EFTA00236765.pdf

Message From: Sent: To: CC: BCC: Subject: Shkreli, Juliana 'ubs.coml 8/19/2015 8:26:50 PM Waldron, Chelsey Devon j; Ramdeen, Vijai •ubs.comb Ladd, Molly ubs.com]; G Maxwell [-l; Shkreli, Juliana I ubs.comj Jour-CNOW-UBSAMERICAS-7 RE: MAXWELL: Edgarley LLC As discussed, we will let you know if we need anything else. Best, Juliana From: Sent: Wednesday, August 19, 2015 3:36 PM To: Shkreli, Juliana Cc: Waldron, Chelsey Devon; Ramdeen, Vijai; Ladd, Molly; G Maxwell Subject: Re: MAXWELL: Edgarley LLC Hi Juliana, Please see attached the signed forms for Edgarley LLC's account opening. Thank you, From: Juliana Shkreli Date: Wednesday, August 19, 2015 at 2:39 PM To: Cc: Chelsey Waldron, Subject: RE: MAXWELL: Edgarley LLC ", Juliana Shkreli As discussed, attached is the account documentation for Edgarley, LLC. We will call you shortly to discuss. Thanks, Juliana From: Sent: Wednesday, August 19, 2015 1:24 PM To: Shkreli, Juliana Cc: Waldron, Chelsey Devon; Ramdeen, Vijai; Ladd, Molly Subject: Re: MAXWELL: Edgarley LLC Hi Juliana, Ms. Maxwell would like to make two transfers today from Edgarley. Will the account be set up before the end of today? CONFIDENTIAL UBSTERFtAMAR00001107 EFTA00236765 Thanks, From: Juliana Shkreli Date: Wednesday, August 19, 2015 at 12:31 PM To: Cc: Chelsey Waldron, ' Subject: MAXWELL: Edgarley LLC Thank you. We will let you know if we need anything else. Best, Juliana From: Sent: Wednesday, August 19, 2015 11:40 AM To: Shkreli, Juliana Cc: Waldron, Chelsey Devon; Ramdeen, Vijai Subject: Edgarley LLC ", Juliana Shkreli Good morning, Please see below information from Ghislaine regarding the bank account set up of Edgarley LLC. Kind regards, From: Juliana Shkreli Date: Tuesday, August 18, 2015 at 4:20 PM To: Cc: Chelsey Waldron, " ", Juliana Shkreli Subject: RE: MAXWELL: Edgarley LLC certificate of formation - Ghislaine Maxwell Hi M, As discussed, below is the initial information needed for Edgarley, LLC. Note: we may have additional questions based on the answers you give below. Thanks! Juliana Edgarley, LLC • LLC Tax Treatment (Partnership, Corporation, Disregarded Entity, S-Corp): Disregarded entity • Account Address: % Monte Albers de Leon, CONFIDENTIAL UBSTERRAMAR00001108 EFTA00236766 • Email Address: • Telephone U: • LLC Net Worth: $100k • LLC Annual Income: 0 • Name and title of authorized parties (*additional information may be needed*): Ghislaine Maxwell — account owner Does the LLC have a substantial connection (over 50%) to a Sensitive Industry? NO Does the LLC receive a substantial amount of revenue (over 50%) from a country outside of the United States? NO Is the client or immediate family member a control person of any publicly traded corporation (e.g. Policy Making Officers, Directors, 10% shareholders, etc.)? NO CONFIDENTIAL UBSTERFtAMAR00001109 EFTA00236767