EFTA00236188.pdf

Ghislaine Maxwell Wealth *UBS Management Asset Allocation Worksheet 9-.1u1-14 Current UBS' Proposed Current Proposed Reallocation (ao) (%) Amount Amount EQUITY US Equity JAW Focused Chkridend Growth (WA) Y1 23588 17.6% 16.2% 5 2,091,591 5 1,921.591 (170.030) Individual Equities/ Mutual hinds Y123574/11123571 65% 3.2% S 769,876 5 382,876 (387,000) Rachan MLPs New 0.0% 2.9% 5 350030 350.000 US Equity Subtotal 24.1% 20.0% 22.3% S 2,861.467 5 2.654.467 S (207,0W) International Equity IPM Int'l High 04,idend (SW) TI 23572 16.4% 13.5% S 1,953,633 S 1,608633 5 (345,03) International Equity Subtotal 16.4% 13.5% 13.5% S 1,953,633 S 1,603,633 (345.030) 'Equity Subtotal 40.5% 33.5% 35.9% S 4,815,100 S 4,263,100 S (552,000) FIXED INCOME Municipal Fixed Income indrodual Mun,s Y1 23574 1.8% 0.0% S 215,953 S - (215,953) RSW Managed MunoPal Bonds LEIS 0.0% 12.6% S S 1.500.030 1,500,000 Municipal Fixed Income Subtotal 1.8% 25.0% 12.6% S 215,953 1500,030 5 1,284,047 Taxable US Fixed Income PM Short Duration IRA 0.5% 0.5% S 57,053 57,053 S • Individual Corporates Y 123574 2.6% 0.0% 308,188 S 5 (308.18% Individual Mutual Fund Positions Y1 23571/Y123570 13.0% 0.0% S 1544.949 S (1544,949) Prelerreds Y1 23574 5.2% 0.0% S 618,218 S 5 (618,218) Strategic Warne Y1 23570 1.1% 5.6% S 126,270 664,557 5 538,287 Blackrock Strategic Income US$ 0.0% 7.2% S 850,030 5 850,0030 Angel Oak UBS 0.0% 4.2% S • 500,000 5 500,030 Third Avenue Focused Credit Fund UBS 0.0% 4.2% 500,000 5 see= Taxable US Fixed Income Subtotal 22.3% 8.5% 21.6% S 2,654,678 S 2,571,610 5 (83,068) International Fixed Income Templeton Global Bond UBS 0.0% 3.4% S 5 400,000 5 400,000 International fixed Income Subtotal 0.0% 3.0% 3.4% S S 400,000 5 430,000 'Fixed Income Subtotal 242% 36.5% 37.6% S 2.870,631 S 4.471.610 S 1,600.979 ALTERNATIVE INVESTMENTS Mutual Fund Liquid Alternatives Non-Directional VVF Absobte Return New 0.0% 5.0% S S 600,000 5 600,003 SkyBedgerklanoxklBAAF New 0.0% 4.2% S S 500030 S 500,1303 Non-Directional Subtotal 0.0% 9.3% S S 1,101030 5 1,100,030 Directional Gateway US Equity Y1 23571 0.3% 0.0% S 32,448 S - 5 (32,448) Robeco Research US New 0.0% 3.8% 5 450.030 5 450,033 Marketheld New 0.0% 5.0% S - 600,030 600030 Directional Subtotal 0.3% 88% 32,448 S 1,050,00 5 1,017,552 Liquid Alternatives Subtotal 03% 14.0% 181% S 32.448 S 2,150.00 S 2,117.552 Private Equity Private Real Estate 0.0% 00% S Private Equity /Private Real Estate Subtotal 0.0% 12.0% 00% S Commodities /Hard Assets Ct.0 Y1 23574 0.5% 0.0% S 62.607 S S (62.607) Commodities /Hard Assets Subtotal 0.5% 4.0% 0.0% S 62,607 S (62.607) lAltematike investments Subtotal 0.8% 30.0% 18.1% S 95055 S 2,150,000 S 2.054,945 CASH & EQUIVALENTS Cash (Assumes $2M withdrawal for PM) ye 23575 34.5% 84% S 4,103,924 5 1,000.030 5 (3,103.924) Cash & Equivalents Subtotal 34.5% 0.0% 84% S 4,103,924 S 1.00),C00 5 (1103,924) (Cash/Cash Equivalents Subtotal 34.5% 0.0% 8.4% S 4,103,924 S 1.000,000 S (3,103,924) TOTAL 100% 100% 100% S 11684,710 S 11684,710 NIBS PWM PAC July 2014 Moderate with Alternatives This report provides a summary of the hvestment in the accounts) fisted above with their approximate values, subject to the qualifications below, for informational purposes only and should not be read upon as the basis of an investment a liquidation decision. These accounts, which may have differing ovvnersheo, are grouped together at the instruction and consent of the affected owners Ary owner waking to with& aw that consent should advise us immediately All information presented is subject to change at arty tent, is prthiled only as of the date indicated, and has been rounded for convenience. Lin Financial Services Ix. accounts statements and official tax documents are the only official record of your UBS Financial Services account(s) and we not replaced, amended, or superseded by any of the information presented in these report. Values for investments held in your UBS Financial Services accounts: are taken from the account statement fa the designated date. UBS Financial Services Inc. does rot provide tax or legal advice. You should consult with your attorney a tax advisor regarding your personal circumstances. Past performance is no guarantee of future returns. CONFIDENTIAL UBSTERRAMAR00000484 EFTA00236188