EFTA00197217.pdf

CLEARED IHRCOGH ITS wuCkLY CAW.E0 SUBSIDIARY BffiR STffiRNS OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. 383 Madison Avenue New York. Nell York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WERSITE www.bearsteams.corn What's In This Statement Your Messages 2 II FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearns& Co. Inc. outstanding as of date of statement PUPCH4SE START DATE 09:28:05 OPEN 19,100.000 TOTAL REPURCHASE TRANSACTIONS $10,312 $19.110.312.67 AD cl etorerl <Ise Tro mare Nabors do no: appear n wry nor soma+ of Te slalomni. neetiackASB PURCFMSE PRICE! PRCN3 REPO, ACCRUED EAODATE PRP.CIPM PATE MEREST' NET AMOUNT 3.937 10.312 19,110,312.67 More 'awl an/ Mtn«, a ~ea« of ~Os or ;Wks. edicelal ad delkered lo yeas. b Gent Some« DI 8C004.1.128: a wee to Clem Samos M Bow. &corm Stwunles Cap.. Con Macomb Cam« North. BtooN)n. N.Y. 11201-3NA Best. Rea'n5 GOO. CC* MCCOICCh Cord NOM Beecidon. New Yak 11201.1859 FINANCIAL TRUST CO INC STATEMENT PERIOD September 1.2005 THROUGH September 30.2005 ACCOMT NUMBER TAXPAYER NUMBER Not Available LAST STATEMENT January 30.2004 Sit fln ~Nan, N O%T~ pappan Cny I IS la «ended as clocumers lln cuteenern ~ be retained 1« your record; See renew code for ~an rIcernam 027 1,201t06:17:48 001 1296 EFTA00197217 CLEARED THROUGH ITS YrisekLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New YY New York 10179 2 Your messages Bear, Stearns Securities Corp, Net Capital and Net Capital Requirements: At May 31, 2005 and July 31, 2005, the Company's net capital of approximately $4,1 billion and $3,9 billion was approximately 6% and 7% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately $1.3 billion and $1.1 billion by approximately $2,8 billion and $2,8 billion, all respectively, A complete copy of the Bear, Stearns Securities Corp, Statement of Financial Condition is available on the web site wtvw,bearsteams,com, Alternatively, to request a free printed copy please call • toll free 1.866.299.9331. Beer. SZeirns SON, 14,1 Carp. Ore Momloch Contof North Beccidon. New Tuft 11201.3859 FINANCIAL TRUST CO INC STATEMENT PERIOD September 1.2005 THROUGH September 30.2005 ACCOUNT NUMBER TAXPAYER AILIUSER Not LAST STATEMENT January 30.2004 Securities and other assets in your account are the firm's collateral for any margin loan made to you. If the securities and other assets in your account decline in value, so does the value of the collateral supporting your loan, and, as a result, the firm can take action, such as issue a margin call and/or sell securities or other assets in any of your accounts held with the member, in order to maintain the required equity in the account. it is important that you fully understand the risks involved in trading securities on margin, These risks include the following: - You can lose more funds than you deposit in the margin account, - The firm can force the sale of securities or other assets in your account(s). • The firm can sell your securities or other assets without contacting you. • You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. • The firm can increase its 'house" maintenance margin requirements at any time and is not required to provide you advance written notice. • You are not entitled to an extension of time on a margin call, 027 100MS:17:45 001 Y896 EFTA00197218 CLEARED THROUGH ITS vn1OLLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New YY New York 10179 3 Bar This statement is provided to explain Bear, Stearns & Co. Inc.'s ("BSC) payment for order flow practices. BSC routes a majority of orders for customer securities transactions to the primary market for such securities. Orders may also be routed to other market service vendors that assure executions pursuant to complex mathematical formulas at better than the national best bid or best offer (NBBO), BSC receives no cash payment or other consideration for such order routing other than favorable executions or executions of limit orders at no additional charge. End of Statement Ear Beer. SZeirns SON, t4,1 GOrP Ore Mevolech Contof North Beccidon. New Tuft 11201.3859 FINANCIAL TRUST CO INC STATEMENT PERIOD September 1.2005 THROUGH September 30.2005 ACCOUNT NUMBER TAXPAYER m..6PER Not Available LAST STATEMENT January 30.2004 Pursuant to SEC Rule 11Ac1.6, please note the following: Bear, Steams & Co. Inc. will post its quarterly routing statistics at the following web link: http://www.bearsteams.com/. Click on Individual Investor, Click on Equities, Click on Order Routing Practices. Customers of Bear, Steams & Co. Inc. may request information on any order executed within the prior six months from the time of the request. Specifically, you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders. 021 t0,01.D5:O:45 001 Y896 EFTA00197219 CLEARED 'THROUGH ns OW ,;(0 SUBSIDIARY Beer. Szee•ns Secoalkl COO. Otto Momloch Cantot North Broeklln• New Tuft 11201.3859 FINANCIAL TRUST CO INC 4 el.1 STATEMENT BACKER IS PRINTED ON THIS PAGE 021 1001GS:17:45 001 1/898 EFTA00197220