 403 t../ rpe Employee 404 rth Date 392 f17/a( 0 / , .;l O ..ire a mos' Salary 762 / / 7 0 0 0 0 ,ce Number 330 Yg& 2,77./,- V. 4? v a it a rm 354 Rev. 10/76 PERSONNEL COPY EFTA00187053 BEAR, STEARNS & CO., PAYROLLCHANGE AUTHORIZATION 4. PERSONNEL DEPARTMENT Dept. or Branch TO PROW FLOOR DEPT. (AMEX) Effective Date of Change2": 8/16/76 Today's Date August 19, 1976 Employee Name ILast•Middle-First I N.Y.OPT EPSTEIN Jeffrey ON3 ACCESSIONS Complete Items SEPARATIONS Complete Items CHANGES Complete Items LOAN Complete Items 1'6 I i TAcdttaionns 3,6 II Quit 0 Resiened 1.6 t.t Sala ry 1,2,3,6 AMOUNT S ()Replacement 3,4,6 II Discharged 1,6 R Title or Position I.2,3,6 Repayment Schedule I I Per Pay Day With Rehire 2,3,6 II Released 1,6 rt II IX oprepBar L ir hen t 1,2,3,6 IIMMTeeave 2,3,6 II Laid Off 1,6 Shift IDay/Night/ 1.2.3,6 Balance From Any Bonus I I Total Repayment From Bonus I Other II Permanent Time FuIl ii 11 Temporary Part Time II " Returned to School I II Deceased II Retired 1.2.6 1,2,6 I 'Summer Leave I/ Military of Absence Interview File Number II Maternity II Exit II Attached 1 PRESENT STATUS 2 SALARY HISTORY Grade Title Trainee Salary 0/7 Status $225.00 Date of Employment . 3/15/76 Starting Salary $225.00 Department or Branch Floor Dept. Dept. Code No.i/ K r ° Date Last Increase Amount Last Increase 3 NEW EMPLOYEE AND STATUS CHANGE FOR REPLACEMENT ONLY Grade Title Associate Salary $300.00/Wk. OTT Status Off Name of Employee Replaced Date Separated Oepartmen or Branch N.Y.Options Dept. Code Nose?. Title 5 PART TIME EMPLOYMENT Salary Grade Rate S /Hour Hours Needed Each Day From PMTo AM PM 6 REASON TO BE EXPLAINED IN ALL CASES Transferred wlincrease OFF THE CLOCK Per: M.Tennenbaum Employee Department Head or Branch Manager Administrative Partner Director of Personnel') . / if • ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 ( Effective Date 401 Major Medical 402 Blue Cross 403 Type Employee 404 Birth Date 392 'S M.,/ 4 Annual Salary 762 Clock Number 330 7,7,..//,/ 74, a , Form 354 Rev. 10/75 PERSONNEL COPY EFTA00187054 BEAR, STEARNS & CO. PAYROLL CHANGE AUTHORIZATION ........r, ci t. . ' . 1 PERSONNEL DEPARTMENT FROM: NEWN VAAVETAIL E8e velgtle Sri 1979 Today's Date OCTOBER 30, 1979 Employee Name (last-Middle-First) EPSTEIN, Jeffrey ACCESSIONS Complete Items SEPARATIONS Complete Items CHANGES Complete Items LOAN Complete Items 1.6 , I Additions " To Staff 36, li Quit II Pinioned 1,6 II Salary 1,2,3,6 AMOUNTS 20,000.00 (I Replacement 3,4,6 (I Discharged 1,6 (I Title or Position 1,2,3,6 Repayment Schedule I I Per Pay Day With (I Rehire 2,3,6 II Released 1,6 Ii Department " or Branch 1.2,3.6 liFtMi laeave F ' 2.3,6 I) Laid Off 1,6 Shift (Day/Night) 1,2,3.6 Balance From Any Bonus IC Total Repayment From Bonus May 80 1 1 Other Full [I Permanent il Time II Temporary Part " Time " "Returned to School 0 Deceased (I Retired 1,2,6 1,2,6 ()Summar Leave of Absence (1 Military (1 Maternity () Exit Interview (I Attached File Number 1 PRESENT STATUS 2 SALARY HISTORY Grade Title Salary S42 ,000/Yr. OFT Status Date of Employment 3/15/76 Starting Salary Department or Branch Dept. Code No. Date Last Increase Amount Last Increase 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade Title Salary OtT Status Name of Employee Replaced Date Separated Department or Branch Dept. Code No. Title 5 PART TIME EMPLOYMENT Salary Grade Rate S /Hour Hours Needed Each Day From T AM PM o AM PM 6 REASON TO BE EXPLAINED IN ALL CASES Employ fertile Administrat Department Reid or Ba.,b.Manager Director of Per ADP CODES CATEGORY 0 1 2 3 4 6 6 7 8 9 Effective Date 401 Major Medical 402 Blue Cross 403 Type Employee 404 lirth Date 392 "A V0., f,. / Z annual Salary 762 Sock Number 330 07 7 4, (77, 7 — - - ev. (8/76 PERSONNEL COPY EFTA00187055 Employee BEAR, STEARNS & CO., PAYROLL CHANGE AUTHORIZATION PERSONNEL DEPARTMENT sit ii.. L ;C. Dept. or Branch FROM: N.Y. OPTIONS Effective Date of Change APRIL 25, 1977 Today's Date JUNE 2, 1977 Employee Name (La t•Middle-Firsil EPSTEIN Jeffrey ACCESSIONS Complete Items SEPARATIONS Complete Items CHANGES Complete Items LOAN Complete Items 1.6 „ Additions " To Staff 3,6 0, Quit Li Resioned 1,6 P CSalary 1,2,3,6 AMOUNT S ()Replacement 3,4,6 II Discharged 1,6 il Title or Position 1,2,3,6 Repayment Schedule I ) Per Pay Day With II Rehire 2,3,6 II Released 1,6 0 Department or Branch 1,2,3,6 I1 Reinstate From Leave 2,3,6 Il Laid OH 1,6 Shift (Day/Night) 1,2,3,6 Balance From Any Bonus i 1 Total Repayment From Bonus I I Other Full ,) ()Permanent Time 4 Part 11 Temporary Il Time „ Returned " to School II Deceased 0 Retired 1,2,6 1,2,6 1 ()Summer Leave (I Military of Absence Interview File Number Il Maternity 17 Exit (I Attached 1 PRESENT STATUS 2 SALARY HISTORY Grade Title Salary i Orr Status $3OO.OO Off Date of Employment 3/15/76 Starting Salary $225.00 Departmen or Branch N.Y. Options Dept. Code No. 6. ea •O-4, Date Last Increase 8/16/76 Amount Last Increase $75.00 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade 24E Title Associate Salary $24,000/Yr WT Status Name of Employee Replaced A Date Separated Departmen or Branch NY Options Dept. Code No. i t, )--- Title 5 PART TIME EMPLOYMENT Salary Grade Rate S /Hour Hours Needed Each Day From PM AM To AM PM 6 REASON TO BE EXPLAINED IN ALL CASES Per: L.Rabinowitz b-c) '7. RETRO TO APRIL 25, 1977 C) 44.--&1;‘) 6 96 Yal Department Head or Branch Manager Administrative Partner Director of Personnel 7 AOP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 Effective Date 401 Ylejor Medical 402 Slue Cross 403 Elio. Employee 404 firth Date 392 ri<747a knnual Salary 762 lock Number 330 W./AY:// Zi 9/) orm 354 (4/76) PERSONNEL COPY EFTA00187056 Ulf I BEAR, STEARNS & CO. PAYROLL CHANGE AUTHORIZATION 04(It S ' ' • O,41; . S'S • . . . Si 0 I PERSONNEL DEPARTMENT ' Dept. or Branch 'EU FROM: N t nnerTnms CUSTOMERS R0044 Effective Date of Change June 27, 1977 • Today's Date June 24, 1977 Employee Name (La t-MiddlrFirst) EPSTEIN Jeffrey ACCESSIONS Complete Items SEPARATIONS Complete Items CHANGES Complete Items LOAN Complete Items 1,6 ii Additions To Staff 3.6 (1 Quit 11 Resigned 1.6 1) Salary 1,2,3,6 AMOUNT S (I Replacement 3.4,6 (I Discharged 1,6 (1 Title or Position 1,2.3,6 Repayment Schedule 11 Per Pay Day With ()Rehire 2,3,6 a Released 1.6 id ,C))regiartne mirt 1.2.3,6 11 Reinstate from Leave 2,3,6 D Laid Off 1,6 Shift IDay/Night) 1,2.3,6 Balance From Any Bonus 1 1 Total Repayment From Bonus 11 Other Full 11Permanent Time (1 Pa II Temporary Tlmrte II Returned 0 to School (I ased Dec (1 Retired 1,2,6 1,2,6 — 11Summer Leave of Absence 11 Military 11 Maternity Il Exit Interview (1 Attached Fite Number Af- -16 7 (P L 1 PRESENT STATUS 2 SALARY HISTORY Grade 24E Title Associate Salary 8 24, 00/Yr. OTT Status Date of Employment 3/15/76 Starting Salary $225.00 Department or Branch NY Options Dept. Code Ng, 8 1417 Date Last Increase 4/25/77 Amount Last Increase $R, 400/Yr. ,3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade 24E Title Associate Salary $24,000/Yr 0/T Status Name of Employee Replaced Date Separated DEiartrnen or Branch Customers Room Depy-Code NO. 2)•. Oi , Title 5 PART TIME EMPLOYMENT Salary Grade Rate S /Hour Hours Needed Each Day From AM PM To AM PM 6 REASON TO RE EXPLAINED IN ALL CARES v..) 11 0 10' , cy_711, Transferred Per: L. Rabinowitz rnployee Department Head or Branch Manager tdministrative Par Director of Pessary ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 teethe Date 401 sior Medical 402 ue Cross 403 ipe Employee 404 .th Date 392 '/ t A S. ra inual Salary 762 sck Number 330 17/ 7///47/477/ I 54 Rev. 10/75 (8/76) PERSONNEL COPY EFTA00187057 BEAR,STEARN5B(CO. PAYROLL CHANGE AUTHORIZATION PERSONNEL DEPARTMENT ‘, Dept. or Branch FROM: N.Y.RETAIL SALES Effective Date of Change April 30.1979 Today's Date June 20,1979 Employee Name (Last-Middle-First) EPSTEIN Jeffre ACCESSIONS' Complete Items SEPARATIONS Complete Items CHANGES ComPiste Items LOAN Complete Items 1,6 ' i co Staff Additions 3.6 II Quit II Rationed 1,6 $1 Salary 1,2,3,6 AMOUNT S (J Replacement 3.4,6 II Discharged 1.6 II Title or Position 1.2,3.6 Repayment Schedule I I Per Pay Day With II Rehire 2.3.6 II Released 1,6 (I " or Branch 1,2.3.6 II Reinstate Prom leave 2.3.6 II Laid Off 1.6 Shift IDay/Nightl 1.2.3,6 Balance From Any Bonus I1 Total Repayment From Bonus 1 1 Other Full II Permanent Time II Part II Temporary Time II (I Returned to School II Deceased II Retired 1 ,2,6 1,2,6 I Isummer Leave of Absence 0 Military I/ Maternity (I Exit Interview II Attached File Number 1 PRESENT STATUS 2 SALARY HISTORY Grade 36E Title Associate Salary $ 36,800/Yr . OTT Status H. 0..-.43. a H. Date of Employment 3/15/76 Starting Salary $225.00 Department or Branch Dept. Code No. N.Y.Retail Sales Date Last Increase 8/14/78 Amount Last Increase $4800/Yr. 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade 42E Title Associate Silia:12 $ ,000/Yr. 0/7 Status Name of Employee Replaced Date Separated Department or Branch N.Y.Retail Sales Dept. Code No. of/ Title 5 PART TIME EMPLOYMENT Salary Grade Rate S /Hour Hours Needed Each Day From AM AM To PM PM 6 REASON TO BE EXPLAINED IN ALL CASES •(.1 Retro to 4/30/79 Per: J.Cayne . . t' 6- ft. c, ifl. '1 r Adfc-1- I INA./ r; Ise - O. O ;.? 1 - - Employee Department Head or Branch Manager Administrative Partner Orof PM 8-7 ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 Effective Date 401 Maiur Medical 402 Blue Cross 403 Type Employee 404 Birth Date 392 7,://et 74 72 Annual Salary 762 • Dock Number 330 0/7,1/4 7 / Y4 354 Rev. 10/75 (8/76) PERSONNEL COPY EFTA00187058 Jeffrey E. Epstein • I Bear, Stearns & Co. 55 Water Street New York 10041 March 12, 1981 70 7HE EXECUTIVE COtWaliks.: With this letter and accompanying statement, I hereby resign as a Limited Partner of Bear, Stearns & Co., effective irtmediately. 1 Sincerely, / P 'Sar ey E& Epstein EFTA00187059 Bear, Stearns & Co. 55 Water Street New lila. 10041 WRITER'S DIRECT DIAL NUMBER Dear Jeffrey: BEAR STEARNS March 12, 1981 The Executive Committee has fully reviewed the matter referred to herein and after extensive deliberation has decided the following: 1. You have advised us that you made a loan to a customer for the purpose of his buying securities. This constitutes a violation of Regulation T. Taking into consideration your voluntary disclosure and the fact that it was a single in- stance, we find you $2,500.00. 2. For failing to comply with the spirit of the NASD Regulations with respect to new issue distribution, we suspend you from active employment at Bear Stearns for a period of 60 days, effective immediately. Yours very truly, EXECUTIVE COMMITTEE BEAR, STEARNS & CO. New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Franricen EFTA00187060 Bear, Stearns & Co. 55 Water Street New York, N.Y. 10041 WRITER'S DIRECT DIAL NUMBER TO ALL NEW EMPLOYEES: BEAR STMRNS Apri l 8, 1971 Under publ ic law #91-508, "Fair Credit Reporting Act", we are now required to inform you at the time of your hiring that we intend to conduct, through a service agency and through our own inquiries, an investigation as to your character, reputation, mode of living, educational experience, litigations, previous employments, and any publ ic records etc... Upon written request, you, as an employee, now have the right to know the name of the investigative service employed by Bear, Stearns & Co. and the scope of their report should one be used in your particular case. Signature Date New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco Amsterdam/Geneva/Pans EFTA00187061 STOCK EXCHANGE FIRM EMPLOYEE INFORMATION RECORD ITo be completed upon acceptance of employment) Please answer all questions listed below as completely and accurately as possible. Information disclosed on this form will be held in strictest confidence and will be preserved for three years after termination of employment in accordance with Rules 17a-3 and 17a-4 of the Securities and Exchange Commission and Rule 345.19 of the New York Stock Exchange. 1. 15-vre1/2 St Name 4st Name Middle Name . 2. (a) Have you ever been bonded? Yes (b) Have you ever been refused a bond by a surety company? Yes (c) Has such a bond ever been denied or revoked? Yes (d) Has any surety company paid out any funds on your coverage? Yes If answer to either (b), (c) or (d) is 'yes,' attach details including name of surety company. 3. Have you ever been a member of any stock exchange, commodity exchange, or registered association of security or commodity brokers, dealers, investment bankers or investment advisors? If 'yes,' give name (s) and dates. 4. (a) Have you ever been suspended, expelled or otherwise disciplined by any regulatory body or by any such exchange or association; or ever been denied membership therein; or ever withdrawn your application for such membership? Yes (b) Have you ever been associated with any organization, as a director, controlling stockholder, partner, officer, employee or other representative of a broker-dealer which has been, or a principal of which has been, suspended or expelled from any such exchange or registered association, or was denied membership therein, or withdrew an application for membership; or whose registration as a broker-dealer with the S E C or any State or agency has been denied, suspended or revoked? Yes (c) Has any permanent or temporary injunction ever been entered against you? (d) Has any corporation, firm, or association, with which you were associated, been enjoined during the period of your association? Yes (e) If answer to question 4 (a), (b), (c) or (d) is 'yes,' attach details including any finding that you were a cause of any disciplinary action or had violated any law. 5. In your previous business connections or employment in any capacity, have transactions under your attention ever been the subject of complaint or legal proceedings? Yes If 'yes,' give names and details. 6. Have you ever been arrested, summoned, arraigned, indicted or convicted of a felony of any kind, or of a misdemeanor except minor traffic offenses? If 'yes,' attach details. 7. Have you ever been known personally by any other name, used an alias, or have you ever conducted business or carried brokerage or bank accounts in any other name than that shown above? If 'yes,' give details and dates of use. Yes No M No! Yes No I hereby certify that I have read and understand the foregoing statements and that each of my responses thereto is true and complete. I authorize my prior employers to make available to any prospective employer, or to any Federal, State or Municipal agency, any information it may have concerning me, and I hereby release my employers frHn any and all liability of whatsoever nature by reason of furnishing such information. (Date) A.14/..Ci yrr Signatur of Employee 110 (12/75) EFTA00187062 EMPLOYEE SECURITIES TRANSACTIONS It is the policy of this firm, in compliance with the New York Stock Exchange and Federal Regulations, that no employee may maintain an account with another firm, effect securities transactions through a bank or obtain a loan from a bank collateralized by securities without the permission of the firm. Such permission should be requested in writing directed to the Compliance Department. This restriction applies to the employee, his spouse and minor children and any account in which the employee places orders. PLEASE ATTEST TO THE FOLLOWING; "I have no brokerage accounts other than at Bear, Stearns & Co. and I have no bank loans collateralized by securities except: (if none, state NONE, indicate accounts of your spouse, minor children and any account in which you place orders)." frj b /v(, alex (N- 1,1; (DATE) EFTA00187063 EXECUTIVE HEALTH EXAMINERS 777 THIRD *PESKIN • NNW YORK CIIT UM 2.¢i-ff. 1i7 i9 7/ Name MAHU - 975-27 Company We have examined above-named applicant for employment. We find him ( er ( ): Wriuitable for employment. ( ) Suitable for limited employment. Limitations: Remarks: , R N. EFTA00187064 Memo BEAR STEARNS To John Duggan awe June 3, 1377 From Lewis Rabinowitz subject Jeff Epstein Please r se Jeff Epstein CC annual salary to $24,000 per year. \'‘) EFTA00187065 Memo BEAR ST EARNS To efi‘ve Lakoff Seymour Dashow From Elliot K. !Volk Subject Dale August 4, 1977 CC ease chari 11 expenses including salary for ff Epstein to New York Retail and delete from Opt ent. This should have been done some time ago. Please make sure this is done retroactively to May 1, 197.7 • and is included in the July figures. =.• EFTA00187066 Memo BEAR STEARNS Steve 1am66 From lamed E. Coyne Subject 3 (1/77) Date CC lune 13, 1919 E66ective today, and Aetaoactive to May Z./Lease the zataity ocle!tey Epst_e_t)to $4,000./yeaa EFTA00187067 Sear, Stearns & Co. 55 Wafer Street 10041 WRITER'S DIRECT DIAL NUMBER BEAR STEARNS March 18, 1976 Nier Roofing 4050 Atlantic Avenue, Brookl n t JEFFREY E. EPSTEIN (Applicant's Name) ity No.) has applied to us for employment. As a previous employer, we would appreciate your comments. We have obtained a signed authorization and indemnification agreement from the applicant to conduct reference checks, a copy of which is enclosed. Should you prefer to respond by telephone, please call our reference section at Dates of Employment: Claimed from 1971 to 1973 Verified from // / to Above Aver ge Average Below Average Attendance C C] --- Punctuality La 0 0 Work Performance LY 7 ED ED ED C:1 Overall Rating To the best of yo knowledge, did this applicant have a Securities brokerage rcount? 0 Yes No Would you Recommend the applicant for a position of trust involving negotiable securities? ff7 Yes 0 No If your present policy permitted, would you rehire this applicant? s LJ No Is there anything we should know about this applicant which would help make our relationship a successful one? 6- 4 (--OZZA*1 ,41.461se / GENERAL REMARKS: Name: /• ae2-2, Signature: Form 267 (10/75) Title: / • Date: 1/4 c/ 7 7 New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco Amsterdam/Genova/en:. EFTA00187068 FIDELIFACTS This will supplement our report of 5/3/76. EMPLOYMENT DALTON SCHOOL 108 E. 89TH STREET NEW YORK CITY, N.Y. Applicant: 9/74 to 3/15/76 Reported: 9/74 to 6/11/76 MS. BLACKBURN, Administrative Assistant, furnished the following information from records and personal knowledge: The applicant holds SSW lived at: 3814 Seagate Avenue, Brooklyn, (confirmed). He said he was a college graduate, but no furhter details were indicated. He was employed as a Physics and Math teacher. He did a good Job; had a good attendance and punctuality record and was dependable, cooperative and honest. He has leadership and supervisory ability. He was supervised by Dick Grossman who was not in the school at this time. The applicant was laid off due to a personnel cutback, but is eligible for rehire. The above lead was completed prior to client's cancellation of this case. ma The information contained in this report is for the SOLE AND CONFInFNTIA I - EFTA00187069 MIL IL 8EAR ST:-..ARNS & CO. PROFIT SHAP.ING PLAN RUN OA It 04/30/5 I 04/30/5 )1Sn/80710N REASON: DISMISSAL ellTH CAUSE EFFECTIVE DATE 04/01/81 DATE OF E' NTRY 05/01/76 NAME • ADDRESS EPS TE IN JEFFREY I I CHECK AMOUNT PAYMENT SUMMARY S 3,214.81 RESCNIFI ZICIN* 're( ';':.,t:INECIRMAT1VE • 4;... • cast . . VALUE . .. ••• , • • PAYABLE )IVERSIFI ED FUND :OMPA NY ACCOUNT :OMPA NY ACCOUNT :UND TOTALS *F FE ITED* TOTAL VALUE LESS: $ 725.75 S 3,214.87 S 3,214.8' S 725.73 S 3,214.86 1,451.48 S .4,429.13 S 3,214.8' FORFEITURE • ...... S 6,429.13 3,214.86 5 3,214.86- CASH PAYASLE. S 3,214.87 7*(3.70) 3-31 _M(1 A..4 IC 1 -ann• . EFTA00187070 NAME EPSTEIN, JEFFREY BORN: 1/20/53 DATE OF REPORT 5/3/76 This will supplement our report of 4/28/76. At the New York University Bursar's Office, MR. BISOTNA advised the following regarding applicant: Initially a check in the amount of $1,080 was received by the University but it was returned with a notice that there was insufficient funds to cover the amount. The applicant then entered into an agreement with the University, a promissory arrangement was made to pay the amount. When he defaulted the University instituted legal proceedings. Source said that satisfaction papers had been filed. It was suggested we contact CURTIS ETTINGER, the school attorney for further details. MR. CURTIS ETTINGER advised the matter had been settled. The initial payment check, marked as having insufficient funds was not in the applicant's name but in the name of Paula Epstein. When the check did not clear, Mr. Ettinger contacted applicant's brother, Mark Epstein who advised that applicant was in Europe. Further action was delayed and subsequently Mark Epstein made a partial payment of $345. The matter, however, was still not resolved and legal proceedings were instituted in New York County Civil Court in December 197S. The matter was finally resolved in December 1975 when satisfaction paper was filed. cp The information contained in this report is for the SOLE AND CONFIDENTIAL use c tka tiekceva,a, - :.. ......... • EFTA00187071 Memo BEAR 51MRNS To Steve Lacoff Personnel Department From Subject James E. Cayne Dote Effective immediately, Jeffrey Epstein is to receive a $400./mo salary increase. p 7? ,/ 24 V& -o EFTA00187072 --•4•••• February 26, 1979 Mr. Bennett Douglas, Elliman, Gibbons & Eves Dear Mr. Bennett: Please be advised that Mr. Jeffrey Epstein is employed at Bear, Stearns & Co. at a salary of $75,000.00 a year. Should you have any further questions, please do not hesitate to contact me. Sincerely, Stephen A. Lacoff Personnel Director SAL:bl EFTA00187073 Hoar, Slearns & Co. 55 Water Street N.Y. 10041 WRITER'S DIRM! OMAl. NUMBER Dalton Schools 108 East 89th Street, JEFFREY E. EPSTDIN (Applicant's camel \ has applied to us for employmenAs a previous employer, we would appreciate your comments. t\lh We have obtained a signed autho 'zation and indemnification agreement from the applicant to conduct reference checks, a copy of ich is enclosed. BEAR STEARNS March 16, 1976 flew York, New York Should you prefer to respond, by telephone, please call our reference section at Dates of Employment: Claimed from Verified from Above Avera Attendance Punctuality Work Performance a Rating C:1 To the best of your knowledge, account? Q Yes 0 No to to Average Below Average IZn did this applicant awe a Securities brokerage Would you recommend the applicant for a position of trust involving negotiable securities? 0 Yes 0 No If your present policy permitted, would you rehire this applicant? ED \s ON° Is there anything we should know about this applicant which would help ntake our relationship a successful one? t\ 1/4 GENERAL REMARKS: Name: Signature: Form 267 (10/75) Title: Date: New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco Amsterciam/Geneva/Paris EFTA00187074 Bear, Stearns & Co. 55 Water Street 10041 WRITER'S 1 NUMBER Cooper Union 4th Avenue & 8th Street New York, New York Attn; Registrar 33C-AR STU\RNS March 16, 1976 RE: JEFFREY F. N Date of Birth 1/20/50 To Whom It May Concern: Jeffrey has applied to us for a position claiming attendance at your school from 9/66-6/70 BS degree We shall appreciate your giving us any information you can as to scholastic standing, personality, background, etc., of this applicant. For your convenience in replying, we are enclosing a self-addressed stamped envelope. Thank you in advance for your cooperation. Sincerely, SAL/keh e` 41/ tephen A. Lacoff Personnel Director The above Jeffrey E. Epstein did not graduate Dates of Attendance: Sept. 1969 to Jan 1972 Date of Birth: fan ;y 20, 1953 /41 1• I / 4j:, .., Dean of Admi sions 6 Records New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco Anistswins refl..- I O.a. EFTA00187075 New York University Graduate School of Arts and Science Recording Office 6 Washington Square North. Room 3 New York. N.Y. 10003 Telephone: March 23, 1976 Mr. Stephen A. Lacoff Bear, Stearns & Company 55 Water Street New York, New York 10041 To Whom It May Concern, This is to certify that Jeffrey E. Epstein whose date of birth is January 20, 1950 was registered as a non-degree student in the Graduate School of Arts and Science, Department of Music from September 1971 to May 1974. Mr. Epstein did not receive a degree from New York University. In the Spring 1974 semester, Mr. Epstein had issued an invalid check to our Bursar's Office. Yours truly, ML/ks (Mrs.) Mavis Lewis Recorder EFTA00187076 **PLEASE CHECK EACH WHEN COMPLETED** NAME ,c"? DATE OF EMPLOYMENT APPLICATION /c' Type "PCA" (one for Payrol l , one dupl icate SENT 416 RECD /if Bonding Appl ication /Or Stock Exchange Form Security Accounts form Fair Credit form Locator Card Benefits Enrol lment Card SENT 3 Ilto Hospital ization Cards SENT —3—Illo C . Waiver Card (if appl icable) , A.,. 4 -I. '1 W 4 form SENT to Payrol l .3‘16 , Card for Mai l Room SENT i ,j5` , Card for Telephone Department 'SENT 3116 F . L I- YAW Card for Security Working Papers for Minors (If appl icable) Enter new employee on Salary Sheet Add new employee to Board - Index fi le Time card (if appl icable) l, Background Letters SEN (14 SENT ni Welcome Letter. S Benefits Book l4 pkii School Reference SENT tte /Li Introduction Letter to Sup rvisor SENT .."-- /—i— Announcements (if appl icable) SENT Send in Bonding Appl ications SENT _ -5IEK / Send in Fingerprint Cards (get chec from Cashiers Dept . first) id,,./ SENT W Newspaper Ads (if appl icable) ENT / Orientation /1/ Medical /CY' Enter in Job Log Book (Blue Book) ¢—/- Index Card (Contains DOE, Dept. Agency, Letters sent etc.) /L.,/' Telephone Verification t-7 Put Special Record notice on locator card and appl ication H - (if appl icable) Fingerprints taken /I-4 DD2I4 for Veterans 1---1 Fi le c: 74 4/Y ran Background check: \ ) i r _ Letters Other EFTA00187077 CREEK PALM: A 4.IPOINT COWS( IN TNt C.RAOUATE SO•Xl Of ARTS /WO SCIENCE IS 114( *OAR PALIOHINID a A CLASS THAT KITS AT LEAST 00 SAS Era NU MN NUM MECO:. A S-POINT COURSE IS TR lotaS PROICNIOCO fa A CLASS THAT WELTS At LUST TM WARS A ME% fa Firsts NOM. CERTAIN LAIORATONT MAIMS WAY RIMINI MO Ian 1110.00JT TIC ISM AS 11•E (OwVALOR Of CPC IOUS Of P. 11C1INIE COORSt. SIAM AI 1RENUl11 Ill000••• CI aaaaaaa toor.ba Atoms. • gums ro• ...tt I I. tie". If tom. • mesas. N.. PIO aaaaaa ruin aaaaa . Mill IS la twit Si /Mel as 0 0 • 1 k AZ. CCi T S- I J14$ ats — SRI . 4. • I • I 1 Aott 22 0 0 to • AC Et I 614/4,61 L- I No. ••••• NO •1 0 t % Iu i‘k Attie A IIIANTH* 'r' Arryety•A:•orsow-A--,••••••-onoto, I IlI .... • — . !wra . • a : . ... Iht • . i C 1 ■ EFTA00187078 Pritit Clearly -?Jse Ball-Point Pen Binh ION • • I I r r e l l Date :1 attended wider any otter name, indicate: g .1? with LAST V ae GATT CIA COOL tItATIPRC OAT' n space above print full name and address to which transcript Is to be san This (win will be used in a window envelop*. (Over ;.. 1..A•1 VOWS Division of N.Y.U. attended' 0 Undergraduate 0 Graduate , yens and year ol, last attendance: Number of trenedripts desired' • • ' If currently in attentions do you vent transcript held for final grades? Yeeo No aci•Ol EFTA00187079 I :r t. -07;,:f.:I's are or.:cer...r) •i.): lett 310.,:i per ;-arvicr Ar:Si ,h, tinO: c..?rir ' '•:—::••:•-• •:' • :de ; &e to 1%e :•i.:^10 ;, .;',iC t..1.7 ;(.> e; • ;'n tifor..19 •;C: EFTA00187080 BUkRNS R STM VIA OVERNIGIIT MAIL U.S. Department of Justice 500 S. Australian Avenue, 4 1h Floor West Palm Beach, FL 33401 Re: FGJ 07-103(WPB)-Tues./No. OLY-71 Deaf BEAR, STEARNS & CO. INC. SHARON D. CERES 320 PARK AVENUE NEW YORK, NEW YORK 10022 Phone Fax scores eaccom September 7, 2007 In response to the Grand Jury Subpoena dated August 15, 2007 with regard to the above- referenced matter, enclosed please find the personnel file for Jeffrey Epstein as well as CD containing account statements for Jeffrey Epstein as well as the following accounts in which Mr. Epstein has some relationship: Epstein Interests Financial Trust Co. Inc. Institutional Interests Heritage Interests International Charitable Interests Health & Science Interests If I find any other accounts that are responsive to your subpoena, as I continue my search, I will forward the statements to you under separate cover. Should you have any questions or I can be of further assistance to you, please contact me at the number listed above. Encl. Sincerely, BEAR, STEARNS & CO. INC. Cep Sharon D. Ceres Legal Assistant ATLANTA I KUNG I BOSTON I BUENOS AIRES I CHICAGO I DALLAS I OUBLN I MONO KONG I LONDON LOS ANGELES I LUGANO I NEW YORK I PUERTO RICO I SAN FRANCISCO I SAO PAULO I SEOUL I SHANGHAI I SINGAPORE I TOKYO EFTA00187081 AN a ADaRESS a l.Lq..uoig_u eve., iirooKAytt PLY• 11224 0-4.c.J 373-2262 'NOEL tA91 EMPL0YER Dalton Schools EDUCATION N.Y.C. FROM 9/74 To 3/76 MILITARY STATUS POSin 04Phys.De_pt. nun, $1500 omAGEKT Room<Anon mmeMark Epstein AGGRESS Above Mo. Tti.ErNONE • Above RELADONSIRP Brother GROUP NOSINTALIZATION NTS( " • ATE 4 • 1--)C • REGISTRATION OATES DIROLLVICIT OAT! 'mania EPSTEIN, J. LI INDIVIDUAL U rAmILY U NONE 011it Pk! DATE KEY POSITION TITLE DEPARTMENT I or INCIEASC Gomm COMMENT 3/15/76 E Trainee Floor De•t. -AMEX 225.00 - ./ • P 0 .z ei --..e. .540.0.0 45-4" f -any 49 ,, - • d d 0 _ __ /_,. I-- 0, ...I-- I, ,, Part 0•0 41 „ 1. r so• 4Q a KEY: E • FULL TIME T • PART TIME • l• SUMMER Nap M- MERIT INCR ASE S • SALARY ADJUSTMENT P • PROMOTION T - TRANSFER X • RELEAStO R. RESIGNED L LEAVE OF ARE. I • RETIRED O DEATH H REHIRED S. S. DATE EMPLOYED 3/15/76 NEIN DATE 1/20/50 SEE Male MAIDEN NAME EAST NAME MU MARITAL STATUS Single NOG BRIM] NE I R VIEW SPROULE EPSTEIN Jeffrey E. I I -tsa 4 1, Ir. N im I U II R IA A IS P 10 Cl • in A l . E OI N E N Y N I. S EFTA00187082 DATE KEY PCSMON tr..z cEpAananT AMOUNT 01, e C.11411T --d»..;,‘ _ CCNITACIT -n in --n.y. ,01.4_,I la 34 _11-5e F -1-4O 437ern..aa) gr.,.. .4.) _. 3/12/8- Feligned • .. KEY. E - PULL WAIF T- PART TIME E• SUMMER HELP IN- MERIT INCREASE S. SALARY ADJUSTMENT P PROMOTION T• TRANSFER X - RELEASED R• RESIGNED L- LEAVE dorms& RETIRED Cc• DEATH H• ROARED S. L MAIDEN NAME LAST NAME /MST DATE EMPLOYED 3/15/76 SIR N DATE MARITAL STATUS 1/20/50 Married SEC EEOC MRCP SENtOuLE Male mum. OMMI gip 1 g 1 me EPSTEIN Jeffrey Ill At 141 AP NA AU I I ll AI I AC AC I N e it a r ci t e • I r EFTA00187083 • •• • L.A..% • ill s I ram rit.orti I T IThes fort it In be completed by the Employee.) Mr., (Mrs. or Miss) Ill€ CONTINENTAL INSURANCE COMPANY KANSAS CITY FIRE AND MARINE INSURANCE COMPANY FIREMEN'S INSURANCE COMPANY OF NEWARK. NEW JERSEY BOSTON OLD COLONY INSURANCE COMPANY COMMERCIAL INSURANCE COMPANY OF NEWARK. N. J. PHOENIX ASSURANCE COMPANY OF NEW YORK NIAGARA FIRE INSURANCE COMPANY SEABOARD FIRE AND MARINE INSURANCE COMPANY THE FIDELITY AND CASUALTY COMPANY OF NEW YORK NATIONAL•BEN FRANKLIN INSURANCE COMPANY OF ILLINOIS THE BUCKEYE UNION INSURANCE COMPANY PACIFIC INSURANCE COMPANY • THE GLENS FALLS INSURANCE COMPANY Branch Office IIONDINO Offletti EMT Bond No Application is hereby made to one of the above named Companies (hereinafter called "the Company") selected by the Employer. i qk,:. E Amount of Rigid S Employee (Applleant) JE id., Position Trainee Payable .... Bear, StearnS CO, al (nit: nein er nest tlyig ErriplerlF) 55 Water St. New york,N.Y.1OO4i (Address Of Employer in NW by Number. Street, City) The Nature of the Employer's Business is Stock...Brokers FULL NAME OF APPLICANT (Please Prinr) Age 1.Ock, SOCIAL SECURITY NUMBER ... Date of Birth . Are you an American citizen? veS Present residence address: How long have you lived there? State previous addresses in full and length of time you lived at each tt, during last five (5) years. Nu. Vr V5/ r *Si:r aKi2%i-P- (St. or Ave.) Oily Front Rrt 7vt°10. 11-41,„ Softy (St. or Ave.) • City State From to Single? Married? Separated? Divorced? Who constitue your family? Husband? Wife? No. of Children? Others? Do they reside with you? How long have you been in the continuous service of this employer? In what position? Trainee Employed at New York Dar: raking present pu- sitron wiring MI5 'astir/ince ( I.) 76 Do you receive any income beyond that of this employment? If so, please state amount and sources? A/2 Do you receive goods, merchandise or other property on consignment ter otherwise? .4,0/0 Have )ou ever failed in business or compromised with creditors? •4_j_ If so, when: 19 • %here: • Business Name of firm: • Assets: S • Liabilities What were your banking connections at that time? Do you own your home or hold interest in other real estate? N g In whose name is the title? Location or such realty Description Value Incumbranee Have you any debts or liabilities other than for current expenses? If so, please give amounts and std chow they were incurred. If paid by salary, state annual amount and when payable. Hove you ever applied to any company for a bond? If so, when? What company issued the 'bond? $ IL A MO payable oi—weetly Was the bond issued" Who was your employer? Has any company ever refused to issue or to continue a bond for you? If so, when? 19...Name of the Company: On what ground was the bond refused? Have you ever been in arrears or in default in your present or previous employment? SUI please gm paTLICUlatS APPLICANT S PARENTS, IF LIVING, OR OTHER NEAREST RELATIVES NAME ADDRESS (Street and No. in cities) RELATIONSHIP 'OCCUPATION ... • ..... ..... EFTA00187084 YOUR OCCUPATIONS THROUGHOUT THE LAST TEN YEARS runtish below full particulars of your past occupations or employments during the last ten years, as called for outer the column headings. If you were at school within this period, give accurate identification and attendance at each school. Begin in the top space with your most recent activity. If the spaces here are insufficient, please couplet.. the record on a separate sheet and join together. PLEASE TYPE OR PRINT INFORMATION BELOW From ..._ .._-......=--... iyAntb 1. ......_ ../.111. ./. 1911. ---- To Full name or exact style (if firm or corporation) of your employer and his business and address. Town and street address of place where you worked. Name and present address of your Superintendent. Nature of your position or occupation. -- __ a hy did you leave? Month . tt" 19 ..rattn-' / ,p V Cz. .#5 ' Stert 0C- S. 5- . p .-/ err" Se . .1. ---• • 1-O3O716-1(f. -- — --- TH Cs 1= Month ? 19.— ...... Month 19 • • Month I 19 Month 19 . .. — _ - Month Month Month 19 Month 19 ..... ------ .............. Month 19 Month REFERENCES Give as references the names and post-office addresses in full of three or four persona well acquainted with you during the past few years and not related to you. They should be persons of good standing in their respective comutu- aides. Please do not refer to any officer or fellow employee in the service in which you are engaged, nor to any former employer. NAME .............. e'Sa's 2 . . ,cjt-. PROFESSION OR BUSINESS / 1/471÷Ple e cad .tate'• Pe, Plot. 42-1 er1-7DX RESIDENCE ADDRESS IN FULL Street No. and Cit I hereby declare that the foregoing maternal a are true, and I hereby apply to the Company fur a bond in my behalf of such kind and in such amount as the employer to be named as beneficiary in the said hind may now or hereafter require. I also hereby agree for myself, my heirs, executors, and adminis rotors, to indemnify the Company against any losses, damages, costs, charges and expenses it may sustain, incur, or become liable fur in consequence of my acts while under the said bond or any renewals thereof, or any new bond issued in continuation thereto ut as a substitute therefor; and any proper evidence of the payment by the Company of any such losses, damages costs, charges, or expenses shall, in the absence of fraud on the part of the Company in making such payment, be conclusive evidence against me, my heirs, toccatas, and administrators, of the fact and extent of my liability to the Company under this agreement. I hereby further agree that the Company shall have the right to decline to grant the hood applied kw; that, in case the bond is granted, the Company. shall have the right to withdraw or cancel the bond at any time; that the Company shalt not be required to disclose the reasons or grounds upon which any action on i ts part in connection nith Int said bond mawbe based; and that the Company shall nut be responsiMe fur any loss of damage that I may suffer by reason of am, Such action, any statutory provisions to the contrary being hereby expressly waived by me. This agreement may not be changed or modified orally. No change or modification shall he effective unless made by written endorsement hereon signed by on authorised representative of this /p Dated and signed at •,14, 3....1,1:.......,. / day of it (9.15:d I9..:: (Town and Male) n N e) In the presence of i , 17 -- .1„_"— .......,—....c.„. "-I ---...,.., EFTA00187085 ORIENTATION FOR NEW EMPLOYEES The basic policies of Bear, Stearns & Co. are contained in the attached orientation outline. After you finish read- ing the outline, the instructor will verbally go over the policies in detail, and answer any questions you may have concerning them. I have read and understand the orientation outline which explains the following policies: 1. History of the Firm 2. Trial Period A. Probationary Agreement B. Background Check 3. Employee Benefits A. Bonus Payments B. Vacations & Holidays C. Medical Coverage D. Life Insurance E. Profit Sharing F. Pensions G. Salary Advances & Loans 4. Workweek: Pay & Overtime 5. Payday 6. Identification Cards EFTA00187086 7. Open Securities Trading Accounts 8. Jury Duty 9. Accidents or Illnesses 10. Medical Department 11. Disability 12. Cafeteria 13. Evacuation Procedures 14. Performance Reviews 15. Absenteeism SIGNATURE) (DATE) (PERSONNEL DEPT. REPRESENTATIVE) EFTA00187087 Near. Stearns & Co. SS Water Street N •W York . 10041 DIRECT OIAL NUMBER University of California Berkeley, California JEFFREY E. EPSTEIN BEAR STBINRNS March 16, 1976 (Applicant's Name/ Social Security No.) has applied to us for employment. As a previous employer, we would appreciate your comments. We have obtained a signed authorization and indemnification agreement from the applicant to conduct reference checks, a copy of which is enclosed. Should you prefer to respond by telephone, please call our reference section at Dates of Employment: Claimed from 1973 to Verified from to Supervisor; 1974 Lecturer Dr. Wolf Above Average Average Below Average Attendance C] I= CI Punctuality CI CI I=I Work Performance 0 CI CI Overall Rating 0 C CI To the best of your knowledge, did this applicant have a Securities brokerage account? 0 Yes 0 No Would you recommend the applicant for a securities? 0 Yes CI No If your present policy Permitted, would you rehire this applicant? 0 Yes L] No Position of trust involving negotiable Is there anything we should know about this applicant which would help make our relationship a successful one? GENERAL REMARKS: Name: Signature: Form 267 (10/75) Title: Date: A • New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco Amsterdam/Geneva 7Pan. EFTA00187088 Bear, Stearns & Co. SS Water Street New York N.Y. 10041 MEM WRITER'S DIRECT DIAL NUMBER To Whom It May Concern: BEAR STMRNS I hereby authorize the release of the information requested on the attached form to my employer, Bear, Stearns & Co. Thank you in advance for your cooperation. n'/l- or -4-L Sincerely, New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco Amsterdam/Geneva/Paris EFTA00187089 NAME BORN: 1/20/50 EPSTEIN, JEFFREY E. 1/20/53 Note:Date of birth developed was- 1/20/53;application # An OF WOO. 1/4 4/28/76) listed 1/20/50. EDUCATION COOPER UNION Appl. Dates: 9/66 to 6/70 NEW YORK, NEW YORK Reported: 9/69 to 1/72 Herbert Liebeskind, Dean of Admissions & Records said applicant majored in Physics and did not graduate. His birthdate was 1/20/53 and his residence while a student was 3742 Maple Avenue, Brookr7n, New York. NEW YORK UNIVERSITY NEW YORK, NEW YORK Appl. Dates: 9/70 to 6/72 Reported: 9/71 to 2/74 Mavis Lewis, Recorder, said applicant majored in Mathematics and did not graduate. His date of birth was 1/20/53, and his residence while a student was 3814 Seagate Ave., Brooklyn, N.Y. effrey E. Epstein issued an invalid check to New York University during the 1973-74 academic year. (Note credit, suit by N.Y.U.) EMPLOYMENT UNIVERSITY OF CALIFORNIA BERKELEY, CALIFORNIA Appl. Dates: 1973 to 1974 Reported: See Below Mrs. Julia Sills, Personnel & Payroll records, checked all available computer tapes from 1973 to current and nothing identifiable with the applicant was developed. Payroll- Accounting records were also thoroughly checked and there is no record of U.C. Berkeley issuing a payroll check to a Jeffrey E. Epstein during 1973, 1974 or 1975. Mrs. Helen La Sota, Business Officer, Mathematics Department, checked current and £or4er employee records of this department and found nothing identifiable with applicant. Mr. Epstein indicated that his supervisor was a Dr. Wolf on his application. University records list two Wolfs, one a Joseph Wolf, is a Professor Emeritus (retired) and many attempts to reach him at home proved negative. Joseph Wolf, Ph.D. is on a sabbatical in Israel. Bath Wolf's mentioned were connected with the Mathematics Department and there are no other Wolf's employed by U.C. BERKELEY. lg ie information contained in this report is for the SOLE AND CONFIDENTIAL 'Ica EFTA00187090 EPSTEIN, JEFFREY E. IZMO INC. 3814 SEAGATE AVENUE BROOKLYN, NEW YORK Appl. Dates: 1972 to 1973 Reported: 1972 to 1973 Mrs. Rita Goodman, Owner, 3814 Seagate Ave., was contacted; she would only speak through a closed window. When she learned we were making inquiries about Jeffrey Epstein she called Mark Epstein; applicant's brother, who lives on the second floor of this private house. As this was an inadvertent meeting, a brief conversation followed. It was learned from Mark Epstein that he and his brother, Jeffrey, were in business for themselves, making and selling silk screen paintings. (On his application, subject described his self employment as tutoring.) Mark was the designer and painter and Jeffrey handled sales. They were in business about two years, from 1972 to 1973. After the business folded, Jeffrey Epstein went to California where he lectured at the University of California. Recently, Jeffrey Epstein was at the Dalton School, New York City, where he taught. In mid-March 1976 subject went to work for Bear, Stearns & Co. Note: Conversation was terminated as Mark Epstein was becoming bored and restless. There was an air of uncooperation and he seemed to resent this inquiry. Mrs. Goodman was also hesitant about releasing information about applicant (See residence report.) JEFF NIER ROOFING 4050 ATLANTIC AVENUE BROOKLYN, NEW YORK Appl. Dates: 1971 to 1973 Reported: 1975 Jeffrey Nier, Owner, stated substantially the following: I have known Jeffrey E. Epstein for ten years as a associate, and employee. Jeffrey worked for me as for six months in the first part of 1975. Weather he worked on a steady basis, supervising two or th and was earning $62 per day. He did a good job fo know the reason he left the job. friend, a foreman permitting, ree workers, r me and I don't Jeffrey Epstein does not use alcohol or drugs, in fact he is the athletic type, likes to work out by swimming, bike riding, punch bag, etc. I am not familiar with his past employment record, but I do know that he worked with his brother, Mark Epstein, in the s41k screen painting business; his brother is an artist. -2- EFTA00187091 EPSTEIN, JEFFREY E. I have never known Jeff to be in any type of trouble with Law enforcement agencies. He was out of the state for awhile, I do not know where he went or what he was doing. Jeff is about twenty three years old; he lives with his family at 3814 Seagate Ave.; his family has lived in this community for many years, I am not familiar with their exact address. I have nothing but admiration for Epstein and I know nothing adverse about him. Yes, I recommend him for a position of trust. Note: Source was very hesitant in answering questions, but he avowed that applicant did work for him, six months in 1975. Mr. Neir shied away from questions about education and previous employers of the applicant. RESIDENCE 3814 Seagate Ave. Brooklyn, New York This is a large two family house, it is in good condition with white aluminum siding. It is about 40 years old and valued at approximately $60,000. It is located in a residential community. Mrs. Rita Goodman, Owner, and resident at 3814 Seagate Ave., has known the Epstein family for more than twenty years; she reluctantly gave the following information about applicant. Mrs. Goodman described Jeffrey Epstein as a bright, well behaved young man of good character. She said that until March, 1976 he taught at. the Daltbn School and is now employed by a Wall Street firm. For aboutaa year and a half subject taught at a university in California. Source described applicant's family as honest and sincere, that they have a good reputation. RECORDS Usually reliable credit sources report the following which may be identifiable with subject in NEW YORK CITY: There is a record in file on Jeffrey E. Epstein of 3814 Seagate Ave., Brooklyn, N.Y. SS I verified. file reflects the following: - 3- EFTA00187092 tO4 t EPSTEIN, JEFFREY E. SUIT On January 28, 1975, New York University filed suit for $500 in New York County Civil Court, Docket f 13994 We will supplement when we get the disposition. No record of judgments, tax liens, wage assignments, or bankruptcies identifiable with subject. Records of the KINGS COUNTY CRIMINAL COURT were checked for felonies, misdemeanors and youthful offender cases and no record was found identifiable with subject. MISCELLANEOUS .A confidential source provided the following information identifiable with the applicant: On or about April 1, 1976 Jeffrey E. Epstein, 3814 Seagate Avenue, Brooklyn, born 1/20/53, engaged to Kathleen Suter, born 5/29/52 applied for rental of apartment 15C at 417 E. 57 St., New York City. Monthly rental is $43S and employment is shown as: "two years to present, Dalton Schools, New York City, teacher and administrator. Occupants of Apt. 15C to be Mr. Epstein, and Ms. Suter. -4- EFTA00187093 •OPI MP EFTA00187094 August lq, 1976 New York University Graduate School of Arts and Sciences Recording Office 6 Washington Square North, Room 3 New Yor, New: York 10003 Attn; Mts. Mavis Lewis Dear Mrs. Lewis, Thank you for your response to our inquiry (copy attached). We :•could now like to request a copy of Mr. Epstein's transcript. Please bill us for whatever the transcript fee will be. Thank you very much for your help. Sincerely, Karen Messemer Personnel Rld EFTA00187095 Jeffrey r. Epstein March 16, 1976 ?area Hessemer, Parsonncl Previous employment verifications Since your employment from 1972 - 1973 was self-employment,,we need some sort of income tax form or form for that period of tine. Thank you. EFTA00187096 Bear. Stearns & Cu 55 Water Street New York. N.Y. 1W41 VairEWS DIRECT Obit NUMBER To Whom It May Concern: BEAR STBRNS I hereby authorize the release of the information requested on the attached form to my employer, Bear, Stearns & Co. Thank you in advance for your cooperation. (Int ct 16- Sincerely, A ' Signature New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco Amsterdam/Geneva/Paris EFTA00187097 TRANSFER/TERMINATION NAME - r PRESENT DEPARTMENT DEPARTMENT TRANSFERRED TO DATE EFFECTIVE SALARY APPROVAL 949 (9/79) EFTA00187098 No. 06187035 P.M. NO. 00431 LOCATION 825013000 STATEMENT OF EARNINGS RETAIN THIS STATEMENT FOR YOUR RECORDS THE DALTON SCHOOLS INC 108 EAST 89TH STREET NEW YORK NY 10024 EMPLOYEE NAME I REGOLAR RATE EPSTEIN 500;00 FEDERAL TAX FICA 71!23 29 2° FEDERAL TAX FICA 356115 146 25 THIS PAY • PERIOD YEAR TO DATE DEDUCTIONS EMP. NO. 006257 GROSS I 500:DOI GROSS 2500;00 AMOUNT STATE TAX 15:97 STATE TAX 7085 Ca RATE 1 I On RATE 2 ISH. ; REG HPS G3!15;76 ore TAX I SUI I DEIL I OEOUCTIONS 6!53 CITY TAX 3112.1 DEDUCTIONS AMOUNT DEDUCTIONS AMOUNT EARNINGS RG PAY NET 7. A • 377 C AmetiN7 5C0 C EFTA00187099 Bear, Stearns & Co. 55 Water Street New Sig. 10041 WRITER'S DIRECT DIAL NUMBER To: From: Re: [SEAR STEARNS Personnel Department Benjamin Rhoades Fingerprinting tslieWiegEY Employee's Name fingerprinted by me today. 3friz ie Date 111 (2/76) Date: 3///kr/7 6 was Signature New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco Amsterdam/Geneva/ Paris EFTA00187100 Att-46: 1 13 -1' Sa ez.s- 6x45. attizhi 'lac_ C/ "da*-4.4-±1, gas) teaL I' scM4.-.e5 .7 EFTA00187101 Michael E. Tannenbaum BEAR STEARNS Date: 5, A1,0 To N y o EFTA00187102 Am: h,-ME .OF k.LOMPANY ILLEPHONE • APPLICANT HELD POSITION OF /N.J .A q -k"L' CLAIMED 6S di. DATES FROM TO K NXJATtElipUTION HELD — _ • .7 11/ CLAIMED EARNINGS WERE per ATTENDANCE AND TARDINESS BELOW AV. CAN YOU VERIFY /20 'at; r ....• YES NO AVERAGE SUPERIOR WORK KNOWLEDGE BELOW AV. AVERAGE SUPERIOR WORK PERFORMANCE BELOW AV. AVERAGE SUPERIOR GENERAL COMMENTS REASON FOR LEAVING WAS CAN YOU VERIFY YES NO WOULD YOU RECOMMEND FOR A POSITION OF TRUST YES NO IF NO, WHY? WOULD YOU REHIRE THIS PERSON YES NO IF NO, WHY? PERSON GIVING INFORMATION TITLE OBTAINED BY // DATE COMMENTS: EFTA00187103 EFTA00187104 ..—....N—n oNMIC i •See.IAIL i( fir /t) DE-b -••••,, BEAR,yEARNS & CO. • 55 WATER STREET • NEW YORK, N.Y. 10041 USE A BALL POINT PEN PLEASE PRINT LOYME•NT AN E€RSONAL HISTORY FORM l'°°"*.eA" PS* TOUR ntl•ONSCS All /On A IL/Vel.IN C T. AAA TOON NAME OAST is.. •.*••• 0 A 7......a / J ... S ere r fr t) -1',=a« J -1',=a«5 & ' NONE AAAAAAA 2, 1/Y 5 0 /6fritr Net, ar•: NS 'CL 3 v0i; -2.21e, CM TAO :MC „ / 1 // 4 . ) 17ZZ I , N) za, COIN / 12. 2.- y POSITION TINA a Cr .. won WANT ON tin II0f111 WINN CAN TOO UAW . 50 TCSVIC00 Ili 121 1.0;ltr 'reantiVIS Nth & -4 • AN7 NAY{ 1 gl,allio%95/1.2OZNIGITAWNivrAm" us Oro{' ir - TES" NEAT i AAAAA NINON. a f:1 ANNIATLA .4 POSITION I OPTatt%cri"" trisIA°.157,1% V1.101( ° 5 • Oil A A°CATI" I. • GONPANT • s...•••22 . POTairiON rq r ke et 1. T. M ill IL TOY (vie GUN CONVICTCO 01 A CAINE IIT CIVIL On ... N° US C AAAAA el NW MAT AUT$QSITICSI OAle Or MOTH /- 2/0 •• EDUCATION (Begin with High School(s). Include Correspondence Schools. etc. TYPE OF SCHOOL NAME AND LOCATION INOICAll ti ,tn. MAJOR DEGREE OR DIPLOMA RECEIVED wer. "vs. ATTENDED no. TO IN. OID TOY GRADUATE? AS SA 4/ 54-3 leed 4n Peal • B im...„ it vs, * u ' / i 4 Os 0 Cd /91/4 ,. r-, • &i 1..,_ t 4.-• P4) „.8,,, 1/4t Li Ab • 9. sws. A.)64/ __J.- 4f , 74.... , eitt. U „%c.:1 or % ICS c.(1..4 . .1÷A Az PAVil bAi C- 7/ , 741 NO 19"••••• EMPLOYMENT II In below a complete, consecutive statement of your busin s his ory for the pa ten years. All time, including periods o unemployment, must n If self employed. show name and address under which business was conducted. OR LAST POSITION COTIPAIVIt:staad a tIOOL ..5 POSITION NCLO tt e p DO A I SALAU Ad 6 FOOT. TO ENACT DUI SIMAVISON /INAS a NO TO NO ye /D6 ie../ t if- 4. 7 Ni THE GI GlISIGCSS SCLOI WKS Of POSITION PULL Teat 0 7 / IICTospiCO 0 0 LAIR OFF 0 OISCNATICSO 0 CINIANATIOn Or TICASON roe Le ' R ^ EL j.4 . WING PACT TINS 0 TOM 0 ITT P POSITION (VNOVS CON NMI: f4 As ? 46.4 1.,. • ...%). POSIT ION NILO . -nt,........ ANTMG SAL T 4.c 1..._ ,... TO UPI •110 SIJOInVISON filen SALAN • NO. TN. NO. T• V0 n Alt- 4. ;• de_ /nip. "%MOM te•-roL•c OUTIMS Of POSiTiON rwe,,,.... . - rust MK 0 ' 2 1 .e,....“ B - .....0 017 0 AAAAA ICC: 0 GlICNANSCO 0 tg AAAAAA ion of REASON PON %CAVING Al C ci Ton 0 Is/ A SOS CVICIIIS TION 0 P A POSITION NCLO ING SALARY 7O/ON '0 (LACY ilOCITCAS OW AND SOIVE/IS011 /INAS MO. TO NO TO TVITT Of OUSINTIS OtiTiCS Or VOSIT:On COLL TINE 0 . NIS:GINO C Leo Oft 0 D aoscaseGIO 0 ON 07 ACASOA CON LCAVOG PAP? TIME 0 TOW 0 III? P Ms Cv.01/S ,:ON COWPANT POS.T•ON POGO STAITTOOG AAAAAA TIDON AO ESACT hatIOCTS OW a•O STPUrf•SCO f.NAI, No •• 59 re TIN{ CIT IIVS OicTICS Or POSiT:On er.L ?.•( 0 - --" .•••• 515.;lici • . .••c Cfr 0 sCsCa Ws t....! TacCNATCCO 0 CIPLANAT , CI )(1,..r. 'IN ts,orsc O 0 C •top 0 U Cot P CIO, !OITTANT POW CV it .2 rillf•OC S AAAAA TOON TT SC. T.T.COCtl tiNAL i AAAAA NO IN so III t•PII OT IltILITESS VA nits Cr PelsiTIOn se e„ t nu 0 In ALTS•GNIO ... •Ai0 Oft 0 en AAAAA SC, , 0:SCNAAGIO 0 • A AAAA NATO% or ACAS011..?A SLAVING PAM Alt 'CS. C AS AN EQUAL OPPORTUNITY EMPLOWN Pine AAAAAAA • en EFTA00187105 UNEMPLO 'Y MEM * Account for your time dui rig any periods of unernpalyinent. Sell empleyment or fanny employment, other than rose when you were attending scnO0I These periods of time must be verified by someone other than a relative or an employee of Bear. Stearns & Co ,..,.. •.) TIPL•KATtoN .xeivitivni. in vc.e.ry Angwri.,,vvrn tilt ImPI.01VVIT CR /ASK* EMPLO NNNNN . mo .• mo •II NAM. OOOOO SS NAMIT ADONESS RESIDENCE RESIDENCE RECORD FOR PAST TEN YEARS— UNITED STATES ONLY /NOM TO OOOOOO AOOPTESS CITY STATE APT • ODA PEAT ITN PARENTS YO. re no. VP 7 46 - -, ( )op c__2(114 Sr . d,,7 1 -L. 7 r o r . WY e•-e4.6-i-tro— pt-..„4„. • c ex, RI 7- Le /1 o -re , / 1 — win TTTTT •II/OICII OF MOPE( ...------- fl ans or ACTivC MUTANT SERVICE (ROM Tr MILITANT OISCIIAINGE O . °NOCE NONORMILE O CONDITIONS. PAGE VI O OMEN •CIPLAIN ON PAGE PI I- NAVE TOM (WEN Sign ninon* kr ICA.. S• AAAAA • co.? Plio O v a a yes NOM TO 00 soy NAVE APO PHYSICAL LIMITATIONSI 'CEO ANTEP it "Tel". OISCIIIIIt NAVE VOW MAO A MA/00 I it. "1O ROD TN( PAST I IF "Its.' OGSGRIOCT maw IIIO TOY /MAPES. TO APPLI TO SCAR. STURM, a co.I O NEWSPAPIN AO O O SOVIET .O. OTIIER IN CASE Of EMENCINCT NOTIFY 2.... NAME Wet& CatrZN .' IIICLAVIONSINP F0461/1C AODSCIS3W IT C( 47“--‘. 474,1 ayt ec -. "i yy,, we -$) '1 - 2 -Z62 : Do you at spouse have any YES HI additional income? O la III 'Yes." explain an Pg 31 S. Have you ever ten refused a YES No bond or had one revolted? O O When S. NM you ewer bees a Daily YES NO TO as anntrabon proceeding O a by a Governmental Adana. (sRhino Agency or Satinets regulatory agents, ' 01"Yes:' explain on Pg. 3) II. Are you a Director or Officer YES $a" of any Corporation, O O flf "Yes:' explain on Pg 3) l2. Do you bade in the YES Securities Market! it 'Peer what 6rolerage foal O al YES fir 2 Do you Nave any Outstanding YES NO debts to any Corporebas. Loan O O" Company, Sank. etc. (Including Mortgage. Auto. In. slaliment and Charge Accounts) fit "TesT explain On Pg. 3) vow' YES 5 Art you bondable? O 9. Has I //ethernet lien Of a YES g" fax hen ever been hied O -O WAIT you' iii - Yes." explain on Pg. 3) Do you have an account, O 6 Has any itiognsenl or criminal YES ti ..onnalon ever been entered — agansi you? DU a 13. Have you had any mental YES NO JEEP/kith coveted byllearlo O O men 3 Compensation. ,ee Ill "Yes:• explain on Pg 3) 3. What is your anNoximate monthly OIMISAII00 OA OITINStfivutt 10. NAPS you ever laded in hide- YES NO SEW mete a comonanist with O N Mann. or taken advantage 04 a bank,uptcy ad? ill - Wigan , 40 Pt - 3) 7. Haut you ever been sued a NO pally to a lawsuit? O [3 r ill 'Yes: explain on Pg.3) li Do yOu Naive any pension YES NO lot .103II OISAINSTOT O Cl III - VW noon on P1. 31 4 Has your :Amy ever wan YES NO d garnrsheed? O ID "Yes - explain on Pg. 3) PRE -EMPLOYMENT STATEMENT I understand and agree hat Bear, Stearns Si Co.. and/or Its agents will make a thorough investigation of my past employ- ment and activities, and I agree to cooperate in such an investigation. I also understand that under the "Fair Credit Reporting Act:' Public Law 091.508. I. Sean employee, have the right upon written request to know the name of the investigative service employed and the scope of their report should one -be used. I further understand that any falsification or misstatement on this application or in connection with the above investiga - tion will be grounds for immediate discharge. 1 consent to take any pre - employment physical examination nd such fut re physical examinations as may be r wred by Bear. Stearns Si Co. i I also understand t the fir three months. ill be cons a probationary period and that. should Elear,S ea s S. Co. or I decide. durin this p riod, t t a lot of suita • ither party, my employment may bet mi aced by myself or the F r wit ' ut el IC anc1.4 ithout e •-• Applicant ' s Signature Date .. . i ion OFFICC USE GAO ...ma POSITION i I ,IPAPTINC ionenco ;RAC( STAAVNG : AAAAA _. Iraltr'14 0A- [ :vie Of emeavartr , ' ,.._i PERreAmERT i . SUMMER O Pl: Lt. :ME . r.. TEMPORARY L..; HOURLY von is tics A ACICACI i.-- • O TES MO r ADO TO start -, RCii • tscsaigNY .—r F REPLACCIIINT EMPLOYEE REPtACEJ IIIIMCIEE Vet, .-. U PROMOTED .-•, SEPARATED -yip. REPLACED C Or AOSENCE O TRANSFERRED TO LEAVE O RETIREMENT n OTHER CAA DE SALARY E, stnni •NTENVIENENS COMMINTS II EVIE0 ST EFTA00187106 -./fICE USE ONLY If ' • I BEAR, STEARNS & CO • 55 WATER STREET • NEW YORK, N.Y. 10041 USE A BALL POINT PEN PLEASE PRINT EMPLOYMENT 'SOUL° TOY TECO Nen AND SPACE TON PERSONAL •OTIR RESPONSES ASA roa HISTORY A SUPP C(CCCCCC FORM PORN , OAT'S CFCS '° 2 . ala. 1,- ?le ....,,,..... e ••••• NIOIN.I. ..-444"..-' sieriai J gr-eze-1 fr.- MOMS -)iiy Sern-tet SNIT ATI 4/0 III NO 3 73 -)2e2- - Z CITT AND (/)/tabla•flet STATE .4/I.CNI --lak e //+t7. NT not // 24. 1 An CCCCC NS 20. POSITION T 4K A CCCCC 0700 or OTT TO•TTIVATI 04 (A/ re; - Inn CAN in marl Illat 2.:$ i2Y4531^011.4.1r8110178j° IAN[ - TES- TCSECCOO al AWN Ge€4,S.,7 , taknithi nnIPII/AOaWa llt/WFV/I WNOP I Tr." In O nfri i V V , CCCCC IONSIII• AC 4 . POSITION • 0PCITIn/ a.AS.T.PLA trISTAWANIc IL A A A O^ A LOCATION , CONNOR! • ve- s. POSITION .--4-.... A I IOU "VTR OTEN ONVISEED Of A GRINE En CIVIL ON AMITE*" AntIONITITS/ 0 In TIPLAIII ATE II/ In i \ //Z0 Or 5 1.3 EDUCATION (Begin with High School(s). Include Correspondence Schap s, etc. TYPE Of SCHOOL NAME AND LOCATION INDICATE WI t . NAME DEGREE OA DIPLOMA RECEIVED Nof." ..M. ATT NOECP...... ....im At T TR. you GRAM/ATV , 1A I S Lb( iih. iliqc Se40. TEO er- 5 c i e 1 ___%/__,45 'g 'z 1 vt,satJAAri Dinikfr I 43 t (4 mo corkr . (.414.- ono 7‘.. VS Sri) / 2. . I re II- 1 . 1bl, it 7. 0 ekotti.t 5. 9 lZ r 70 O (rne-1 M. I • J. ' • ca) Scini ,.., V .,..., "--/ , PAIS M. .5 . 4 )0 72- EMPLOYMENT Fill in below a complete. consecutive All time, including if soft employed, show name statement of your buiness his ory for the past ten years. periods o unemployment. must be accounted for. and address under which business was conducted. westC LAST POSITION oft rCONTANT DALT , — 5c,t•Jt.f I POSITION 11(10 a .64te !Ay jai De -A - 144.4 • STARTING SALMI/ so 7. A/( IRON wo Evict CCCCC SS DUESANTI SUPERVISOR • flint SALARY NO. TR. NO. TO. /9l 5.. O A 57 .I.. i-rw........ no "ttt to Or DU NOS rd.. Ina: POSITION •NareNr. .1- e GA, ov.-11...t FULL Tin Ir if ly --- RESITIIITO LAID Orr O CCCCC SSO CCCCCC RGTO CI . ae'reiceinl CCCCCCCC ION Of ITTASOTI FOR LS VONT PART TINS O 'SNP O en • DIGO SONIA • . ,.. aa i a Er ( .at 7:,... ._. 4 . N% A POSIOn sp.. "awe •.- . STARTING SALARY a 4/0 ° vv. IROMPOSITION TO ENACT ACORES/ • OEPt ARO CCCCCC ISOR /INAS SMART NO , TR. NO. TR. .1"44(ftell•C) •444........,..." Pe Lid 1 .."'"P.-f .r ... .1 -9 TIPS Of XS1NtSt• I OUT/ES Of,,OSITIOTi m# its . to EC4 - PANT O TICSIGREO€ LAID OFF O a AAAAAA 0 O oiscmcce El IIIIILMIATION 7/EASON NI LEAVING S fi ef —,L...........L...Li /i74 .4- 7 PANT T NC 8 '''' NM P POSITION MOO _ COWAN, nem ,,J, • •1 :> ja i POSITIOPI MO. ,,,4p Ft 44 • STARTING SALARYA 12.3 k...A IRON •O CEAC• OM AND AAAAA VISO• FiNAI. SALARY No nI ITO vs. )&e1 Cos-o Att. - . 1 TIPS.OF MOSINCSS -IIIIT. A . GIONIS Or LT A% . e tri arft PILL ONE O 71.' 7 1, InStENCO LAID Orr 0 ACS OISCNARGCO O CPPlAN•fr011 Or *CASON TORSTAVING PART . III O ,C., O "i n' : TIOUNQU Jr 4C; ii " aNif A 'Coe Fri ti- . POSITISO. HELD P AO/1Sn En. a_ STARTING SALARY TOON 0 INACT ADDINTS OM ANO SurnVeSOO FINAL AAAAAA NO TA TIO Is 4O CO Ag...tz Ai 4-• Jac " I'Lle L Cp. A? 7 / 7 npr alTASnESS ' rig ickris'irixrwr ve re au„ • in "- . OCIEnt3 6 .15 LAID oil/ O rmaarca :3 fasc AAA . AA C.3 _ OPLANAT,IT Or REASON frewz.4,..., , . (se cesre • m - CND r Cr P fOSiT.ON , SIlOS GOWNS/ POSITION MELO ..... 5 ARTEIG S AAAAA _ (*CO 70 [TACT ACIERIESS .1 MIT • Sun CI)/ 0 VAL SALAMI, PO "'us WO nl Inn or NOSINESS tledES IT PGSIT/ON 1, ,,„i L I'll O NESIGITTO L/OO ZIP 0 .I( -EASED A OISCHARGtO O ON Or REASON TOR LUTING l A il.SAJN A) no, O AS AN EQUAL OPPORTUNITY EMPLOYER. BEAR. STEARNS & co. 16-57-355 COOS NOT DISCRIMINATE BECAUSE OF AGE. COLOR. CREED. SEX. RELIGION. OR NATIONAL ORIGIN. EFTA00187107 UNEMPLOYMENT Account for your time during any periods of unemployment. seal employment or family employment. other than those when you were attending school. ' • ' a These periods of time must be verified by someone otter nun .1 relative Or an employee of Bear. Stearns E. Co a race to tar AAAAA .0i• DIOIVIOIMI. ICI Wein UFLIIFLO 1St' toPLO•MCIII Oa ram Daft*Teeny MO YR MO. in \A IT /ROOM um. *conc.. RESIDENCE RESIDENCE RECORD FOR PAST rEN YEARS— UNITED STA YES ONLY EMIR TO DORESS CAN HATE MN • Oen AVIV WEN RA AAAAA MO. IN . NO. III 7 72 13gr AeArrear t}ltit i"tl,; .5 4. 'I .se . 76 • '3 00 C• -I r ~ ell vv. 41,. „4/. "I - ..," / I .,- AAAA STAN/ b yl [BARN or Stevie( TEARS of halve MILITARY SERVICE FROM T TYPE Of MILITARY DISC •R01 O 14" MIME MORO AAAAA Wain YOM even OM EMPLEITE0 AT SCAR. COlIVOTEs II ltS. O C01401194311S. igalitnito on net is O illintAin on eat 31 FROM Tel 00 NM/ MARC ANT MITSICAL LIMITATIONS/ YESO Re If -Tee". (Kiang( NAVE YOU MAO A MAJOYI I AAAAAA 111 "'O NO0 Tye PAST I AAAAA 1 if -tn." INSCni•D NOW 010 TOE NAPPIM TO APPLY TO SCAR, CO.' III NEWSPAPC• AO O *Glare EPC KITMER III ERIC OF EMERGING'. a Ms NAM AiSeir -el's/red . CRISMIT i‘eqtfe . s' 5 ei Se 'ware Aut.; • Set no, , Pei — 7 - 24 S— I 00 yor or spouse have any YES V additional weenie O (II ''Yes:' eitnein on Pg 3) K 5 Have you ever Wen refused a YES a bond Of had MO IEVOMICII O Whe t. Rave you ever been a party YES N l ban allnitation proceeding by 4 Governmental Admo• O istratiye Agency Of Securities regulatory agency, III ' Yes." explain on Pg. 3) II Am You a Director Or 00IFAI YES 611i , of any CorporaliOnT O NI 'Yea: eaplain on PI 3) I?. 00 you trade in Om YES gt Securities Made II - yes: what Brokerage Film? O YES 2 DO you have any OulSlanding YES i debts Corporation. Loan Where to any O Compury. Banta etc Oncluding MOrtgale, Auto. In. stalleseet and Charge &towns) Are you bondable! YrEtNO O 9. Ras a ilethanic's ben or a be lien ever been Med y(s ,67 against Niii! O Di —les: tuition on Pt 31 Do you have an account? pi O (if 'Yes:' explain on Pg 3) 6 Has any ludigifitoll Or airmail TES L3 Nave you add any industrial YES 8 /1 ' Accidents K covered by Wert- O men's Compensation? IN - Yes: /sown on Pit. 3) 3 What is Wow approximate C.) monthly obligation on debts, (Onvgben eve, be entered O against you? 10 Nave you everfailed in Inv- YES runs. made a compromise mile creditors, or Liken advantage Ilia' hanbruptcy act, 'Yer mown on P1.3) 4 Has your :Davy EMI been garnishee YES an O (a "Yes.' explain on Pg 3) III Have you ever been sued Or YES party 10 a lawsuit? O lit -Yes: avian on Pg. 3) K 14. On you ', tear any pension YES 0 for a past disability, O "Yes: explain on Pg 31 I understand and agree ment and activities, and I also understand that under written request to know I further understand that tion will be grounds for I consent to take any pre by Bear. Stearns 8 CO. I also understand that the CO. or I decide, ring by myself or th, ir Applicant's Signature PRE-EMPLOYMENT STATEMENT hat Bear, Stearns & Co., and/or its agents will make a thorough investigation of my past employ- I agree to cooperate in such an investigation. the "Fair Credit Reporting Act Public Law 091.508. I. as an employee, have the right upon the name of the investigative service employed and the scope of their report should one be used. any falsification or misstatement on this application or in Ctibinection with the above investiga- immediate discharge. -employment physical examination and such future physical examinations as may be required first three months will be considered a probationary period and that. should Bear. Stearns Si his period, that a lack of suit with either party, my employment may be terminated ' hout ti,e fand withwlthq ice. i Date nt /It PC71 / • / /Oa °MCI mit an,. POSITION • .._ ---- 1 Stijl tit..E.--• PARTMOIT/IIIIAITOI Z A lil 6 g FL GRAM I STAIRIVNG 1 Cs'ti.ill.— START' G DATE i % /C./ 76 Nag Of Cefs0 AAAAA PERMANENT ri gormell • • naive/Jay C ruts nmE O HOURLY TIME iS INS A Salt° L., yrs '_. .O r .: AOO TO STAFF REPLACEMENT if 11111G•Gret•I EMPLOYEE sieryaCIO Diultdvgg *As . C ',Maori° •...i SEPARATED ON REPLACED . CLEAVE cr ABSENCE TRANSFERRED TO L.:: O RETIREMENT L; orme. . GRADE r. DEATH rourvsevites C4vmenTS .36-elivieva0 ex EFTA00187108