EFTA00238085.pdf

Message From: Waldron, Chelsey Sent: 3/21/2016 6:51:36 PM To: G Maxwell •1 CC: Casriel, Lyle 1; Stackman, Scott I; Gutierrez, Matthew I; Shkreli, Juliana Ladd, Molly Subject: RE: MAXWELL: Millennium Additional 1 Hi Ghislaine, Yes, confirming we receinved the paperwork from Dana. Are you avaiable for a call this week to discuss the below with Scott and Lyle? Thank you! Chelsey ); Klein, Matthew I; Ramdeen, Vijai Waldron, Chelsey From: Stackman, Scott Sent: Monday, March 21, 2016 11:40 AM To: G Maxwell; Waldron, Chelsey Cc: Casriel, Lyle; Klein, Matthew; Gutierrez, Matthew; Ramdeen, Vijai; Shkreli, Juliana; Ladd, Molly Subject: RE: MAXWELL: Millennium Additional Lets discuss the options part Scott L. Stackman Managing Director - Investments Private Wealth Advisor UBS Private Wealth Management 299 Park Avenue 25th Floor New York, NY. 10171 T212-821-7112 C 917-562-8377 F 855-217-9863 Mx:c be advised that this e-mail is not an official (nuns:lion oonfamation The official confmnalion of this inns-lion will bo sent to you vie regular mail. From: G Maxwell Sent: Monday, March 21, 2016 11:33 AM To: Waldron, Chelsey Cc: Stackman, Scott; Casriel, Lyle; Klein, Matthew; Gutierrez, Matthew; Ramdeen, Vijai; Shkreli, Juliana; Ladd, Molly Subject: Re: MAXWELL: Millennium Additional Hi Just want to be sure you received all the signed dots for the Millennium fund? Also, if there are more individual stocks in my portfolio that we could consider selling, I am happy to continue selling off or selling options in this market Thank you G CONFIDENTIAL UBSTERRAMAR00002529 EFTA00238085 THE TERRAMAR PROJECT From: Date: Wednesday, March 16, 2016 at 4:02 PM To: NY Max < Cc: Scott Stackman Su ject: RE: MAXWELL: Millennium A itiona Hi Ghislaine, Attached please find the fund fact sheet and prospectus for Millennium. Thank you! Chelsey From: G Maxwell [mailto: Sent: Wednesday, March 16, 2016 11:22 AM To: Waldron, Chelsey Cc: Stackman, Scott; Casriel, Lyle; Klein, Matthew; Gutierrez, Matthew; Ramdeen, Vijai; Shkreli, Juliana; Ladd, Molly Subject: Re: MAXWELL: Millennium Additional Thank you. Can you also send me a prospectus /tear sheet for the fund Thank you G THE TERRAMAR PROJECT From:' Date: Tuesday, March 15, 2016 at 10:50 AM To: NY Max < Cc: Scott Stackman u ject: : : i Millennium Mona Hi Ghislaine, I wanted to follow-up on the attached Millennium investment paperwork. The paperwork deadline is Wednesday. March 23rd. Please sign and date where indicated and return via email (PDF). Please reach out with any questions. Thank you! Chelsey CONFIDENTIAL UBSTERFtAMAR00002530 EFTA00238086 From: Casriel, Lyle Sent: Friday, March 11, 2016 4:56 PM To: Waldron, Chelsey; G Maxwell Cc: Stackman, Scott; Klein, Matthew; Gutierrez, Matthew; Ramdeen, Vijai; Shkreli, Juliana; Ladd, Molly Subject: RE: MAXWELL: Millennium Additional Ghislaine, Through February the fund is down 3%. The MSCI ACWI was down -6.68% and the S&P 500 was down -5.09% over the same period. Best, Lyle From: Waldron, Chelsey Sent: Friday, March 11, 2016 10:11 AM To: G Maxwell Cc: Stackman, Scott; Casriel, Lyle; Klein, Matthew; Gutierrez, Matthew; Ramdeen, Vijai; Shkreli, Juliana; Waldron, Chelsey; Ladd, Molly Subject: RE: MAXWELL: Millennium Additional Hi Ghislaine, We will send shortly. Thank you! From: G Maxwell [malt° Sent: Friday, March 11, 2016 10:03 AM To: Waldron, Chelsey Subject: Re: MAXWELL: Millennium Additional Can you please confirm the performance of the fund this year to date Thank you G THE TERRAMAR PROJECT From• Date: Thursday, March 10, 2016 at 1:44 PM To: TerraMar Max < Cc: Scott Stackma Hi Ghislaine, Attached please find additional AlphaKeys Millennium Fund LLC investment paperwork. Please sign, date and initial where indicated. Due to capacity constraints, please return via email (PDF) at your earliest convenience. CONFIDENTIAL UBSTERRAMAR00002531 EFTA00238087 Please reach out with any questions. Thank you, Chelsey Chelsey Waldron Client Service Associate UBS Financial Scrviccs Inc. Private Wealth Management 299 Park Avenue. 25th Floor New York, NY 10171 Phonc: CONFIDENTIAL UBSTERRAMAR00002532 EFTA00238088