EFTA00235907.pdf

Message From: Sent: 2/25/2014 8:41:21 PM To: Shkreli, Juliana aubs.coml Subject: Re: MAXWELL - Account Documentation Hi Juliana, We are all clear and ready for accounts to be transferred. Many thanks, From: Date: Tuesda , Februar 25, 2014 3:14 PM u jec : : - ccoun acumen a ion Hi Just checking in to see if you have any updates on whether or not there are any outstanding checks for the accounts. Thanks! Juliana From: Sent: Wednesday, February 19, 2014 1:33 PM To: Ramdeen, Vijai Cc: Shkreli, Juliana; Garcia, Camille; Waldron, Chelsey Devon Subject: Re: MAXWELL - Account Documentation Yes, Ghislaine is free from 3:30pm to 5pm today. Best, From Date: Wednesday, February 19, 2014 1:30 PM To: Cc: Subject: MAXWELL - Account Documentation We received the documents and continue to work on getting the account setup. Is Ms. Maxwell available later today to possibly do a call with Scott and Lyle? CONFIDENTIAL UBSTERRAMAR00000178 EFTA00235907 Thanks, Vijai \Alai Ramdeen Authorized Officer Senior Wcallh Strategy Associate UBS Financial Services Inc. Pnvate Wealth Management 299 Park Avenue. 25th Floor New York. NY 10171 wentubs.conVorratemealthrnanaocment The information set forth hereto was Detained from sources which we believe to be reliable, but we do not guarantee its accuracy. Please refer to your trade confirmations, account statement and/or Form 1099 for actual trade and/or pricing information. Any profits or losses shown, or similar calculations, should be verified against the applicable source documents. Factors such as original issue discount and amortization of premiums may impact your tax considerations. Please consult your tax professional. Neither the information, nor any opinion expressed herein, constitutes a solicitation for the purchase or sale of any secunties. Please be advised that this e-mail is not an official transaction confirmation. The official confirmation of this transaction will be sent to you via regular mail CONFIDENTIAL UBSTERRAMAR00000179 EFTA00235908