EFTA00239499.pdf

Message From: Shkreli, Juliana Sent: 12/27/2018 3:47:02 PM To: 'Dietz, Denis' CC: 8orgerson, Scott I ; G Maxwell ; Walker, Christopher I; Prost, Brittany I Casriel, Lyle Shkreli, Juliana I Subject: RE: (External) Re: Re: CargoMetrics Compass Fund • Fund Closing 12/31/18 Denis, please give me a call at Thank you, Juliana Juliana Shkreli Senior Wealth Strategy Associate UBS Financial Services Inc. Private Wealth Management www.ubs.com/privatewealthmanagement for the PIN. From: Dietz, Denis [mailto Sent: Thursday, December 27, 2018 10:45 AM To: Shkreli, Juliana Cc: Borgerson, Scott; G Maxwell; Walker, Christopher; Prost, Brittany; Casriel, Lyle Subject: [External] Re: Re: CargoMetrics Compass Fund - Fund Closing 12/31/18 Hello Juliana, Can you please forward the applicable PIN? I am unable to retrieve the documents without it. Thanks for your help, Denis On Thu, Dec 27, 2018 at 9:36 AM < > wrote: Scott, Per our conversation, the wiring instructions for Montpelier Trust have been sent securely to Denis. Thank you, Juliana CONFIDENTIAL UBSTERFtAMAR00004171 EFTA00239499 Juliana Shkreli Senior Wealth Strategy Associate UBS Financial Services Inc. Private Wealth Management From: Casriel, Lyle Sent: Monday, December 24, 2018 8:02 AM To: Dietz, Denis Cc: Ghislaine Maxwell; Borgerson, Scott; Shkreli, Juliana; Rivas, Elyanna; Walker, Christopher; Ramdeen, Vila]; Prost, Brittany; Tomkiewicz, Jessica Subject: RE: [External] Re: CargoMetrics Compass Fund - Fund Closing 12/31;18 Hi Dennis, Thank you. We just need to verbally confirm with Scott before releasing the instructions. Scott can can you call our office today to confirm and the team will send. Thanks all. Lyle From: Dietz, Denis •::fl> Date: Monday, Dec 24, 2018, 7:11 AM To: Casriel, Lyle Cc: Ghislainc Maxwell <:=Ela>, Borgerson, Scott Subject: [External] Rc: CargoMeirics Compass Fund - Fund Closing 12/31/18 Hello Lyle, I write to follow up on Scott's below communication. Specifically, I would like to confirm the bank wiring instructions we have on file for the Temporary Cookware, LLC investment in the CargoMetrics Compass Fund CONFIDENTIAL UBSTERRAMAR00004172 EFTA00239500 LP. If you can write back or contact meal to confirm the below instructions, it would be greatly appreciated. if I should be contacting a colleague of yours instead, can you please forward my inquiry on or pass along their contact information so I can contact them directly? Please advise with any questions. Thanks for your help, Denis On Thu, Dec 20, 2018 at 2:50 PM Borgerson, Scott < wrote: Hi Lyle, good morning from Tokyo. This $1,035,313 needs to be wired into Angara (now Montpelier). Can you or someone in your office kindly call Denis at CargoMetrics to confirm the UBS account number for Angara/Monteplier and then confirm with me once done? Thank you, Scott ---- Forwarded message -------- From: Dietz, Denis < Date: Fri, Dec 21, 2018 at 4:40 AM Subject: Fwd: CargoMetrics Compass Fund - Fund Closing 12/31/18 To: Borgerson, Scott < Hi Scott, Here is the email I sent regarding Temporary Cookware. Thanks for the direction - Denis Forwarded message ---- From: Dietz, Denis < Date: Mon, Dec 17, 2018 at 10:05 AM Subject: CargoMetrics Compass Fund - Fund Closing 12/31/18 To: Jeffrey Roberts <: >, Borgerson, Scott < Hello, On November 30, 2018, CargoMetrics Technologies LLC (the "Firm" decided to close the CargoMetrics Compass Master Fund LP, CargoMetrics Compass Fund LP and CargoMetrics Compass Fund LTD (the "Funds" effective as of December 31, 2018. All investor account balances at December 31, 2018 will be redeemed. CONFIDENTIAL UBSTERRAMAR00004173 EFTA00239501 For your information, the preliminary, unaudited NAV of your investment in the Funds at November 30, 2018 is approximately $1,035,313. We request your assistance in confirming the following redemption wiring instructions on file: Bank Name: UBS Account Name: UBS Financial Services Inc FFC: If you are in agreement with the wiring instructions above, please simply confirm by replying to this email. However, if you are not in agreement, I ask you to contact me so I can provide you with a Request for Withdrawal Form on which you can submit updated bank wire information. Please note, you should expect to receive 90% of your December 31 Fund investment balance in January 2019 with the remainder to be issued in April 2019, once the audit of the Funds 2019 financial statements have been completed. Please feel free to contact me if you have any questions or concerns. With warmest regards for a healthy and happy Holiday Season, Denis Dietz Denis Dietz CargoMetrics. Inc Phone: Denis Dietz CargoMetrics. Inc Phone Scott Borgerson • CargoMetrics Technologies LLC CEO CONFIDENTIAL UBSTERFtAMAR00004174 EFTA00239502 This message and any attachments (the 'message) are confidential, intended solely for the addressee(s). and may contain legally privileged information. Any unauthorized use or dissemination is prohibited. E-nails are susceptible to alteration. Neither CargoMetrics Techno4ogies LW nor any of its subsidiaries or affiliates shall be liable for the message if altered, changed or falsified. Denis Dietz CargoMetrics, Inc Phonc Denis Dietz CargoMetrics, Inc Phone: CONFIDENTIAL UBSTERRAMAR00004175 EFTA00239503