EFTA00236210.pdf

UBS Portfolio holdi ngs as of July 11 2014 Summary of Portfolio Holdings Consolidated report prepared for Ghislaine Maxwell Cost basis (S) Value on 07/11/2014 (S) Unrealized gainAoss (S1 Unrealized gainAoss (%) Est. annual income (S) Current % of yield (%) portfolio A Cash 234.61 234.61 0.00 0.00% 0.00 0.00% 0.00% Cash 234.61 234.61 0.00 0.00% 0.00 0.00% 0.00% B Fixed Income 1,783,523.93 1,847,122.19 63,598.26 3.57% 91,726.09 4.97% 27.45% US 1,694,280.36 1,757,53966 63,255.30 3.73% 89,724.69 5.11% 26.12% Global 49,538.92 50,113.38 574.46 1.16% 1,255.25 2.50% 0.74% International 39,704.65 39,473.15 -231.50 -0.58% 746.15 1.89% 0.59% C Equity 4,139,086.02 4,786,054.27 646,968.25 15.63% 134,311.88 2.81% 71.12% US 2,378,756.46 2,811,777.31 433,020.85 18.20% 70,216.62 2.50% 41.78% International 1,760,329.56 1,974,276.96 213,947.40 12.15% 64,095.26 3.25% 29.34% D Commodities 31,931.40 24,468.20 -7,463.20 -23.37% 0.00 0.00% 0.36% Commodities 31,931.40 24,468.20 -7,463.20 .23.37% 0.00 0.00% 0.36% E Non-Traditional 30,309.77 32,404.48 2,094.71 6.91% 514.19 1.59% 0.48% Non-Traditional 30,309.77 32,404.48 2,094.71 6.91% 514.19 1.59% 0.48% F Other 45,068.38 39,086.36 -5,982.03 -13.27% 0.00 0.00% 0.59% Other 45,068.38 39,086 36 -5,982.03 -13.27% 0.00 0.00% 0.59% Total Portfolio $6,030,154.11 56,729,370.10 5699,215.99 11.60% $226,552.16 3.37% 100% Balanced mutual funds are allocated in the 'Other' category Report created on July 15. 2014 Page 1 " CONFIDENTIAL UBSTERRAMAR00000506 EFTA00236210 UBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 11, 2014 (continued) Details of portfolio holdings Cost basis KS Market value )5, Unrealized gainAoss!SJ Unrealized gaiMoss !%, Est. annual income (5; Current yield ;94i % of asset class % of portfolio Total Portfolio 66,030,15411 66,729,370.10 6633215.93 11.60% $226,552.16 3.37% 100% 100% Purchase Price on Unrealized price TS)/ 07/11/2014 Unrealized gaiMoss Est. annual Current % of % of Cash Quantity Avg Price :9; Cost basis (S. Market value (9. gainAossl; i%) income:Si yield :%; Cash portfolio Cash UBS BANK USA DEPOSIT ACCOUNT 1,222.13 1.00 1.00 1,222.13 1,222.13 0.00 0.00% 0.00 0.00% 520.92% 0.02% USD CASH 189.41 3.00 3.00 -987.52 -987.52 0.00 0.00% 0.00 0.00% -420.92% -0.01% Total Cash $234.61 $234.61 $0.00 0.00% $0.00 0.00% 100.00% 0.00% Total Cash $234.61 6234.61 60.00 0.00% $0.00 0.00% 100.00% 0.00% Purchase price iS)/ Price on 07/11/2014 Unrealized Unrealized gaiMoss Est. annual Current % of Fixed % of Mad Income Quantity Avg Price !S; Cost basis (S) Market value i9; gainAoss!S; (oAX! income (9) yield !%; Income portfolio us AVENUE CREDIT STRATEGIES FUND 2,792.19 11.31 11.86 31.566.86 33,115.42 1548.56 4.91% 1,044.28 3.15% 1.79% 0.49% CLASS INSTL Client investment: $30,896.00 Reinvested dividends: $670.86 Investment return: 92,219.4217.18% BANK OF AMER INTERNOTES 150,000.00 100.00 104.22 150,000.00 157,176.00 7,176.00 4.78% 5,400.00 3.45% 8.51% 2.34% 03.600% 111516 DTD110410 FC051511 NTS FIFE BIRDVILIE TEX ISD U/T-07 BLD REF- 100,000.00 105.38 109.11 105,379.74 111,140.78 5,761.04 5.47% 5,000.00 4.58% 6.02% 1.65% 07 PSA B/E/RI 5.000 021529 DTD 011507 BLACKROCK HIGH YIELD BOND I 7,459.57 8.12 8.41 60,602.06 62,734.98 2,132.92 3.52% 3,580.03 5.71% 3.40% 0.93% Client investment: $59,201.48 Reinvested dividends: $1,400.58 Investment return: $3,533.50 (5.97%) CITIGROUP CAPITAL XIII FXD/FLT 10,000.00 26.13 27.72 261,300.00 277,200.00 15.900.00 6.08% 19587.50 7.10% 15.01% 4.12% TRUST PFD 7.875% DUE 10/30/2040 Report created on: July 15, 2014 Page 2 (V CONFIDENTIAL UBSTERRAMAR00000507 EFTA00236211 SUBS Portfolio holdings - as of July 11, 2014 (continued) Consolidated report prepared for Ghislaine Maxwell Fixed Income Purchase price (S)/ Quantity Avg Price Price on 07/11/2014 :5, Cost basis !$; Market value (5; Unrealized gainAoss (Si Unrealized gainrloss (%; Est. annual income/Si Current yielckWr % of Fixed % of Income portfolio US COHEN & STEERS PREFERRED SEC & 4,60733 13.44 13.78 61,946.93 63,494.52 1,547.59 2.50% 3,852.06 6.07% 3.44% 0.94% INC FUND I Client investment 560.40399 Reinvested dividends: $1,538.94 Investment return: 53,086.53 (5.11%) COUNTRYWIDE CAP V 7.000% DUE 4,200.00 23.52 25.95 98378.96 108,990.00 10211.04 10.34% 7,350.00 6.74% 5.90% 1.62% 11/01/36 CALLABLE DOUBLE LINE TOTAL RETURN FUND 12,754.22 11.37 11.00 145,034.86 140,296.45 -4,738.41 -3.27% 7.158.33 5.10% 7.60% 2.08% INSTL Client investment: 5142.229.00 Reinvested dividends: 52.805 86 Investment return: S-1.932.55 I-1.36%) EATON VANCE FLOATING RATE 7,665.50 11.18 11.15 85,696.21 85,470.29 -225.92 -0.26% 3,964.20 4.64% 4.63% 1.27% ADVANTAGE CL I Client investment: 584,120.00 Reinvested dividends: $1,576.21 Investment return: $1,350.29 f1.61%; GENL ELEC CPTL CORP 00.423% 50,000.00 90.79 99.98 45,394.50 49,991.50 4,597.00 10.13% 211.68 0.42% 2.71% 0.74% 051116 DTD051107 FC081107 MED TERM NTS HARBOR HIGH VIEW BD FD 2,727.73 11.24 11.07 30.646.27 30,196.00 -450.27 -1.47% 1,720.52 5.70% 1.63% 0.45% INSTITUTIONAL CL Client investment: 529,905.78 Reinvested dividends. $740.49 Investment return: $290.22 i 0.97%. HSBC FIN CORP NTS B/E 02.900% 100,000.00 100.00 101.75 100,000.00 102,437.78 2,437.78 2.44% 2,900.00 2.85% 5.55% 1.52% 101515 DTD101510 FC041511 1 P MORGAN CHASE & CO 150,000.00 105.27 111.50 157,909.17 167,250.00 9140.83 5.92% 11,850.00 7.09% 9.05% 2.49% 07.900% 042949 DTD042308 FC 103008 NTS B/E )PMORGAN CHASE CAP )00X 2,500,00 25.00 25.80 62,500.00 64,500.00 2,000.00 3.20% 4,187.50 6.49% 3.49% 0.96% 6.700% DUE 04/02/40 MASSACHUSETTS ST HLTH & EDL 50,000.00 102.32 104.25 51,159.01 53,346.22 2,187.21 4.28% 2,500.00 4.80% 2.89% 0.79% FACS AU RV 8 EVE /R/ 5.000 071532 DTD 080305 METROPOUTAN WEST TOTAL 7,269.61 10.71 10.83 77,861.73 78,729.92 868.19 1.12% 2,09154 2.66% 4.26% 1.17% RETURN BOND FUND CLASS I Client investment: 577,030.00 Reinvested dividends: 5831.73 Investment return: $1,699.9212.21%; MICHIGAN MUN BD AUTH RV 50,000.00 105.13 109 30 52,564.61 55,341.94 2,777.33 5.28% 2,500.00 4.57% 3.00% 0.82% BE/R/ 5.000 100126 DTO 110206 Report created on: July 15, 2014 Page 3 of 11 CONFIDENTIAL UBSTERFtAMAR00000508 EFTA00236212 SUBS Portfolio holdings - as of July 11, 2014 (continued) Consolidated report prepared for Ghislaine Maxwell Fixed Income Purchase price (5)/ Quantity Avg Price Ftice on 07/11/2014 (5) Cost basis(S) Market value (5 Unrealized gainAoss !S) Unrealized gainAoss !%) Est annual income Current yield (%) % of Fixed Income % of portfolio US RIDGEWORTH SEA FLOATING 6,614.81 9.04 9.06 59,800.08 59,930.15 130.07 0.22% 2,441.55 4.07% 3.24% 0.89% RATEHIGH INCOME FUND CLASS I Ckent investment $58,784.00 Reinvested dividends: $1,016.08 Investment return: 51,146.15 (1.95%) T ROWE PRICE INSTITUTIONAL 5,466 31 10.27 10 28 56,139 37 56,193 70 54.33 0 10% 2283.51 4 06% 3 04% 0 84% FLOATING RATE F CLASS Client investment: 555397.00 Reinvested dividends: 5742.37 Investment return: 5796.7011 44% Total US $1,694,280.36 $1,757,535.66 $63,255.30 3.73% $89,724.69 5.11% 95.15% 26.12% Global )P MORGAN MULTI-SECTOR 4,827.88 10.26 10.38 49,538.92 50,113.38 574.46 1 16% 1,255.25 2.50% 2.71% 0.74% INCOME FUND SELECT SHS Client investment: 549,092 71 Reinvested dividends: 5446.21 Investment return: 51,020.67 (2.08%) Total Global $49,538.92 $50,113.38 $574.46 1.16% $1,255.25 2.50% 2.71% 0.74% International HSBC TOTAL RETURN FUND CLASS I 3,858.57 10.29 10.23 39,704.65 39,473.14 -231.51 -0.58% 746.15 1.89% 2.14% 0.59% Client investment: $39,704.65 Reinvested dividends: $0.00 Investment return: 1-231.51 (-0.58%) Total International $39,704.65 $39,473.15 $431.50 -0.58% $746.15 1.89% 2.14% 0.59% Total Fixed Income $1,783,523.93 $1,847,122.19 $63,598.26 3.57% $91,726.09 4.97% 100.00% 27.45% Report created on July 15, 2014 Page 4 of 11 CONFIDENTIAL UBSTERFtAMAR00000509 EFTA00236213 SUBS Portfolio holdings - as of July 11, 2014 (continued) Consolidated report prepared for Ghislaine Maxwell Equity Purchase price (5)/ Quantity Avg Price Price on 07/11/2014 :$) Cost basis!: Market value15; Unrealized gainAoss Unrealized gain/loss (%, Est. annual income 3) Current yield%) % of 54 of Equity portfolio US ANALOG DEVICES INC 1,751.00 41.99 54.29 73,523.89 95,061.79 21,537.90 29.29% 2,591.48 2.73% 1.99% 1.41% APACHE CORP 95.00 120.03 97.40 11,403.30 9,253.00 -2,150.30 •18.86% 95.00 1.03% 0.19% 0.14% AUTOMATIC DATA PROCESSNG 1,272.00 59.99 80.13 76,310.18 101,925.36 25,615.18 33.57% 2,442.24 2.40% 2.13% 1.51% INC BANK OF AMER CORP 944.00 10.75 15.38 10.148.85 14,518.72 4369.87 43.06% 37.76 0.26% 0.30% 0.22% BAXTER INTL INC 1,556.00 66.09 76.59 102,841.72 119,174.04 16,332.32 15.88% 3,236.48 2.72% 2.49% 1.77% BLACKROCK INC 372.00 235.22 317.81 87,501.00 118,225.32 30,724.32 35.11% 2,871.84 2.43% 2.47% 1.76% CATERPILLAR INC 1,110.00 82.82 109.96 91,931.25 122,055.60 30,124.35 32.77% 3,108.00 2.55% 2.55% 1.81% CITIGROUP INC 358.00 39.24 47.00 14,048.52 16,826.00 2,777.48 19.77% 14.32 0.09% 0.35% 0.25% CLEARBRIDGE EQUITY INCOME 2,366.16 17.65 19.79 41,756.64 46,826.21 5,069.57 12.14% 825.46 1.76% 0.98% 0.70% FUND CLASS I Client investment: 541,251.00 Reinvested dividends: 5505.64 Investment return: $5,575.21 113.52%) COLGATE PALMOUVE CO 1,508 00 54.30 69.52 81,883.80 104,836 16 22,952.36 28.03% 2,171.52 2.07% 2.19% 1.56% COLUMBIA CONVERTIBLE 2,026.03 18.37 19.54 37.211.36 39,588.63 2,377.27 6.39% 881.08 2.23% 0.83% 0.59% SECURITIES FUND CLASS Z Client investment: 536,465.00 Reinvested dividends: 5746.36 Investment return: 53,123.63 f8.57%) CONOCOPHIU.IPS 1,480.00 58.45 84.73 86510.58 125,400.40 38.889.82 44.95% 4321.60 3.45% 2.62% 1.86% GENERAL MOTORS CO 1,373.00 36.42 37.95 50,000.00 52,105.35 2,105.35 4.21% 1,647.60 3.16% 1.09% 0.77% GENL MILLS INC 1,882.00 44.03 52.91 82567.16 99,576.62 16309.46 20.16% 3.086.48 3.10% 2.08% 1.48% GERON CORP 3,000.00 6.04 3.00 18,129.32 9,000.00 -9,129.32 •50.36% 0.00 0.00% 0.19% 0.13% HARBOR CONVERTIBLE SECURITIES 2,850.75 10.34 11.45 29,469.31 32,641.05 3,171.74 10.76% 600.00 1.84% 0.68% 0.49% FUND CLASS I Client investment: 529372.00 Reinvested dividends: $197.31 Investment return: 53,369.05 :11.51%. ILLINOIS TOOL WORKS INC 1,171.00 60.90 85.90 71,317.60 100,588.90 29,271.30 41.04% 1,967.28 1.96% 2.10% 1.49% JOHNSON & JOHNSON COM 1,066.00 74.87 105.10 79507.38 112,036.60 32,229.22 40.38% 2,984.80 2.66% 2.34% 1.66% MCDONALDS CORP 1,018.00 94.27 100.37 95,966.16 102,176.66 6,210.50 6.47% 3,298.32 3.23% 2.13% 1.52% NEXTERA ENERGY INC COM 1,162.00 71.69 98.97 83,302.61 115,003.14 31,700.53 38.05% 3,369.80 2.93% 2.40% 1.71% OCCIDENTAL PETROLEUM CRP 969.00 93.69 100.48 90,782.97 97,365.12 6,582.15 7.25% 2,790.72 2.87% 2.03% 1.45% PEPSICO INC 1,154.00 74.10 89.85 85,508.36 103,686 90 18,178.54 21.26% 3,023.48 2.92% 2.17% 1.54% PROCTER & GAMBLE CO 1,134.00 72.51 81.16 82,228.14 92,035.44 9,807.30 11.93% 2,919.37 3.17% 1.92% 1.37% SCHLUMBERGER LTD 113.00 84.28 114.70 9,524 04 12,961.10 3,437.06 36.09% 180.80 1 39% 0 27% 0.19% NETHERLANDS ANTILLES Report created on: July 15, 2014 Page 5 of 11 CONFIDENTIAL UBSTERFtAMAR00000510 EFTA00236214 SUBS Portfolio holdings - as of July 11, 2014 (continued) Consolidated report prepared for Ghislaine Maxwell Equity Purchase price (S)/ Quantity Avg Price Price on 07/11/2014 S) Cost basis IS; Market value( ; Unrealized gainAoss (Si Unrealized gain4oss (%; Est. annual income (Si Current yield`%) % of Equity % of portfolio US SIT DIVIDEND GROWTH FUND 2,958.64 15.65 18.67 46,294.00 55,237.72 8,943.72 19.32% 752.91 1.36% 1.15% 0.82% CLASS I Client investment. 546194.00 Reinvested dividends: $0.00 Investment return: 58,943.72 (19.32%) SPUR S&P 500 ETF TR 1,495.00 167.50 196.61 250A07.85 293,931.95 43,524.10 17.38% 5,351.35 1.82% 6.14% 4.37% Client investment: 5250,407.85 Reinvested dividends. $0.00 Investment return: 543,524.10:17.38%) STAPLES INC 6,769.00 13.04 10.90 88,237.30 73,782.10 -14,455.20 -16.38% 3,249.12 4.40% 1.54% 1.10% TARGET CORP 1,600.00 63.70 60.00 101,912.07 96,000.00 -5,912.07 -580% 3,328.00 3.47% 2.01% 1.43% TORTOISE MLP & P1PEUNE FUND 2,296.77 13.33 18.93 30,616.00 43,477.93 12,861.93 42.01% 544.14 1.25% 0.91% 0.65% CLASS INSTI. Client investment: 530,616.00 Reinvested dividends: S0.00 Investment return: 512,861.93 (42.01%) TRAVELERS COS INC/THE 1,152.00 78.53 94.68 90.469 50 109,071.36 18,601.86 20.56% 2.534.40 2.32% 2.28% 1.62% TWITTER INC 2,000.00 45.16 38.33 90,320.00 76,660.00 -13,660.00 -15.12% 0.00 0.00% 1.60% 1.14% UNITED PARCEL SERVICE INC CL B 1,061.00 92.25 102.53 97,876.80 108,784 33 10.90753 11.14% 2.84348 2.61% 2.27% 1.62% VERIZON COMMUNICATIONS INC 501.00 46.86 50.32 23.477.65 25,210.32 1,732.67 7.38% 1.062.12 4.21% 0.53% 0.37% XILINX INC 1,798.00 36.25 48.25 65.171 15 86,753 50 21,582.35 3312% 2,085.68 240% 181% 1 29% Total US 52,378,756.46 82,811,777.31 $433,020.85 18.20% $70,216.62 2.50% 58.75% 41.78% International AB8 LTD SPON ADR 1,475.00 21.41 22.79 31,585.04 33,615.25 2,030.21 6.43% 1,133.76 3.37% 0.70% 0.50% ALSTOM AOR 4,875.00 3.65 3.56 17.770.91 17,355.00 -415.91 -2.34% 355.58 2.05% 0.36% 0.26% ASTRAZENECA PLC SPON ADR 365.00 50.28 74.51 18,351.75 27,196.15 8,844.40 48.19% 1,022.00 3.76% 0.57% 0.40% ME SYSTEMS PLC SPON AOR 1,000.00 22.16 28.86 22,160.00 28,860.00 6,700.00 30.23% 1,292.71 4.48% 0.60% 0.43% BAYER A G SPON ADR 245.00 99.96 137.70 24,491.20 33,736.50 9,245.30 37.75% 517.31 1.53% 0.70% 0.50% BHP BILUTON LTD SPON ADR 435.00 74.09 70.67 32,227.68 30,741.45 -1,486.23 -4.61% 1,026.60 3.34% 0.64% 0.46% SNP PAftIBAS SA ADR 1,195.00 39.89 32.98 47,674.46 39,411.10 -8,263.36 -17.33% 854.18 117% 0.82% ass% BOC HONG KONG HOLDINGS LTD 555.00 66.35 60.71 36,821.52 33,694.05 -3.127.47 -8.49% 1,423.74 4.23% 0.70% 0.50% SPON AOR BRITISH AMER TOBACCO PLC GB 590.00 105.16 121.55 62,046.30 71,714.50 9,668.20 15.58% 2,800.14 3.90% 1.50% 1.07% SPON APR DEUTSCHE POST AG SPON ADR 1,360.00 23.20 35.31 31.554 75 48,021.60 16.466.85 52.19% 1,451.61 3.02% 1.00% 0.71% DEUTSCHE TELEKOM AG OE SPON 4,270.00 13.80 16.53 58,928.15 70,583.10 11,654.95 19.78% 2,763.46 3.92% 1.47% 1.05% APR GDF SUEZ SPON ADR 1,980 00 21.26 26.79 42,100.10 53,044 20 10,944 10 26.00% 2,758.26 5.20% 1 11% 0.79% Report created on: July 15, 2014 Page 6 of 11 CONFIDENTIAL UBSTERFtAMAR00000511 EFTA00236215 UBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 11, 2014 (continued) Equity Purchase price iS. / Quantity Avg Price Price on 07/11/2014 Cost baXs iS, Market value (5, Unrealized gain/loss <5 Unrealized gai Moss % Est. annual income is, Current yield <Ito) % of % of Equity portfolio International GLAXO SMITHKLINE PLC ADR 1,015.00 47.70 53.71 48,412.36 54,515.65 6,103.29 12.61% 2,597.34 4.76% 1.14% 0.81% HSBC HODINGS PLC NEW GB 1,145.00 54.86 50.60 62,810.83 57,937.00 -4,873.83 -7.76% 2,805.25 4.84% 1.21% 0.86% SPON ADR IMPERIAL TOBACCO GROUP PLC 515.00 70.43 94.20 36,270.85 48,513.00 12,242.15 33.75% 2,072.63 4.27% 1.01% 0.72% WON ADR P MORGAN INTREPID EUROPEAN 875.28 23.21 27.22 20,316.00 23,825.20 3,509.20 17.27% 74.91 0.31% 0.50% 0.35% INST Client investment: 520,316.00 Reinvested dividends: $0.00 Investment return: 53,509.20117.27% KIRIN HOLDINGS LTD SPON ADR 3,010.00 16.12 14.38 48,510.86 43,283.80 .5,227.06 •10.78% 832.31 1.92% 0.90% 0.64% LUKOIL OIL CO WON ADR i25 1,035.00 62.59 60.20 64,776.50 62,307.00 -2,469.50 -3.81% 2,870.89 4.61% 1.30% 0.93% RUBLES: MATTHEWS ASIA DIVIDEND FUND 2,661 93 14.90 16.54 39,658.96 44,028.24 4,369.28 11.02% 1,294.60 2.94% 0.92% 0.65% INSTL Client investment: 539,286.00 Reinvested dividends: 5372.96 Investment return: $4,742.24 (12.07%) MTN GROUP LTD SPON ADR 2,625.00 19.04 21.00 49,970.21 55,125.00 5,154.79 10.32% 2,117.05 3.84% 1.15% 0.82% MUNICH RE GROUP ADR 2,610.00 18.65 21.90 48,665.02 57,159.00 8,493.98 17.45% 1,795.00 3.14% 1.19% 0.85% NESTLE 5 A SPONSORED ADR 1,055.00 69.59 76.92 73,413.83 81,150.60 7,736.77 10.54% 2,138.76 2.64% 1.70% 1.21% REPSTG REG SHS SWTZ ADR MPPON TELEG & TEL CORP SPON 2,210.00 26.41 32.29 58,374.87 71,360.90 12,986.03 22.25% 1,653.36 2.32% 1.49% 1.06% ADR NOVARTIS AG WON ADR 975.00 69.85 89.52 68.101.01 87,282 00 19,180.99 28.17% 2.279.86 2.61% 1.82% 130% ORKLA ASA A 5115 WON ADR 4,115.00 7.91 8.84 32,560.21 36,376.60 3,816.39 11.72% 1,355.10 3.73% 0.76% 0.54% TELEKOMUNIKASI INDONESIA 690.00 39.44 44.50 27.215.25 30,705.00 3,489.75 12.82% 804.45 2.62% 0.64% 0.46% SPON ADR RECKITT BENCKISER PLC SPON ADR 3,540.00 13.77 17.24 48,749.99 61,029.60 12,279.61 25.19% 1,501.92 2.46% 1.28% 0.91% ROCHE HIDG LTD SPONS ADR 1,400.00 28.13 36.97 39,379.81 51,758.00 12,378.19 31.43% 1,281.19 2.48% 1.08% 0.77% SWITZ ADR ROYAL DUTCH SHELL PLC ADS 400.00 69.89 86.79 27,957.37 34,716.00 6,758.63 24.17% 1,504.00 4.33% 0.73% 0.52% REPSTG 2 CL B ORD 5115 SPON ADR SANOFI SPON ADR 1,195.00 50.27 51 63 60,068.51 61,697.85 1,629.34 2.71% 1,573.60 2.55% 1.29% 0.92% SIEMENS A G SPON ADR 500.00 105.83 125.68 52,917.17 62,840.00 9,922.83 18.75% 1,506.70 2.40% 1.31% 0.93% SINGAPORE TELECOM LTD NEW 1,765.00 28.99 31.36 51,172.92 55,350.40 4,177.48 8.16% 2,248.61 4.06% 1.16% 0.82% 2006 SPON ADR SMITHS GROUP PLC WON ADR 1,575.00 19.53 21.36 30,754.80 33,642.00 2,887.20 9.39% 962.59 2.86% 0.70% 0.50% STATOIL ASA SPON ADR 1,450 00 24.81 30.04 35,974.62 43,558 00 7,583.38 21.08% 1277.37 2.93% 0.91% 0.65% Report created on: July 15, 2014 Page 7 of 11 CONFIDENTIAL UBSTERRAMAR00000512 EFTA00236216 UBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 11, 2014 (continued) Equity Purchase price (S) / Quantity Avg Price Ftice on 07/11/2014 (5) Cost basis (S) Market value (S Unrealized gainAoss (5) Unrealized gainAoss (%) Est annual income TS', Current yield !SS) % of Equity % of portfolio International TAIWAN SEMICONDUCTOR MFG 830.00 17.82 22.81 14,793 04 18,932 30 4,139.26 27.98% 333.21 1 76% 0.40% 0.28% CO LTD ADR TESCO PLC SPONS ADR UNITED 1.520 00 16.75 14 36 25.456 73 21,827 20 -3.629.53 -14 26% 1.079.20 4 94% 0 46% 0 32% KINGDOM TOTAL S.A. FRANCE SPON ADR 1,070.00 50.51 68.99 54,046 70 73,819.30 19,772.60 36.58% 2,922.93 3 96% 1 54% 1 10% UNILEVER NV N V 5115 NEW 1,630 00 40.78 42 82 66,467 39 69,796 60 3,329 21 501% 2,052.50 294% 1 46% 1 04% NETHERLANDS WON ADR UNTD OVERSEAS BK LTD SPONS 1,250.00 31.30 38.80 39,130.24 48,500 00 9,369.76 23.95% 1,388.48 2.86% 101% 0.72% ADR SINGAPORE ADR VODAFONE GROUP PLC SPON ADR 1,039.00 51.07 32 54 53.061.37 33,809 06 -19.252.31 -36.28% 2,372.07 702% 071% 050% ZURICH INS GROUP LTD SPON ADR 2,025.00 27.47 30.35 55,630.28 61,458.75 5,828.47 10.48% 0.00 0.00% 1.28% 0.91% Total International $1,760,329.56 $1,974,276.96 5213,947.40 12.15% $64,095.26 3.25% 41.25% 29.34% Total Equity $4,139,086.02 $4,786,054.27 5646,968.25 15.63% $134,311.88 2.81% 100.00% 71.12% Purchase Price on Unrealized % of price (S)/ 07/11/2014 Unrealized gain/loss Est. annual CurrentCoimioditi % of Commodities Quantity Avg Price (Si Cost basis (S) Market value (S) galnAoss(s) (%) income(S) yield (%) es portfolio Commodities SPOR GOLD TRUST 190.00 168.06 128.78 31,931.40 24,468.20 -7.463.20 -23.37% 0.00 0.00% 100.00% 0.36% Client investment: 531,931.40 Reinvested dividends: $0.00 Investment return! S-7463.20 (-23.37%) Total Commodities S31,931.40 $24,468.20 5-7,463.20 -23.37% $0.00 0.00% 100.00% 0.36% Total Commodities $31,931.40 $24,468.20 S-7,463.20 -23.37% $0.00 0.00% 100.00% 0.36% Report created on July 15. 2014 Page 8 CONFIDENTIAL UBSTERRAMAR00000513 EFTA00236217 UBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 11, 2014 (continued) Non-Traditional Non-Traditional GATEWAY FUND CLASS Y Client investment: 530,040.36 Reinvested dividends: $269.41 investment return: 52,364.12 (7.87%) Purchase price(s)/ Quantity Avg Price 1,098.46 27.59 Price on 07/11/2014 (5) 29.50 Cost basis (5) 30,309.77 Market 32,404.48 Unrealized 2,094.71 Unrealized gaiMoss r%) 6.91% Est annual inc e om portfolio 514.19 % of Current Non• ' Id l%) Traditional 1 59% 100.00% % of 0.48% Total Non-Traditional $30,309.77 $32,404.48 52,094.71 6.91% $514.19 1.59% 100.00% 0.48% Total Non-Traditional Other Purchase price ($)/ Quantity Avg Price Price on 07/11/2014 (5) $30,309.77 Cost basis (5) $32,404.48 Market value l$ $2,094.71 Unrealized gain4oss 6.91% Unrealized gaiMoss (%) $514.19 Est. annual income (S) 1.59% Current yield (910, 100.00% % of Other 0.48% % of portfolio Other ETF METAL SECURITIES LTD ETFS PHY9CAL GOLD Client investment: 545,068.38 Reinvested dividends: 50.00 investment return: S-5,982.031.-13.27% 301.00 149.73 129.86 45,068.38 39,086 36 -5,982.03 -13.27% 0.00 0.00% 100.00% 0.58% Total Other $45,068.38 $39,086.36 $-5,982.03 -13.27% $0.00 0.00% 100.00% 0.59% Total Other $45,068.38 Cost basis 5 $39,086.36 Market value $ $-5,982.03 Unrealized qamAoss $ -13.27% Unrealized gaiMoss $0.00 Est annual income ',$' 0.00% Current veld % 100.00% % of asset class 0.59% % of portfolio Total Portfolio $6,030,154.11 $6,729,370.10 $699,215.99 11.60% $226,552.16 3.37% 100% 100% Total accrued interest (included in market values): $5,477.22 Report created on July 15. 201.: Page 9 (V CONFIDENTIAL UBSTERRAMAR00000514 EFTA00236218 Disclosures applicable to accounts at UBS Financial Services Inc. This section contains important disclosures regarding the information and valuations presented here This report presents information since December 31, 2002. This report does not include complete account activity or performance of your accounts before this date All information presented is subject to change at any time and is provided only is Of the date indicated The informabon in this report is for informational purposes only and should not be relied upon as the basis of an nvestment or iquidation decision. 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Where a mutual fund or FM contains equity holdngs from multiple equity sectors, this report will proportionately allocate the underlying holdings of the fund to those sectors measured as a percentage of the total funds asset value as of the date shown. This information is supplied by Morningstar, Inc. on a monthly basis to 1165 FS based on data supplied by the fund which may not be current. Mutual funds change their portfolio holdings on a regular :often daily' basis Meat:fright, any analysis that includes mutual funds may not accurately reflect the current composition of these funds. If a fund's underlying holding data is not available, it will be classified based on its corresponding overall Morningstar classification NI data is as of the date indicated in the report Equity Style: The Growth, Value and Core labels are determined by Standard and Poor's using a price-to. boot: ratio methodology. The Growth, Value and Core labels are based on how a comparry's price-to-book ratio compares to the median price-to-book ratio for its industry based on the company's assigned Industry Sector if the company's ratio is greater than or equal to the industry median, it is classified as a growth stock If the company's ratio is less than the industry medianl it is classified as a value stock If a security includes both growth and value attributes, it is classified as a core stock If pria-to-book is not available or the industry's median is not available, this item will be Unclassified Equity Capitallzatket Market Capitalization is defined as the number of shares outstanding times the market value Equity securities are classified as large Cap if they have a capitalization of 8 balion or above Securities with capitalization between 1 8 and 7 9 billion are classified as Mid Cap Securities with capitabzation below 1.79 baron are classified as Smal Cap Unclassified securities are those for which no capitalization is available or applicable Equity Sectors: The Equity sector analysis may indude a variety of account, each with different investment and risk parameters As a result, the over Bighting or underweighting in a particular sector or asset class should not be viewed as an isolated factor in making iwestmentthquidation decisions, but should be assessed on an account by account basis to determine the overall impact on the account's portfolio Classified Equity; Classified equities are defined as those equities for which the firm can confirm the specific industry and sector of the underlying equity instrument. 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In addition, if this report contains positions with unavailable cost basis, the gaiMlossl for these po9tions are excluded in the calculation for the GOV.Loss] As a result these figures may not be accurate and are provided for informational purposes only Clients should not rely on this information in make"; purchase or sell decisions, for tax purposes or otherwise Rely only on yearend tax forms when preparing your tax return See your monthly statement for additional information Account changes: At 1185, we are cornmitted to helping you work toward your financial goat So that we may continue providing you with financial advice that is consistent with you investment objectives, please consider the following two questions: 1: Have there been any changes to your financial situation or investment objectives? r Would you Ike to implement or modify arty restrictions regarding the management of your aCCOunt7 if the answer to either question is 'yes.' it is important that you contact your Financial Advisor as soon as possible to discuss these changes. For MAC advisory accounts, please contact your investment manager directly if you would like to impose or change any investment restrictions on your account ADV disclosure: A complimentary copy of our current Form ADV Disclosure Brochure that describes the Report created on: July 15, 2014 Page 10 of 11 CONFIDENTIAL UBSTERRAMAR00000515 EFTA00236219 UBS Disclosures applicable to accounts at UBS Financial Services Inc. (continued) advisory program and related fees is available through your Financial Advisor Please contact your Financial Advisor if you have any questions Important information for former Piper Jaffrey and McDonald Investments clients: As an accommodation to former hoer Jaffrey and McDonald Investments dents, these reports include performance history for their Piper Jaffrey accounts prior to August 12. 2006 and McDonald Investments accounts prior to February 9. 2007, ihe date the respective accounts were converted to UBS FS. 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Report created on: July 15, 2014 Page 11 of 11 CONFIDENTIAL UBSTERFtAMAR00000516 EFTA00236220