EFTA00197201.pdf

Statements EFTA00197201 CLEARED IIIRCOGH LIS YilleklY 0"ED SUBSIDMAY BUtIZ STffiRNS OFFICE SEI:n/ICING YOUR ACCOUNT Bear. Slearns & Co. Inc. 383 Madison Avenue New Verk Neve York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE wyny.bearsteams.corn Important Messaga II any information regarding 2002interest. dividends. miscellaneous income, gross proceeds or original issue discounl is reguired to be reposed lo the IRS lor this account. a Consolidated Form 1099wi11 be mailed to you by January 31.2003 ora 1042Sby March 17.2003. 11111111111111111 I I FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK OUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co. Inc. outstanding as of date of statement PURCHASS START DATE 12/17;02 OPEN 4,557,000 TOTAL REPURCHASETRANSACTIONS $1,913 $4.558.913.94 'As of tUlteonl erme llp obo.. ombot,' clo MI ~tv n Dry ore sechs ol To siolt.r.eni. REN/KNASE, EMDOME PUREMASE PRIM/ PRINCIPAL poCiN.T. RUG. ACCFre0 PACE RrEFIEST' 0.800 NET AMCVNT 1.913 4.558.913.94 Rome forma arg Ortofont» or noestoeoled PI ~as or slak.. eia/colod ii daherod lo >to. lo GOM SohIcoo Al 800(34.1428: IX V.IM lo Mani Savle.* at Boar. Stoorrn Securnos Co,. One Mflolech Gimlet North. BrotAbn, NY 112014859 Best. SZBIrn5 SOC.rilt Ø. er.* Metsoleeh Center North Beecidp. New Tuk 112013959 FINANCIAL TRUST CO INC STATEMENT PERM November 30.2002 THROUGH December 31.2002 ACCOUNT NUMBER TAXPAYER AMMER LAST STATEMENT TIR sunImPl IS for tvormaticeal memo only O Is ret reente0 mala. doens Mos statene« ~ Etmanna for yter mord; See renn. fra for ~art ~ai 027 01.01.'03:12:12 001 Vr7:19 Not Available November 29.2002 EFTA00197202 CLEARED THROUGH ITS wilekLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 2 o Your messages OW' As part of the National Association of Securities Dealers (NASD) Investor Education Program, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (800) 289.9999 or via the intemet address which is mvw,nasdr,com, In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request, End of Statement 027 01,171033:12:13 001 Beer. SZeirns SON, t4,1 GOrP Ore Mevolech CarrIN North Beccidon. New Ye* 11201.3859 FINANCIAL TRUST CO INC STATEMENT PERIOD NOveMINN 30.2002 THROUGH December 31.2002 ACCOUNT NUMBER TAXPAYER AMMER LAST STATEMENT V839 Not Available Novena:sr 29.2002 EFTA00197203 CLEARED 1HROUGH RS vnlOLLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letioloch Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 3 ol 3 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 01,171f03:12:13 001 V2:39 EFTA00197204 CLEARED THRCOGH ITS YIIIC(LY 0"ED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE vomv.bearsteams.com 11111111111111111 I I FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co. Inc. outstanding as of date of statement PURCHASE' REPURCHASE PURCHASE PRICE/ PP CI% REPO ACCRcE0 START DATE ENODATE PRIVCIPAL RICE MEREST' 11/29/02 OPEN 3,574,000 TOTAL REPURCHASE TRANSACTIONS 'AS of tileMeenl dare lb, oboe, pot600 Oo not appear el sr/ flier sKKIKK el Pio slokaient NET WONT 1.000 297 3,574,297.83 $297 53,574,297.83 End of Statement Roza rope on/ Offoronoo a reef octiol of twits or sKKks. eidicolo:1 as clottrogo, to p,u. 10 Gent Sonic*. 01804634.1428: a vat to Gloat Smokes a SOM. Steam SccuMos Ca,.. One lActok91, Cooler Hoch. 898089, NY. 1'204859 Beer. SZeirnt. SOC‘rititi Corp. Ce4 kletsolech Conte North Brockton. Hew York 11201.3859 FINANCIAL TRUST CO INC STATEMENT PERIOD °claw 26.2002 THROUGH Novernter 29.2002 ACCOUNT NUMBER TAXPAYER PRIM3ER Not Attittable LAST STATEMENT October 25.2002 U SILK ketrninnSfer semnenn ptposn pay ecoonclord as a tar ckocuverC The tRaticrwrC snout too ritann1 to your words Soo feint ode to nocciare rionnatoon 027 11/30.02:17:00 001 vtsa EFTA00197205 CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letsolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 11,3002:17:00 001 V638 EFTA00197206 CLEARED THROWN nS VittCkLY CAMEO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York, New York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE vAvw.bearsteams.com IIIIIIII111111111 I I FINANCIAL TRUST CO INC C/O JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear, Stearnsand Co. Inc. outstanding as of date of statement PuPC,t4SE START DATE REPURCHASE, PURENMSE PRICE/ ENDEAR PFRoCIPM. RP CP* PA"E REPO( ACCRUED MEREST' NET AMOUNT 08'30 102 OPEN 9,400,000 1.430 22.040 9.422.040.39 10,07/02 OPEN 1,000,000 1.430 832 1.000.832.50 10/18/02 OPEN 1,000,000 1.430 392 1.000.392.22 TOTAL REPURCHASE TRANSACTIONS $23.264 $11,423,265.11 'Ay ot ilax,ent dSe In* a0.* 0:dbons do no: ][Pow A itry MN SKOP:0 01 OM SlaXtraCill. End of Statement P1050 rood any Mame a nor.roctiot of ctorAs or Mocks, nelicolod as dcOrogott lo p5u. Cleni Son e°. el 800611.1128: a yet to Clam SON1COS M Bow. Steam SccuMos On. One lActoINI, Coolly North. 8roollys, NY 112014059. Beer. Steirn5 SON•Ititt Corp. Dec Mem:tech Canter NOM en:Ck/011. New Volt 11201.3859 FINANCIAL TRUST CO INC STATEMENT PERK* September 28.2002 THROUGH October 25.2002 ACCOLM NUMBER TAXPAYER NUMBER Nor Ararlable LAST STATEMENT September 27.2002 glIK Tin kw/murk la of001MtIORM proposos *ism flerldIld as &and Dos matornoro should b rita010 for your records Soo mom Worse mortars stemma% 027 1086/0212:66 001 V637 EFTA00197207 CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saee•ns SON, t4,1 COO. 0 -41.1evolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 102602:12:46 001 V637 EFTA00197208 CLEARED THRIXIGH WHOLLY OWNED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York. New York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE mvw.bearstearns.com Important Message Confirmation: Unless we hear from you to the contrary. it is our understanding that any free credit balances in your account are being maintained to facilitate your intention to invest such amounts through us. IIIIIIIII11111111 I I FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements OuPtuASS REPURCHASE) PLIONASE PRIM START DATE EsODATE PRINCIPAL PPCING RATE Rotor ACCRUED MEREST' NET AMOUNT 08,30102 OPEN 9.400.000 09/18J02 OPEN 1.190.000 1.460 1.460 11.551 557 9.411.551.56 1,190,557.32 TOTAL REPURCHASE TRANSACTIONS 612.108 $10.602.108.88 As cl Hammon, dm Tie abuts mobons do PM owns in any an section of eta slokawnl Rose tenon oaf Offoronoo a nonroctIM el teen or Mocks. odicolal as doltrogoti to you. lo Cleni Sonic*. of 800E31-1428: or nnto lo Clod Santos a Bow. Stow@ SecuMos On. One LIttolech Carlo, North. BrooN>n, NY 112014559 BRO. SOMAS SOPullit4 CPO Ono Mottotoch Center Noah Brecklgn. New Ywk 1120/3669 FINANCIAL TRUST CO INC STATEMENT PERK* August 31.2002 THROUGH September 27.2002 ACCOUNT NUMBER TAXPAYER NUMBER Not Available LAST STATEMENT August 30.2002 ems. i TIN monruni N Sto rlioemborel 'Reposes ra blended as a law &covert The Ustornere 0002 be retained for your records See mem tele for mortar< oton1MKa 027 09.28/02:16:33 001 V836 EFTA00197209 CLEARED THROUGH RS vngX1Y OME0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 2 Your messages Bear, Stearns Securities Corp. Net Capital and Net Capital Requirements: At May 31, 2002 and July 31, 2002, the Company's net capital of approximately $2.5 billion and $2.0 billion was approximately 7% and 6% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately $679.9 million and $644.8 million by approximately $1.8 billion and $1.3 billion, all respectively. A complete copy of the Bear, Steams Securities Corp. Statement of Financial Condition is available on the web site mvw.bearstearns.com Alternatively, to request a free printed copy please call -toll free 1.866.299.9331, Beer. Saee•ns S0N, t4,1 Dap. Ore Mevolech Contof North Becck/on. New Tuft 11201.3859 FINANCIAL TRUST CO INC STATEMENT Remo August 31.2002 THROUGH Septemter 27.2002 ACCCUNT NUMBER TAXPAYER WESER Not Available UST STATEMENT August 30.2002 Securities and other assets in your account are the firm's collateral for any margin loan made to you. If the securities and other assets in your account decline in value, so does the value of the collateral supporting your loan, and, as a result, the firm can take action, such as issue a margin call and/or sell securities or other assets in any of your accounts held with the member, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: You can lose more funds than you deposit in the margin account. The firm can force the sale of securities or other assets in your account(s). The firm can sell your securities or other assets without contacting you. You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. The firm can increase its "house" maintenance margin requirements at any time and is not required to provide you advance written notice. You are not entitled to an extension of time on a margin call. 027 092602:15:33 001 VS36 EFTA00197210 CLEARED THRWGH ns YrisekLY CAM•E0 SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 3 This statement is provided to explain Bear, Steams & Co. Inc.'s (BSC') payment for order flow practices. BSC routes a majority of orders for customer securities transactions to the primary market for such securities. Orders may also be routed to other market service vendors that assure executions pursuant to complex mathematical formulas at better than the national best bid or best offer (NBBO). BSC receives no cash payment or other consideration for such order routing other than favorable executions or executions of limit orders at no additional charge. End of Statement Beer. Saes•ns S0N, t4,1 Gap. Ore Metsolech Contof North Becck/on. New Tuft 11201.3859 FINANCIAL TRUST CO INC STATEMENT PERK* August 31.2002 THROUGH Seawater 27.2002 ACCCUNT NUMBER TAXPAYER KAMER Not RAISINS LAST STATEMENT August 30. 2002 Pursuant to SEC Rule 11Acl -6. please note the following: Bear, Stearns & Co. Inc. will post its quarterly routing statistics at the following web link: http://wwwbearstearns.comthearsteamsfindividualinvestoriequititesord erroutingpractices.htm Customers of Bear, Stearns & Co. Inc. may request information on any order executed within the prior six months from the time of the request. Specifically, you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders, 027 092802:15:33 001 VEJG EFTA00197211 CLEARED 1NROUON RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letsolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 4 el 4 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 OS2802:15:33 001 VG3G EFTA00197212 CLEARED THRWOH ITS niCkLY 0M .E0 SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York. New Volk 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE vevAv.bearstearns.com 11.,.11...1,.1.11.i.,.1,1 FINANCIAL TRUST CO INC 0/0 JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearns& Co.Inc. outstanding as of date of statement REPURCHASE/ PLIAD4ASE PRIM PRONG REPO/ ACCFIUED START 0A-: EMDDATE PRCICIPAL PATE MEREST' NET AMOUNT 08/30102 OPEN 9.400.000.00 1.520000 1.587.56 9.401.587.56 $9,401,587.56 TOTAL REPURCHASE AGREEMENTS 'As of Ottika.t01 dee The there mattes Cb eel appal. in ony other section et Ihe ROIOTKet End of Statement R050 room ant diNconoo a nor.roctiot of &SS or MOCI,S. oldicaiod as doltrogott Ip 'on. le Clem Semen of 800614.142B: a eau to Clam SONIC.). M Bow. SWIM Sccumos Ca,.. One 1.Ittotedi Coolly North. BrooNyn. NY. II8014859 Beef. Szturns Soc.r.t.ti Cat. Cc* Mevolech Coma HORN RtCCk/01. New To* 112014859 FINANCIAL TRUST CO INC STATEMENT PERO) Jul/ 27.2002 THROUGH August 30.2002 ACCCUNT NUMBER TAXPAYER NULI3ER Not Available LAST STATEMENT Jul/ 26.2002 namayABTYR T0/ ITTOTRUtiORN wpm.; cely 11 N not needed as a ie. cbtemers Tin stateenne shoed be nonce to your woos Soo fawn. we to inward rienn.tan 027 06/31e02:16:64 001 V566 EFTA00197213 CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letsolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 0831,02:15:54 001 Y586 EFTA00197214 CLEARED THRCOGH ITS wisp_AY OTM.ED SUBSIDIARY BffiR STffiRNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York. New York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR V/EBSITE inivny.bearsteams.com 11111111111111111 I I FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearns& Co. Inc. outstanding as of date of statement PUACINSS START DATE 07/26/02 OPEN 24,769,345.91 1.380000 TOTAL REPURCHASE AGREEMENTS REPURCHASE/ ENDDATE PLIADUSE PRICE/ PRIOCIPAL PP C P.4"E REPS At3CP8ED WERF.ST' HET AMCUHT 2.848.47 24,772,194.38 $24.772.194.38 'As ct Haranoni daro The *bone poreons cio not ~OW In timy OliMr secton el Oro SbilemMt End of Statement Plows ropon an dribronoo a nArTrocare ol ~Os or ~Its. orficaial as dcliroma lo ,cu. to Ohm Samos; al BOOS31.14211: a ono To Mont SONIM» X Boat. SOM.TG SCCuMei Calf . One MenroINIT Cooler Honh. Broalyn. NY II20141,59. Beer. SZetrn5 Off. Coo Metrolesh Cent« North ectCiOM. Hew Yak 11201.3859 FINANCIAL TRUST CO INC STATEMENT PERO) June 29.2002 THROUGH ..109 26.2002 ACCOUNT NUMBER TAXPAYER NUMBER NO1 ATaOlble LAST STATEMENT Sit nn ~Yon a damns:RH puTrons otitis not «ended as dcanwr lbs staternerC should barium; fa your records Sea rows* ra for ITUM"Mit ~KM 027 07,27/02:19:47 001 EFTA00197215 CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letsolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 DP2742:19:47 001 V585 EFTA00197216