EFTA00235942.pdf

Message From: Stackman, Scott Sent: 3/4/2014 4:39:30 PM To: G Maxwell Subject: RE: Hope your travels are going well. Did you have a chance to look at the proposal? Scott L. Stackman Managing Director - Investments Private Wealth Advisor UBS Private Wealth Management C F htt : financialservicesinc. Mime be advised that this immal iv not an official transoviion confirmation. The official confirmation of this transaction will be sag to you ♦ia regular mail. From: G Maxwell [mailto l Sent: Tuesday, February 25, 2014 12:04 PM To: Stackman, Scott Subject: Re: I am traveling currently and on the west coast. I am happy to look at Munis and don't meed to keep such a large cash balance. I like to keep a couple of million in cash and invest the rest slowly . Do send me options Thanks G FACEBOOK < TWITTER G+ < PINT EREST I NSTAGRA PLEDGE THE DAILY CATCH From: Scott Stackman < Date: Monday, February 24, 2014 19:47 PM To: gmax < • " f1 Subject: <no subject> How are you. We are putting together your proposal and wanted to connect with you on a few questions. CONFIDENTIAL UBSTERRAMAR00000216 EFTA00235942 1- how much cash would you like to have on hand for your personal brokerage accounts. Currently you have 2.8 million in brokerage and 3.1 million in savings accounts 2- you mentioned that you are very conservative. Your asset allocation at JPM is currently 43 percent cash 35 percent equity and 22 fixed income. Letts discuss if this is optimal for you and if such a large cash balance is necessary. 3- we noticed that there is a very small allocation to MuniS. IS that by design. If so yours or JPM decisions. Please let me know when you have a moment to discuss. Thank you ! Please visit our website at for important disclosures and information about our e-mail policies. For your protection, please do not transmit orders or instructions by e-mail or include account numbers, Social Security numbers, credit card numbers, passwords, or other personal information. CONFIDENTIAL UBSTERRAMAR00000217 EFTA00235943