EFTA00195524.pdf

Statements EFTA00195524 CLEARED THROUGH ITS WHOLLY ~ED SLIEGIOMAy BOIR STffiRNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York New York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE www.bearsteams.com What's In This Statement Financial Summary 1 Your Portfolio Holdings 1 Your Messages 2 Cash Flow Analysis 'HIS ?EKG Opening Balance S0.02 Closing Balance $-0.02 Your Portfolio Holdings CASH & CASH EQUIVALENTS DESCRPTION SYMBCtiCuSiP OLIANTRY I ll FINANCIAL TRUST CO INC 0/0 JEFFREY EPSTEIN 6100 RED HOOK QUARTER STE B3 ST THOMAS VI 00802 Cash Balance Summary OPENII4 ctostea Margin -0.02 -0.02 Net Cash Balance $-0.02 $.0.02 Portfolio Composition PRICE rAssi<E1 VALUE SKR- ION0 ESTIMATED cumsvr MNUIL MOW SELO Ps) CASH BALANCE TOTAL CASH & CASH EQUIVALENTS Mao man an/ Mamma a ~cocoa 01 chodm or Maki. «kola a ~rani la imu. b Gal Samba al 800(344428: a ymto le Clam Sonic.* a Boa. Stara Saunas Caw . One MaYobdi Conla Now. ElroMbn, NY II201.3.59 027 8.9. Reams Stara% Cap. One Maraca, Calla North Ertoddrn. New Yak 11201.2859 FINANCIAL TRUST CO INC STATEMENT PERK* December 1.2006 THROUGH December 29.2006 ACCOUNT NUMBER TAXPAYER MILIMER On File LAST STATEMENT September 29.2006 SIT1M admmlY damhladsl ~ass only IN ea ~pad natal damtara This Ratemart should be ~red for your record; See renew ado for ITIPOilirt ~it« inomeze22 901 imo3 U any information regarding 2006interest. dividends, miscellaneous income, gross proceeds or original issue discount is required to be reported to the IRS for this account, a Consolidated Form 1099wi11 be mailed to you by January 31.2007or a 1042S by March 15,2007. EFTA00195525 CLEARED THROUGH ITS VOICUY OWNED SUSSIDIAAv BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & CO. Inc. 383 Madison Avenue New York Nee York 10179 2 c, Your messages As part of the National Association of Securities Dealer's (NASD) Investor Education Program, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (800) 289.9999 or via the internet address which is www,nasdr,com, In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request, End of Statemen 027 12/30(080923 001 V003 SNP. Reams Secede* Corp One Metaled, Conk. North 9=401. Nov York 1120/3959 FINANCtAL TRUST CO INC STATEMENT PERIOD December 1.2006 THROUGH December 29.2006 ACCOUNT NUMBER TAXPAYER NUMBER DO File LAST STATEMENT September 29.2006 EFTA00195526 CLEARED THROUGH ITS YmCuy ORIVED SKISICHAriv SW. Sleben SeWOO. CUR One Mewled, Conk. North 9roStlin. Nov York 11201.3859 FINANCIAL TRUST CO INC 3 01 3 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 12/30030923 001 V003 EFTA00195527 CLEARED THROUGH ITS YRICU.Y ODISED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York. New York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WERSITE yerwarearstearns.com What's In This Statement Financial Summary 1 Your Portfolio Holdings 1 Your Messages 2 Cash Flow Analysis "..i$ ?EPIC() Opening Balance 5-0.02 Closing Balance $-0.02 Your Portfolio Holdings CASH & CASH EQUIVALENTS DESCRIkTION SIGIBCPCUSIP °DANIA'S I ll FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER STE 63 ST THOMAS VI 00802 Cash Balance Summary OPEN CLOSING Margin -0.02 -0.02 Net Cash Balance $-0.02 $-0.02 Portfolio Composition PRICE PAI,FXE1 VALUE SKR- 1.0N5 ESTIMATED CURRENT MNUN. P4COME YELO 1%) CASH BALANCE TOTAL CASH & CASH EQUIVALENTS Roza row am drtoronoo a rowans el crocks or mocks. cacaod as doltrogoa 10 psu. lo Clam Somon al 8004104.1428: a sem to Qom SONICOS at Bow. Room &comes Cap.. One Metok•ch Cooler North. Eiroo189, NY. I1201-3859. 027 &dr. steams servings corn Cue Motrobsch Conks North 9roddrn. New York 11201.3859 FINANCIAL TRUST CO INC STATEMENT PERIOD &Inner 1.2006 THROUGH Septeacer 29.2006 ACCOUNT NUMBER TAXPAYER NUMBER On File LAST STATEMENT June 30.2006 Sit Ths saYmIN a fa mfOrmaudsl passes only It ra landed natal dcont llvs staternorg should Do Maned for your records Soo mom ode fa" mortars nrainXce 01190/0130839 001 8915 EFTA00195528 CLEARED THROUGH ITS WHOLLY ODIVED SU851OIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & CO. Inc. 383 Madison Avenue New YY New York 10179 2 Your messages Revenue Sharing Advisers, distributors or other affiliates of certain mutual funds (which include money market and non-money market funds) may enter into arrangements to pay brokers that distribute their shares for administrative, technological or other services, including marketing and other support services provided to such funds or their affiliates. These fees, commonly referred to as 'revenue sharing; are separate from and in addition to any shareholder servicing or distribution fees that a mutual fund pays out of its own assets pursuant to its Rule 12b-1 plan and other expenses which are described in a funds prospectus fee table. Rule 12b-1 fees and other expenses described in a funds prospectus fee table increase a funds expense ratio and decrease the funds yieid. Revenue sharing fees, on the other hand. are paid out of the assets of the fund affiliate and not from the fund's assets and, therefore, have no impact on a funds expense ratio or yield. With respect to money market funds, Bear Steams negotiates revenue sharing payments separately with each fund family and not all fund families pay the same amount or pay according to the same formula. These payments are calculated based on a percentage of the dollar value of the fund assets held by Bear Steams in customer accounts. Bear Steams receives up to 0,66% per year of the average daily assets of fund shares carried in customers accounts at Bear Steams. Money market funds whose affiliates do not make revenue sharing payments to Bear Steams are generally not offered or recommended by Bear Stearns to its customers, SRN. Reams Securing!. Corp CceMotrotoch Conic. North bccItlin. Nov York 11201.3859 FINANCTAL TRUST CO INC STATEMENT PERIOD 58pleffiCer 1,2006 THROUGH September 29.2006 ACCCUNT NUMBER TAXPAYER IMMER OR Foe LAST STATEMENT June 30.2006 These money market funds may in some cases have higher yields than money market funds whose affiliates do make revenue sharing payments. There is, therefore, a potential conflict of interest in the form of an additional financial incentive to Bear Stearns for making available to customers money market funds whose affiliates enter into revenue sharing arrangements. In certain circumstances, a portion of these revenue sharing payments may be passed on as compensation to certain Private Client Services account executives, With respect to non money market fund shares held in Bear Stearns accounts. Bear Steams may receive Rule 12b-1 fees and other compensation described in a funds prospectus but does not receive revenue sharing payments, With respect to non-money market fund shares held by certain Private Client Services customers away from Bear Steams, Bear Stearns does receive revenue sharing payments in limited circumstances, A portion of these revenue sharing payments are passed on as compensation to the Private Client Services account executive designated by the customer. Bear Stearns does not believe that these revenue sharing arrangements involving such Private Client Services customers pose a conflict of interest with respect to customers whose accounts are held at Bear Stearns. The prospectus and statement of additional information of mutual funds available through Bear Steams may contain additional information regarding revenue sharing payments made by affiliates of the fund company. 027 0950(080839 001 V915 EFTA00195529 CLEARED THROUGH ITS WHOLLY OMIVED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New YY New York 10179 3 ra' Bear, Stearns Securities Corp. Net Capital and Net Capital Requirements: At May 31, 2006 and July 31, 2006, the Company's net capital of approximately $3.7 billion and $3.8 billion was approximately 7% and 7% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately $1.1 billion and $1,1 billion by approximately $2,6 billion and $2.7 billion, all respectively. A complete copy of the Bear, Stearns Securities Corp, Statement of Financial Condition is available on the web site www.bearsteams,com. Alternatively, to request a free printed copy please call - toll free 1.866.299.9331, 027 In? 8081. Warns 500tx1981 Gap. One Metaled, Conk. North 9toStlin. Nov York 11201.3859 FINANCIAL TRUST CO INC STATEMENT PERIOD 589101Titet 1,2006 THROUGH September 29.2006 ACCCUNT NUMBER TAXPAYER WESER On Foe LAST STATEMENT June 30.2006 Securities and other assets in your account are the firm's collateral for any margin loan made to you. If the securities and other assets in your account decline in value, so does the value of the collateral supporting your loan, and, as a result, the firm can take action, such as issue a margin call and/or sell securities or other assets in any of your accounts held with the member, in order to maintain the required equity in the account, it is important that you fully understand the risks involved in trading securities on margin. These risks include the following: - You can lose more funds than you deposit in the margin account. - The firm can force the sale of securities or other assets in your account(s). • The firm can sell your securities or other assets without contacting you. • You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. • The firm can increase its 'house" maintenance margin requirements at any time and is not required to provide you advance written notice. - You are not entitled to an extension of time on a margin call, 0950(080839 001 V915 EFTA00195530 CLEARED THROUGH ITS WHOLLY ODIVED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New YY New York 10179 4 Bar This statement is provided to explain Bear, Stearns & Co. Inc.'s ("BSC") payment for order flow practices. BSC routes a majority of orders for customer securities transactions to the primary market for such securities, Orders may also be routed to other market service vendors that assure executions pursuant to complex mathematical formulas at better than the national best bid or best offer (NBB0). BSC receives no cash payment or other consideration for such order routing other than favorable executions or executions of limit orders at no additional charge. End of Statement 027 Ear END. Reams Secede* Gore One Notated, Conk. North bccItlin. Nov York 11201.3859 FINANCIAL TRUST CO INC STATEMENT PERM September 1,2006 THROUGH September 29.2006 ACCCUNT NUMBER TAXPAYER IMMER On FIk LAST STATEMENT June 30.2006 Pursuant to SEC Rule 606, please note the following: Bear, Stearns & Co. Inc. will post its quarterly routing statistics at the following web link: httpliwww.bearsteams.com/. Click on Individual Investor, Click on Equities, Click on Order Routing Practices. Customers of Bear, Steams & Co. Inc. may request information on any order executed within the prior six months from the time of the request, Specifically. you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders. 09,300608:39 001 V915 EFTA00195531 CLEARED THROUGH ITS YmCuy ORIVED SKISICHAriv SW. Sleben SeWOO. CUR One Mewled, Conk. North 9roStlin. Nov York 11201.3859 FINANCIAL TRUST CO INC 5 oi s STATEMENT BACKER IS PRINTED ON THIS PAGE 027 0930(01308:39 001 V915 EFTA00195532 CLEARED THROUGH ITS WNW:. OWNED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York New York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEEISITE www.bearstearns.com What's In This Statement Financial Summary 1 Your Portfolio Holdings 1 Your Messages 2 Cash Flow Analysis 'HIS ?TKO Opening Balance SO.02 Closing Balance $-0.02 Your Portfolio Holdings CASH & CASH EQUIVALENTS DESCRPTION SYMBWCUSIP OUANTirr III..illmh.hll I ll FINANCIAL TRUST CO INC C/O JEFFREY EPSTEIN 6100 RED HOOK QUARTER STE B3 ST THOMAS VI 00802 Cash Balance Summary OPENING CLOSING Margin -0.02 -0.02 Net Cash Balance S.0.02 Portfolio Composition PRICE VALET VALUE SKR- LONG ESTIMATED CURRENT MNUIL 110.01.16 YELL/ I%) CASH BALANCE TOTAL CASH & CASH EQUIVALENTS 027 Seer. steams seam* core One Meer:etch Conic.. North 9rceldrn. Now York 11201.3859 FINANCIAL TRUST CO INC STATEMENT PER100 June 1.2006 THROUGH June 30.2006 ACCCUNT NUMBER TAXPAYER NUXIIIER On Foe LAST STATEMENT Wirth 31.2006 May. TNT %erne/ 6 ^knot Onal room only It Is nN fIonded orator doctn,n Tas uartenort ;Null be maned for your records Soo mono code toe inporlare ntannatim 07/D1/08:10ES 001 Y911 EFTA00195533 CLEARED THROUGH ITS WHOLLY ODIVED SU8SCHAFiv BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New YY New York 10179 2 Your messages tke NOTICE OF CHANGE PURSUANT TO TRUTH IN LENDING SEC RULE 10b-16 The annual rate of interest charged on any credit extended to you by Bear, Stearns Securities Corp. ("BSSC) for the purpose of purchasing, carrying or trading in any security or other property shall continue to be based on either the BSSC Margin Basis Rate, the BSSC Fed Funds Rate or the London Interbank Offered Rate ("LIBOR), as notified to you upon request. The BSSC Margin Basis Rate will be quoted each business day by BSSC at our main office in New York, Factors affecting the determination of the BSSC Margin Basis Rate will include the short-term market interest rates quoted by money center banks and the Federal Reserve and the rate that BSSC is charged for borrowing money, The purpose of this notice is to advise you that effective no earlier than thirty (30) days from your receipt of this statement: If BSSC makes changes in any of the credit terms and conditions described herein or if a change is required by law, we will notify you of such change within a reasonable period of time, unless such change results in the same or a higher rate to you, in which case we will provide you at least 30 days' prior written notice, The annual rate of interest you are charged may fluctuate with changes in the BSSC Margin Basis Rate, the BSSC Fed Funds Rate, LIBOR, any of the rates quoted by Reuters or the rate provided by BSSC's local bank, The changes in rates resulting from this fluctuation will be made without prior notice to you (as contrasted with changes in the credit terms and conditions, notice of which will be provided as described above), The Truth-in-Lending disclosure previously provided to you shall continue to apply except as specifically noted above, 027 8081. Reams SecodOn Goo. One Metaled, Conk. North 9tcc4tDn. Nov York 11201.3859 FINANCIAL TRUST CO INC STATEMENT PERIOD June 1.2006 THROUGH June 30.2006 ACCCUNT NUMBER TAXPAYER IMMER On FOR LAST STATEMENT March 31.2006 1) The BSSC Fed Funds Rate shall be the rate for U,S, dollar funds, as quoted by an independent broker of such funds selected by BSSC for the first transaction completed on the opening of the business day on which such rate is determined, 2) The rate of interest charged to you on any such credit extended to you in a currency other than US dollars shall be based on either (i) LIBOR, as such rate is compiled by the British Bankers Association and published on Bloomberg or Reuters, or (ii) any other rate quoted by Reuters that is applicable to the currency in which the obligation is denominated or, if a rate for such currency is not quoted by Reuters, the rate provided by BSSC's local bank, as notified to you on request. 3) In either case, the annual rate of interest will not exceed a specified percentage above the applicable rate, specifically (i) 3% above the BSSC Margin Basis Rate, (ii) 4% above the BSSC Fed Funds Rate, or (iii) 5% above LIBOR, any rate quoted by Reuters or the rate provided by BSSC's local bank, and will appear on your monthly statements, 4) The amount lent to you by BSSC upon which you are charged interest may include purchases of securities for which payment is made by check for which BSSC has not yet received credit, OW01106:1065 001 V911 EFTA00195534 CLEARED THROUGH ITS Cuy ORIVED SUBSIDIARY SW. Sleben SeUxIlkil CUR One Metaled, Conic. Huth 9toStlin. How York 11201.3859 FINANCIAL TRUST CO INC 3 01 3 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 07/01106:1055 001 V911 EFTA00195535 CLEARED THROUGH ITS YRICU.Y IkED SUOSOIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York. New York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEEISITE www.bearstearns.com What's In This Statement Financial Summary 1 Your Portfolio Holdings 1 Cash Flow Analysis 'HS REMO Opening Balance S0.02 Closing Balance $-0.02 Your Portfolio Holdings CASH & CASH EQUIVALENTS DESCRPTION QUANTITY I ll FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER STE 63 ST THOMAS VI 00802 Cash Balance Summary CPEN195 CLOSING Margin -0.02 -0.02 Net Cash Balance $-0.02 $-0.02 Portfolio Composition MCC munIc 1 VALUE MICR- IONS ESTIMATED CURRENT MIMI& MCC/ME YELD CASH BALANCE TOTAL CASH & CASH EQUIVALENTS QOM SteanIS 54)0A1Ms Goo. Ono Motrotoch Conk. North BroStlin. Nov York 11201.1859 FINANCIAL TRUST CO INC STATEMENT PEF000 March 1.2006 THROUGH March 31.2006 ACCOUNT NUMBER TAXPAYER NU03ER ()fine LAST STATEMENT December 30.2005 TM sumac/ 6 fa Sonhabonil Demists orly it is rct vended as a Ia. downer, colour en sh010 be mango, tot your words See worst ma fix florin doorman 027 04101/06:10:28 001 V906 EFTA00195536 CLEARED THROUGH ITS YmCuy ORYJED SUBSIDIARY Seal. Sleben SeWOOS Cory One Mewled, Conk. North 9roStlin. Nov York 11201.3859 FINANCIAL TRUST CO INC 2 e12 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 040106:1028 001 EFTA00195537