EFTA00236129.pdf
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U8S Financial Services Inc. [elertal
6/18/2014 5:13:43 AM
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Your UBS Investment Advisory ADV is now available
FormADV_Brochure.pdf
Professional and biographical information
about your Financial Advisors is attached
The attached Form ADV Brochure Supplement provides important
information about your Financial Advisors and how we supervise them.
We have included Brochure Supplements for all UBS employees who
contribute to the support and services you receive from us even if you do not
work directly with them on a ongoing basis. If there are updates or additions
to the team that serves you, we provide only those brochures - not ones you
received previously.
We are required by Securities and Exchange Commission regulations to
provide this information to you.
Questions
If you have questions, please contact your Financial Advisors or the
Supervisors at the phone numbers provided in the attached Brochure
Supplements.
Disclosure
We are providing this information to you to comply with Securities and
Exchange Commission requirements for investment advisory programs and
services.
We consider your enrollment and continued use of our e-Delivery services as
your agreement to the terms and conditions for e-Delivery.
Why this is important
The Securities and Exchange Commission
requires us to provide this information to
you.
This information supplements the firm's
Form ADV Disclosure Brochure, which
provides information about UBS Financial
Services Inc.'s investment advisory
programs and services, related fees and
how UBS and your Financial Advisors are
compensated, as well as potential conflicts
of interest.
Please retain this information for future
reference, as it contains important
information that you may want to reference
should you decide to add services or
establish additional advisory accounts with
your Financial Advisors.
CONFIDENTIAL
UBSTERRAMAR00000423
EFTA00236129
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| Filename | EFTA00236129.pdf |
| File Size | 166.9 KB |
| OCR Confidence | 85.0% |
| Has Readable Text | Yes |
| Text Length | 1,994 characters |
| Indexed | 2026-02-11T11:55:16.489110 |