EFTA00238701.pdf

Message From: Sent: 9/18/2017 8:49:57 PM To: Subject: Re: Maxwell Great, thanks so much! Sent from my iPhone On Sep 18, 2017, at 4:25 PM, n ' < > wrote: Confirming we sent Lindsay and Laura instructions on setting up their online access for Ms. Maxwell's accounts. Thank you! Ely <image006.png> Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 Phone: From: Rivas, Elyanna Sent: Wednesday, September 13, 2017 9:20 AM To: ' Cc: Ramdeen, Vijai; Subject: RE: Maxwell We just wanted to let you know we left Ms. Maxwell another voicemail today on the below. Thank you! Ely <image003.png> Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor CONFIDENTIAL UBSTERRAMAR00003327 EFTA00238701 New York, NY 10019 Phone: From: Rivas, Elyanna Sent: Thursday, September 07, 2017 4:00 PM To: ' Cc: Ramdeen, Vijai Subject: RE: Maxwell Thank you for updating us on Ms. Maxwell's availability below. We will try to reach her tomorrow morning on her cell at (917) 520.3106. Please confirm if there is a better number on which to reach her. Thank you! Ely <image003.png> Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 381° Floor New York, NY 10019 Phone: From: Sent: Thursday, September 07, 2017 3:25 PM To: Rivas, Elyanna Cc: Ramdeen, Vijai Subject: Re: Maxwell Hi Elyanna, Ms. Maxwell is a few hours ahead of us right now as she is travelling. Perhaps you can try her tomorrow morning our time? It's already a bit late for her now. Thank you very much, From: " " < Date: Thursday, September 7, 2017 at 3:23 PM To: Cc: "- Subject: RE: Maxwell Hi " Thank you for providing the below information. Does Ms. Maxwell have availability sometime this afternoon or tomorrow to confirm the below? CONFIDENTIAL UBSTERFtAMAR00003328 EFTA00238702 Thank you! Ely <image004.png> Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 Phone: !SS From: Sent: Thursday, September 07, 2017 12:19 PM To: Rivas, Elyanna Cc: Shkreli, Juliana; Ramdeen, Vijai Subject: Re: Maxwell Thank you, Elyanna. Lindsay J. Anne!la a Laura K. Barooshian < 0ICICCO, GULMAN & COMPANY LLP 150 Presidential Way, Suite 510 Woburn, MA 01801 From: Date: Wednesday, September 6, 2017 at 5:32 PM To: < > Cc: Juliana Shkreli < ii < > Subject: RE: Maxwell Hi =, Per the request below, please provide the contact information for Ms. Maxwell's new accountants who want online access, including first and last name, email, phone number, and address. Once we have this information on file, we will reach out to Ms. Maxwell to verbally confirm the information for online access. Please let us know if you have any questions. Thank you! Ely CONFIDENTIAL UBSTERRAMAR00003329 EFTA00238703 <image005.png> Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 Phone: From: Rivas, Elyanna Sent: Wednesday, September 06, 2017 5:04 PM To: Cc: Shkreli, Juliana; Ramdeen, Vijai; Rivas, Elyanna Subject: RE: Maxwell Hi =, Confirming we are looking into this. Thank you! Ely <image005.png> Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 381° Floor New York, NY 10019 Phone: From: Sent: Wednesday, September 06, 2017 1:44 PM To: Rivas, Elyanna; Shkreli, Juliana; Ramdeen, Vijai Subject: Maxwell Good afternoon, Ms. Maxwell has new accountants so we would like to make sure they are given online access to her accounts. I'm certain this will require forms for Ms. Maxwell's signature so I will wait to hear from you on the next steps. Thanks so much, IME Visit our website at http://www.ubs.com CONFIDENTIAL UBSTERFtAMAR00003330 EFTA00238704 This message contains confidential information and is intended only for the individual named. If you are not the named addressee you should not disseminate, distribute or copy this e-mail. Please notify the sender immediately by e-mail if you have received this e-mail by mistake and delete this e-mail from your system. E-mails are not encrypted and cannot be guaranteed to be secure or error-free as information could be intercepted, corrupted, lost, destroyed, arrive late or incomplete, or contain viruses. The sender therefore does not accept liability for any errors or omissions in the contents of this message which arise as a result of e-mail transmission. If verification is required please request a hard-copy version. This message is provided for informational purposes and should not be construed as a solicitation or offer to buy or sell any securities or related financial instruments. UBS reserves the right to retain all messages. Messages are protected and accessed only in legally justified cases. CONFIDENTIAL UBSTERRAMAR00003331 EFTA00238705