EFTA00197171.pdf

Statements EFTA00197171 CLEARED THROUGH ITS Altar" DAY.E0 SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York. New York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSIIE www.beartheams.com Important Message II any inlormation regarding 2003interest. dividends. miscellaneous income. gross proceeds or original issue discount is required to be reported to the IRS for this account, a Consolidated Form 1099 will be mailed to you by February 2.2004or a 1042Sby March 15.2004. 11.,.11...1,.1.11.i.,.1,1 FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co.Inc.outstanding as of date of statement PURCHASE: START DATE 12/19/03 OPEN 980.000 0.990 TOTAL REPURCHASETRANSACTIONS As or slernopi dery Trio spore POSIDOns 00 1101 voter In trrir one mar. 01 I's IlaRn-,r/ REPURCHASE/ ENO DATE PURCHASE PRICE/ PFIRCIPAL PRICN3 RATE REPO/ ACCRUED NTEREST• HET MICUNI 384 980384.65 $384 8980.384.65 Roza ropoa am diforonoo a motors of fl ats or Hocks. Harmed m Clatierod 10 'to. lo Goa Somas al 800611.1428: a vat lc, ChM SONIC.. a BOW. Room &Humes Cap.. One lAnolan Copia Nonh. Broo18H, NY 112014859 8/38r. Szea•rs SOCHA* Cal/ Cc* Mevolech Corder HMO &WO% New Tear 11201.1859 FINANCIAL TRUST CO INC STATEMENT PERIOD November 29.2003 THROUGH December 31.2003 ACCCUPT NUMBER TAXPAYER NURSER Not Available LAST STATEMENT NOYCHTter 28.2003 Sit nos PHYPTAPY a Tor wan/withal papaws rely It is ra reartard scalar dcarnta Tin statornorO should Waitangi:I for your records Soo wan* fa far modal nfainatim 027 01101f04:14:84 001 EFTA00197172 CLEARED THROUGH ITS witekLY (n1h.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New YY New York 10179 2 Your messages la" As part of the National Association of Securities Dealers (NASD) Investor Education Program, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (800) 289.9999 or via the intemet address which is www,nasdr,com, In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request. End of Statement la" Beer. Szeiree Secvehti Dap. 0 -41km:tech Cella North Beccidon. New Tuft 11201.3559 FINANCIAL TRUST CO INC STATEMENT PERIOD November 29.2003 THROUGH December 31.2003 ACCOUNT NUMBER TAXPAYER M./USER Not Available LAST STATEMENT November 28.2003 Excess SIPC Account Protection Update Bear, Steams Securities Corp, (BSSC'), a member of the Securities Investor Protection Corporation CSIPC"), provides account protection for the net equity of a customer's funds and securities positions. SIPC provides $500,000 of primary net equity protection, including $100,000 for claims for cash ("SIPC Coverage,. Visit www.sipc.org for more information about SIPC Coverage. BSSC provides the additional protection ("Excess SIPC') through a commercial insurer, Effective February 16, 2004, the commercial insurer for Excess SIPC will change to Customer Asset Protection Company MAPCO", a licensed New York insurance company. Account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to its securities customers, but does not apply to losses from the rise or fall in the market value of investments or to SIPC ineligible assets such as options, futures, foreign exchange transactions, or any investment contracts that are not registered as securities. 027 01,01,04:14:54 001 1/1118 EFTA00197173 CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY 848r. Saea•ns Secoalkl COO. CX-41.1evolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 3 ol 3 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 01,01,04:14:54 001 Y818 EFTA00197174 CLEARED THRCOGH ITS WHOU.Y 01W.ED SUBSIDIARY BEAR STD;RNS OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. 383 Madison Avenue New York New York 10179 ACCOUNT EXECUTNE GNMA GOVT BOND VISIT OUR WEBSITE wrinv.bearstearns.com 11.,.11...1,.1.11.i.,.1,1 FINANCIAL TRUST CO INC CO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE 83 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear, Stearnsand Co.Inc.outstanding as of date of statement ',UMW'S& START DATE 11 TOTAL REPURCHASETRANSACTIONS As of Makatea dote Tno obore ambons no not apnea oi erg oller seamn ol Inn elokment REPURCHASE/ Ema DATE PURCmASE MUM IiRetiPaL praGNO PATE 1.07 REPP' ACCRUED NTEREST• NET AMOUNT 7 7 $1,267 $3,990,267.62 End of Statement Roma NØ an/ "COMO or nonroetlet el tacks or Mocks. ~Colo! as dolherod la >nu. lo Lllsnl Sonic» Pl 800134-1428: N *no le ChM SoNleos at Bow. Stearn &canes Coy . Co. Mflolea, COMP Honh. Broabn, NY II201.3.5B Bea. SIWAS SCIOWBIBI Cap. .o Mantech Confer NorUI øØ11n. Ne* Tea I1201.38S9 FINANCIAL TRUST CO INC STATEMENT PER« NOYernCoN I.Ø3 THROUGH Novemcer 28.2003 ACCOUNT NUMBER TAXPAYER NUMBER Nol Available LAST STATEMENT October 31.2003 ghe NS IleMilY Tor ireconeborial Reposes city rot Mended n Oocurewe lam seateeneni MØ be Mang for your records. See liven* rite for impala« ~arm 027 11~03;10:64 001 Vela EFTA00197175 CLEARED 1HROUGH ITS vriseklY O"EO SUBSIDIARY 808r. Saee•ns S0N, t4,1 GOO. Ore lActsolech Cantot North Broeklln• New Tuft 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 11,29,03:10:54 001 V818 EFTA00197176 CLEARED THRCOGH ITS witexel OH1.80 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York. Neon York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE wmv.bearstearns.com 1111,111111111111 I I FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear, Stearnsand Co. Inc. outstanding as of date of statement PURCHASE' REPURCHASE/ PURCAMS2 PRIM START DATE 032DATE PRNCIPAL 10/20103 N 3.000.000 TOTAL REPURCHASE TRANSACTIONS At. el ottMeorl Os* The oboe* matins Oo won amen rnw ant olon, Winn or he oloRrIer. PRICN3 PATE 0.700 REPO' ACCRUED NTERES11 NET AMOUNT $798 $3,000.798.33 End of Statement Homo rood oaf Offoronoo a rcormett of tees or stocks. calcolod as doltrorod to p5u. 10 Gonl Sonic*. of 800(04.1428: a veto to ChM SoNkos a Boat Steam Sccurilos Cap.. One Metokxl, Coolly North. Brootlyn, NY. 112014859 Beer. Stearns SODyititt COO Ore Mettoiech Canto North Beccidon. New To* 11201.3859 FINANCIAL TRUST CO INC STATEMENT PERO) October 1.2003 THROUGH October 31.2003 ACCOUNT NUMBER TAXPAYER MAWR Not Available LAST STATEMENT September 30.2003 Ate/. I INN PAY1/11TT a miOnwabOnal pawns orly It ratcandid as dconr1 T1n statteneN shoad be ritann1 to your records So worm fa toe roodart aconatim 027 11101t03:15:58 001 YSIS EFTA00197177 CLEARED 1HROUGH RS YriseklY 0"E0 SUBSIDIARY Beer. SZeirns SON, t44 COO. Ceol.letioloch Cantot North BrodCon. New Volt 11201.3659 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 11,01,03:15:56 001 Y818 EFTA00197178 CLEARED THRCOGH nS WHOLLY 01MHED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York Nee York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WERSITE wvnv.bearstearns.com Important Message Bear Steams is pleased to announce our conversion to a calendar month.end statement. Effective this month. your account statement reflects all activity and account valuation up to and including the last business day of the month. II.,.II...1,.I.II.i.,.1,1 FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co.Inc.outstanding as of date of statement PURCHASE START DATE RERIFICHASU Es.0 DATE PURCNASE PRIMP MAXIM As of ottoronert dye The Were rceeons do nal wpm it eery ranee snake of rb olakoment. PROPS RAM Recto mon aror direranoo a contacted of nd's of MOCKS. fidlcaiod as doltrarea to you. 10 Clem Simon at 800614-1428: or yam to mom spvkM it Boot SONWM Sccumes Cap.. One LIceolocb Coolie North. 8roo1en, NY. 112014959 REM ACCRUED NTEREST• NET AMOUNT $4.396.169.73 Seel. Steams SOMAISCH COrD. Ono Movotech Confer Noah Brocklin. Now Va. I1201 3859 FINANCIAL TRUST CO INC STATEMENT PER,00 August 30.2003 THROUGH September 30.2003 ACCCUNT NUMBER TAXPAYER NUMBER Not Available LAST STATEMENT August 29.2003 ghan seamen kit WOMeetoMMI Nooses otitis not "leaded as a tat downed TIn Usternere shooed be reamed for your records See revers* S. f r rrocrlart rdorman7n 027 ICP01033:13:62 001 EFTA00197179 CLEARED THROUGH ITS YrisekLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New YY New York 10179 2 Your messages Ba" INTRODUCING QUARTERLY STATEMENTS Effective October 2003, you will receive account statements on a quarterly basis only, Statements will generate at the end of March, June, September and December. The statements will reflect all activity throughout the quarter, since the last statement date. Your next statement will be December 2003 and will reflect all activity from October, November and December. Please contact your account executive with any questions. Beer. Szeiree Secvehti GOO. Ore Mevolech Cella North BredCon. New Ye* 11201.3559 FINANCIAL TRUST CO INC STATEMENT outo00 August 30.2003 THROUGH Septernter 30.2003 ACCOUNT NUMBER TAXPAYER AVUSER Not AvambW LAST STATEMENT August 29.2003 Bear. Steams Securities Corp. Net Capital and Net Capital Requirements: At May 31, 2003 and July 31, 2003, the Company's net capital of approximately $2.4 billion and $3,0 billion was approximately 6% and 7% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately $799.5 million and $904,4 million by approximately $1.6 billion and $2,1 billion, all respectively. A complete copy of the Bear, Steams Securities Corp. Statement of Financial Condition is available on the web site wymbearsteams.com. Alternatively, to request a free printed copy please call • toll free 1.866.299-9331, 027 1001,03:13:52 001 V813 EFTA00197180 CLEARED THROUGH ITS YrisekLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New YY New York 10179 3 Securities and other assets in your account are the firm's collateral for any margin loan made to you. If the securities and other assets in your account decline in value, so does the value of the collateral supporting your loan, and, as a result, the firm can take action, such as issue a margin call and/or sell securities or other assets in any of your accounts held with the member, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin, These risks include the following: You can lose more funds than you deposit in the margin account. The firm can force the sale of securities or other assets in you account(s). The firm can sell your securities or other assets without contacting you, You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call, The firm can increase its "house" maintenance margin requirements at any time and is not required to provide you advance written notice, You are not entitled to an extension of time on a margin call. Beer. SZeirns SON, 14,1 Dap. Ore Mevolech Cella North BredCon. New Ye* 11201.3559 FINANCIAL TRUST CO INC STATEMENT outo00 August 30.2003 THROUGH Septernter 30.2003 ACCOUNT NUMBER TAXPAYER AVUSER Not Available LAST STATEMENT August 29.2003 This statement is provided to explain Bear, Stearns & Co, Incas ('BSC') payment for order flow practices. BSC routes a majority of orders for customer securities transactions to the primary market for such securities, Orders may also be routed to other market service vendors that assure executions pursuant to complex mathematical formulas at better than the national best bid or best offer (NBB0). BSC receives no cash payment or other consideration for such order routing other than favorable executions or executions of limit orders at no additional charge. 027 1001,03:13:52 001 Y813 EFTA00197181 CLEARED THROUGH ITS 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & CO. Inc. 383 Madison Avenue New York, New York 10179 4 r, Pursuant to SEC Rule 11Acl -6, please note the following: Bear, Steams & Co. Inc. will post its quarterly routing statistics at the following web link: http://www.bearsteams,corni. Click on Individual Investor, Click on Equities, Click on Order Routing Practices. Customers of Bear, Steams & Co, Inc, may request information on any order executed within the prior six months from the time of the request. Specifically, you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders. End of Statement Beer. Saea•ns SON, 14,1 GOO. Ore Mevolech Cella North BecciOon. New Ye* 11201.3859 FINANCIAL TRUST CO INC STATEMENT Puttee August 30.2003 THROUGH Septernter 30.2003 ACCCUNT NUMBER TAXPAYER WEBER Not RAISINS LAST STATEMENT August 29.2003 027 1001,03:13:52 001 Y813 EFTA00197182 CLEARED 1HROUGH ns vriseklY 0"E0 SUBSIDIARY Beer. Saee•ns SBN•Itkl GOO. Cc* lActsolech Cantot North Beocklln• New VC* 11201.3859 FINANCIAL TRUST CO INC 5 oi $ STATEMENT BACKER IS PRINTED ON THIS PAGE 027 1001,03:13:52 001 V813 EFTA00197183 CLEARED 'MAGOON ITS niCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York. New York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSIIE wenv.bearstearns.com Important Message Bear Stearns is pleased to announce our conversion to a calendar month-end statement. Effective September 2003. your account statement will reflect all activity and account valuation up to and including the last business day of the month. 11.,.11...1,.1.11.i.,.1,1 FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear, Stearnsand Co.Inc.outstanding as of date of statement PURCHASE' START DATE REPURCHASE/ EAD DATE PURCNASE PRICE/ PRIACIPIL As of stottanol elite Tie abort matins Oe not woes, men, On, 0,00.7. 01 he Itatement End of Statement OWNS RATE Roza room ant cliforonoo a morocco of nd's or MOCKS. oldicaiod as doltroros to Sou. 10 Clem Swan PI 800614.1428: a 'Mt to Clam SONIC.. M Boar. SOXIM Sccumos Cup.. One lArInONI, Corte, North. BrooNyn, NY. 11201 9556 REPO, ACCRUED MEREST NET AMOUNT $5,033,391.46 Beer. Stearns Seoaltks COO. Ore Mevolech Center HORN Becck/on. Hew York 11201.1559 FINANCIAL TRUST CO INC STATEMENT PERIOD Jug 26.2003 THROUGH August 29.2003 ACCOUNT NUMBER TAXPAYER AMBER NOt RAISINS LAST STATEMENT Jul/ 25.2003 TME many/ N br HTOroMbeall pants °Ay it n era fended as a tar &warners TIn sateen should be craned to yen records See ran. WO to rowers reconaron 027 062603:16:25 001 M912 EFTA00197184 CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. SZeirns SON, t4,1 COO. Ceol.letsolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 083003:15:26 001 Y812 EFTA00197185 CLEARED IHRCOGH ITS »sekt? 0"E0 SUBSIDIARY BWR STD;RNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York• New York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE www.bearsteams.com 11.,.11...1,.1.11.i.,.1,1 FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK OUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co.Inc. outstandin g as of date of statement PURE:RASE, REPLIACHASE] START DATE END DATE 07/18/03 OPEN 6.040.000 TOTAL REPURCHASETRANSACTIONS As of senens/ni ese Tre obo.. ozeons do na, 0000w In ony Ont soaka ol T6 siWwwool. PURCHASE TRIM PRA.CIPAL PRent RATE 0.700 REPOr ACCRUED FITEREST' HET ASIOUNT 1.139 6.041.139.21 $1,139 $6,041,139.21 End ot Statement Flozo ropar' an/ d ifik OM& or ~roe.« ol crock.s oT slocks. °Book.] as datioroa lo p3u. lo ORM S i a ol 800(34.142B: or wwto lo Mani Savle« a Bow. Steam &emnes Co,. One Melw1ocli Genia, Hodb. BrooM>w, NY II20141,5S. Best. SZetrnb Ø. Or.* Metsolech tet< North BØ/m. New Tuk I 1201.3859 FINANCIAL TRUST CO INC STATEMENT PERM June 28.2003 TH000GH Jult 25. 2003 ACCOUNT NUMBER TAXPAYER NUMBER Not Available LAST STATUIENT June 27.2003 ~Nis be nfOrlwalw:wal psnroses only Nis rcl ronded as a la. ~raet Tan staternore snadd be/stanse for sus morer Set resors. tffe Irr ~sft ~an 027 07,2&,33:1201 001 vall EFTA00197186 CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letsolech Cantot North Beoeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 074103:12:01 001 11811 EFTA00197187 CLEARED 11414C4JOH IIS ~MY 095.ED SUBSIDMAY BWR STD;RNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York. New York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE mm.bearsteams.corn Important Message Conlirmaton: Ungess we hear from you to the contrary. it is our underslanding thai any free creckt balances in your account are being maintained to facilitate your intention to invest suck amounts through us. 11.,.11...1,.1.11.i.,.1,1 FINANCIAL TRUST CO INC C10 JEFFREY EPSTEIN 6100 RED HOOK OUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear, Stearnsand Co.Inc.outstanding as of date of statement PURCHASE START DATE 08,27/03 OPEN 5,400,000 TOTAL REPURCHASETRANSACTIONS Af cf atentewl ftse Tre abeno Øllom do not *pta, w any ant soc0:8 ol Inc siafonani. REPUACHASEi ENO DATE PUADMSE PRIM PRNCIPAL PRCITM RATE 0.720 REPO• ACCRUED NTEREST• NET AIADUHT 324 5.400.324.00 $324 $5.400.324.00 End of Statement Ploza falma an/ dilbtOre0 a nanfactift ol floks or slotta. nelicalof as dolhoma lo p:o. to Unni Samoan al 8001104.142E or ~to lo Glant SONICOS Al Boar. Steam Surnes Co. Menwiech Canlw HOM. 13rooNyn, NY 112014853 Best. Rettene SOCtritt Cap. Deo Mevolef h Center North Betchr,n. Hex Tuk 11201.3859 FINANCIAL TRUST CO INC STATEMEN7 PERDO May 31.2003 THROUGH June 27.2003 ACCOUNT NULIDER TAXPAYER N/483ER Not Andante LAST STATEMENT April 25.2003 SIK rim ~nu lar fiff898~819.184,5 caly 1115 rok (OMS ~lai GDOtn.rt TNa staternera should pa rRand for ymt' morda Sn fram søk for ~art ~an 027 0512111/03:13:43 001 Y808 EFTA00197188 CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, 14,1 COO. Ceol.letioloch Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 021 0828.133:13:43 001 Y808 EFTA00197189 CLEARED THROUGH ITS WHOLLY 01ThIED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York. Nee York 1O179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE wcnv.bearstearns.com 1111,111111111111 I I FINANCIAL TRUST CO INC CFO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co. Inc. outstanding as of date of statement PURCHASE' START DATE 04/17/03 OPEN 1.95O.OOO TOTAL REPURCHASETRANSACTIONS 'As of stalteronl clito Try owe pothons 00 001 appan on wvf an" wan of tno sietamoot REPURCHASE/ END DATE PURO-MSE PRICE/ PRCICIPAL PP CrvC RATE O.87O REPO? ACCRUED ATTERESP NET AMOUNT 525 1.95O.525.96 $525 $1,95O,525.96 End of Statement Plo.ma moat oaf Ohara a animist el talks or stocks, macaw! as cloltraoa io ,to. 10 Choi Somas of 800614.1428: a vat 10 Clem Somas al 8020. Steam Saumos Ca,. One LIflotali Coma North. BcooN,n, NY. II2014059 130(u. SOMAS SO•willt1 Cark CT o Movotech Cooler Noah Becadin. Nav Val( 1120/3859 FINANCIAL TRUST CO INC STATEMENT PERK* Match 29.2003 THROUGH *11 25.2003 ACCOUNT NUMBER TAXPAYER NUMBER Not Available LAST STATEMENT Much 28.2003 ST ads RAmmelts for WSOTRINORAI proposes ally els ra fl ooded as a Um downed. Thie warned shoal be retained for your records See revers* S. for aware Warman= 027 04/26/03:14:23 001 V043 EFTA00197190 CLEARED 1HROUGH RS YrisekLY 0"80 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letsolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 0426A33:14:23 001 Y843 EFTA00197191 CLEARED THRCOGH nS woreirl OMn.E0 SUOSIOMAY BffiR STMRNS OFFICE SERVICING YOUR ACCOUNT Beer. Stearns & Co. Inc. 383 Madison Avenue Neer York. Nen York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEGSITE vflny.bearstearns.com What's In This Statement Your Messages 2 11111111111111111 I l FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK OUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co. inc. outstanding as of date of statement PURCHASE' START OME 03/21/03 OPEN 750.000 TOTAL REPURCHASETRANSACTIONS Ms d obroni <boe Tee dom rosbons Oo not emoe ÅI corry We ~re ol Ine sloltenenl REPURCHASE' EMJOATE PURO-MSE MIKE/ PRIVCIPAL PT Cl% FACE 0.970 RUG, ACCR.E0 WEREST' NET AMCUNT 191 750.191.67 $191 5750.191.67 Roze rog* aar clibrontoo a itilf0Calg el Credit er Rocks. narwal as <Norma to ou. to Gooi Senior; al 8006141428: or vno To Moot SONICOS at Btw. SOXIM SCCuellei CO1). Co. LloYoNcli Center Hot. OrooNyn, NY. II20141T5S. BOK Sterrno SOC,rd*1 Ø. Ce* IACCOICCh Cardtt NOCUl Beteidon. Ne« Telt I 1201.20S9 FINANCIAL TRUST CO INC STATEMENT PERM Mankt 1.2003 THROUGH Match 28.2003 ACCOUNT NIMMER TAXPAYER AILWOER Not Available LAST STATEMENT January 31.2003 TIM ~Nis Ta RTOrInat*Ral ptrynes ordy X Is ra ederellect mala« ~roert lbs stateenerC should t*retane0 tor vor record; Set reven. torle k< ~art ricernRcro 027 012503:14:11 001 V642 EFTA00197192 CLEARED THROUGH ITS YrisekLY OtM.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & CO. Inc. 383 Madison Avenue New YY New York 10179 2 Your messages Bear, Stearns Securities Corp. Net Capital and Net Capital Requirements: At November 30, 2002 and January 31, 2003, the Company's net capital of approximately $2.4 billion and $2.4 billion was approximately 7% and 7% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately $716.3 million and $684.1 million by approximately $1.7 billion and $1.7 billion, all respectively. A complete copy of the Bear, Stearns Securities Corp. Statement of Financial Condition is available on the web site ww.v bearstearns.com Alternatively, to request a free printed copy please call • toll free - 1.866.299.9331. End of Statement Beer. Szeiree Secvehti Dap. Ore Metsolech Contof North Beccidon. New Tuft 11201.3859 FINANCIAL TRUST CO INC STATEMENT PERIOD March 1.2003 THROUGH March 28.2003 ACCOUNT NUMBER TAXPAYER WESER Not Available LAST STATEMENT January 31.2003 Pursuant to SEC Rule 11Ac1.6, please note the following: Bear Steams & Co. Inc. will post its quarterly routing statistics at the following web link: http://wvnv.bearsteams.comf, Customers of Bear, Steams & Co. Inc. may request information on any order executed within the prior six months from the time of the request, Specifically, you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders. 027 032903:14:11 001 Y602 EFTA00197193 CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letsolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 3 ol 3 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 032903:14:11 001 V602 EFTA00197194 CLEARED BIRO-ION ITS YrKW" 0Ha.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York, New York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE vomv.bearsteams.cOm What's In This Statement Your Messages 2 1111,111111111111 II FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co. Inc. outstanding as of date of statement PURCHASE.' START DATE 01/30;03 OPEN 2,602,000 TOTAL REPURCHASE TRANSACTIONS cl elemeranl duo The Owe posbons Oo not woe n eery ono seam of Ina slaltaienl REPURCHASE EADDATE PURCIMSE PRICE/ PRTACIPAJ. on ci% AKE 0.970 REVD ACCRUED INTEREST' NET AMOUNT 279 2,602,279.71 $279 $2,602,279.71 Plaza non ant Mama a rontacola 01 fl ats or mocks, macaw! m daltromo io IOU. lo Clem Sanion 01 8005101128: a yet lo Clam Sawa* a Boat. Steam &camas Ca,. One IA/Porta, Carla North. BrooNri, NY 112014859 Beer. Srea•ns SONH*1 Can. Cc* Mosolech Comae Noah Betatron. New Tart 11201.3859 FINANCIAL TRUST CO INC STATEMENT PERK* January 1.2003 THROUGH January 31.2003 ACCOUNT NUMBER TAXPAYER KAMER Not Available LAST STATEMENT December 31.2002 Tin SaTmATYHTOr HT0RTANAMAI pawn only Meru canard as ciconr1 Tin statanorg should be Maned for your records See mem ode tar modem neavnateo 027 0901M3:18:09 001 VS40 EFTA00197195 CLEARED THROUGH ITS niCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 2 o Your messages The interest. if any, charged to your account during December 2002 was computed on the net debit balance through December 30, The interest, if any, charged to your account during January 2003 is computed from December 31, 2002, End of Statement 027 0201,03:18:09 001 Bear. Szeirns Sec.r.ber Coat. 0 -41.1evetech Carder North Beccidon. New Ye* 11201.3859 FINANCIAL TRUST CO INC STATELIER, PEF000 January 1.2003 THROUGH January 31.2033 ACCOUNT NUMBER TAXPAYER KAISER Not katlable LAST sTATELIENT December 31,2002 vt40 EFTA00197196 CLEARED 1NROUON RS YrisekLY 0"E0 SUBSIDIARY Beer. SZeirns SON, t4,1 COO. Ceol.levolech Cella North Beccidon. New Volt 11201.3859 FINANCIAL TRUST CO INC 3 ol 3 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 0201,03:18:09 001 V840 EFTA00197197