EFTA00239621.pdf
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SUBS
May 15, 2019
U85 Financial Services Inc.
299 Park Avenue
26th Floor
New York NY 10171-0002
Confirmation
Confirmation: Ending your participation in a UBS Investment
Advisory program
Verification
This message confirms that you no longer participate in the Investment Advisory program for the account shown
below. If you have elected to enroll in another Advisory Program, additional information will be sent to you after
the enrollment is completed. This change applies only to the account and program referenced below. It does
not affect your relationship with your Financial Advisor or UBS.
Account
Investment Advisory Program
UBS Strategic Advisor
End Date
05/14/2019
What this means to you
We have converted your Investment Advisory program account to a brokerage account. Moving forward, we will
act as your broker— not your investment adviser. Investment Advisory programs and brokerage services are
separate and distinct ways to participate in the financial markets, and each is governed by different laws and
separate contracts with you.
Your Financial Advisor can help you determine whether to continue holding these assets in a brokerage account
or to participate in another Investment Advisory program, now or in the future. To learn more about the
differences between brokerage and advisory services, please visit our website at www.ubs.com/Workingwithus.
Thank you for allowing us to continue serving your investment needs.
Disclosure
To comply with applicable industry regulations, we confirm the information in our records when changes such as
the above occur.
Questions
If changes are required or if you have any questions, please contact your Financial Advisors, Scott Stackman I Lyle
Casriel, at 1 (212) 821-7000.
UBS Financial Services Inc. is a subsidiary of U85 AG.
Package ID: 0283758853 - 0001
CONFIDENTIAL
UBSTERRAMAR00004340
EFTA00239621
Package ID: 0283758853 - 0002 E
CONFIDENTIAL
UBSTERRAMAR00004341
EFTA00239622
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| Filename | EFTA00239621.pdf |
| File Size | 97.1 KB |
| OCR Confidence | 85.0% |
| Has Readable Text | Yes |
| Text Length | 1,985 characters |
| Indexed | 2026-02-11T11:55:44.180359 |