EFTA00236771.pdf

Message From: Shkreli, Juliana Sent: 8/20/2015 3:00:31 PM To: G Maxwell [-I; CC: Waldron, Chelsey Devon [ Shkreli, Juliana I j BCC: Jour-CNOW-UBSAMERICAS-7 Subject: RE: MAXWELL: Edgarley LLC certificate of formation - Ghislaine Maxwell ; Ramdeen, Vijai =/Ghislaine, The wire transfers are complete. Please let us know if you have any questions. Wire to Diana Chen: FED tr Wire to Marston Beacon Hill: FED ri Thanks! Juliana From: G Maxwell [mailto: Sent: Thursday, August 20, 2015 10:27 AM To: Shkreli, Juliana; Cc: Waldron, Chelsey Devon; Ramdeen, Vijai; Ladd, Molly; Shkreli, Juliana Subject: Re: MAXWELL: Edgarley LLC certificate of formation - Ghislaine Maxwell Thank you THE TERRAMAR PROJECT FACEBOOK TWITTER G+ PINTEREST INSTAGRAM YOUTUBE OCEAN PASSPORT THE DAILY CATCH GLOBAL OCEAN TV From: Sent: Thursday, 20 August 2015 14:54 To: Cc • G Maxwell; Subject: RE: MAXWELL: Edgarley LLC certificate of formation - Ghislaine Maxwell 'Ghislaine, As discussed, we entered the wire transfers and will confirm once complete. I; Ladd, Molly CONFIDENTIAL UBSTERRAMAR00001113 EFTA00236771 Thanks, Juliana From: Sent: Thursday, August 20, 2015 9:29 AM To: Shkreli, Juliana Cc: Waldron, Chelsey Devon; Ramdeen, Vijai; Ladd, Molly; G Maxwell Subject: Re: MAXWELL: Edgarley LLC certificate of formation - Ghislaine Maxwell Good morning, alf Thank you! Ms. Maxwell would like $42,000 to be transferred to the Edgarley accoun rom her personal savings. She would then like to make two transfers from Edgarley today once the account is funded... $21,000 from Edgarley t o the following account of Diana Chen: Wiring Instructions: Bank: East West Bank Bank Address: 68 Harrison Ave # 600, Boston, MA 02111 Routing: Account: Account name: Diana Chen $7,020 from Edgarlen to the following account of Marston Beacon Hill: Bank: Cambridge Trust Company 65 Beacon Street Boston, MA 02108 Account name: Account number: ABA Routing number: SWIFT: Thank you! From: Juliana Shkreli Date: Thursday, August 20, 2015 at 9:15 AM To: CONFIDENTIAL UBSTERRAMAR00001114 EFTA00236772 Cc: Chelsey Waldron, ' ,, ", Juliana Shkreli Subject: RE: MAXWELL: Edgarley LLC certificate of formation - Ghislaine Maxwell Good Morning! The account for Edgarley, LLC is open and the account # is Please let us know next steps. Thanks! Juliana From: Shkreli, Juliana Sent: Tuesday, August 18, 2015 4:21 PM To: ' Cc: Waldron, Chelsey Devon; Ramdeen, Vijai; Ladd, Molly; Shkreli, Juliana Subject: RE: MAXWELL: Edgarley LLC certificate of formation - Ghislaine Maxwell Hi =, As discussed, below is the initial information needed for Edgarley, LLC. Note: we may have additional questions based on the answers you give below. Thanks! Juliana Edgarley, LLC • LLC Tax Treatment (Partnership, Corporation, Disregarded Entity, S-Corp): • Account Address: • Email Address: • Telephone #: • LLC Net Worth: • LLC Annual Income: • Name and title of authorized parties ('additional information may be needed'): • Does the LLC have a substantial connection (over 5O%) to a Sensitive Industry? • Does the LLC receive a substantial amount of revenue (over 50%) from a country outside of the United States? • Is the client or immediate family member a control person of any publicly traded corporation (e.g. Policy Making Officers, Directors, 10% shareholders, etc.)? From: Shkreli, Juliana Sent: Tuesday, August 18, 2015 2:25 PM To: Cc: Waldron, Chelsey Devon; Ramdeen, Vijai; Ladd, Molly; Shkreli, Juliana Subject: RE: MAXWELL: Edgarley LLC certificate of formation - Ghislaine Maxwell We are working on this. CONFIDENTIAL UBSTERRAMAR00001115 EFTA00236773 Thanks, Juliana From: Sent: Tuesday, August 18, 2015 1:04 PM To: Shkreli, Juliana Cc: Waldron, Chelsey Devon; Ramdeen, Vijai Subject: Re: MAXWELL: Edgarley LLC certificate of formation - Ghislaine Maxwell Hi Juliana, Can you send me by email a breakdown of the items you need to open the account for Edgarley? I'm not quite sure I understand what you need so think it is best to have the exact info from you in writing and I can liaise with Monte and Ghislaine from there. Thanks so much, From: Juliana Shkreli Date: Tuesday, August 18, 2015 at 12:11 PM To: I Cc: " ", Chelsey Waldron, Juliana Shkreli, Subject: RE: MAXWELL: Edgarley LLC certificate of formation - Ghislaine Maxwell Please call me at when you have a moment to discuss. Thanks, Juliana From: Sent: Tuesday, August 18, 2015 12:09 PM To: Shkreli, Juliana Cc: Ramdeen, Vijai; Waldron, Chelsey Devon Subject: Re: MAXWELL: Edgarley LLC certificate of formation - Ghislaine Maxwell Hello, Attached is the EIN for Edgarley RC. Also, please see the certificate of amendment for Edgarley. Ghislaine is asking if this new account can be opened today? And she would like to transfer $21,000 from her personal savings to the new Edgarley account. Many thanks, CONFIDENTIAL UBSTERRAMAR00001116 EFTA00236774 From: Juliana Shkreli Date: Monday, August 17, 2015 at 5:05 PM To: Cc: " ", Chelsey Waldron, Juliana Shkreli Subject: MAXWELL: Edgarley LLC certificate of formation - Ghislaine Maxwell Thank you. We will review and let you know if we have any questions. Best, Juliana From: Sent: Monday, August 17, 2015 3:43 PM To: Waldron, Chelsey Devon Cc: Shkreli, Juliana; Ramdeen, Vijai Subject: Edgarley LLC certificate of formation - Ghislaine Maxwell Hello, Attached is the certificate of formation for Edgarley LLC. Best, CONFIDENTIAL UBSTERRAMAR00001117 EFTA00236775