EFTA00235896.pdf

SUBS Wealth Management Summary of Positions Requiring Follow Up Before Transferring to UBS FS from JPM Account Title: Ghislaine Maxwell Account Type: Individual Account # Positions that UBS Cannot Accept Security ISIN SEDOL Quantity 12/31/13 Value Rio Tinto PLC GB0007188757 718875 3.00 $ 169.41 ETFS Mental Securities Ltd JE00B1VS3770 B1VS377 301.00 35,213.99 JPM Managed Reserves FD - GBP - C - DIST LU0539309053 7.74 81,559.76 ISHARES GBP Corporate Bond UCITS ETF IE00B00FV011 B00FV01 105.00 21,604.00 Bluebay High Yield Bd Fd GBP HDG-DB LU0222772518 187.90 40,249.17 ISHARES GBP Index-Linked GILTS I E0081 FZSD53 B1G52V0 5,790.00 122,928.71 JPM Inc Opp FD - GBP - A - DIST(HDG) LU0323456201 450.27 67,699.99 PIMCO Funds Global Investors Series IE00B3BMD843 B3BMD84 4,361.51 94,855.12 $ Total: 464,280.15 Positions that UBS Cannot Accept but Proceeds Can be Reinvested if Positions are "Not Rolled" Security Quantity 12/31/13 Value JP Morgan Chase Bank - CAD (London Time Deposits) JP Morgan Chase Bank - NOK (London Time Deposits) 116,435.59 1,246,698.26 $ Total: 109,577.03 205,493.50 315,070.53 Confirming you will want to trade currencies in this account. If so we can accept this position with FX paperwork. If not, it would be best sent back to the UK account. Security Quantity 12/31/13 Value Pound Sterling 555.33 919.76 $ Total: 919.76 CONFIDENTIAL UBSTERRAMAR00000167 EFTA00235896