EFTA00239709.pdf

Message From: Rivas, Elyanna [ Sent: 7/23/2019 4:16:17 PM To: 16 Max' [ CC: Shkreli, Juliana [MI II; Ramdeen, Vijai [ I; Walker, Christopher ]; Traskus, Michelle ; Stackman, Scott I; Casriel, Lyle [ I; Spellman, Heather [ Campbell, Randy [ Subject: Secure Document Pick Up: RE: MAXWELL: Transfer Request Attachments: MAXWELL- UBS USD Fed Wire Instructions.pdf Hi Ghislaine, Please see the attached UBS wire instructions for your main UBS account. Please note, the funds must be sent in USD. Due to compliance regulations, we have sent the attachment securely, and the PIN to access the attachment was sent to your cell phone. The PIN is valid for 72 hours. Please let us know if you have any questions. Thank you! Ely *UBS Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management Phone: Fax: From: G Max [mailto: Sent: Tuesday, July 23, 2019 11:43 AM To: Rivas, Elyanna Cc: Shkreli, Juliana; Ramdeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Scott; Casriel, Lyle; Spellman, Heather; Campbell, Randy Subject: [External] Re: MAXWELL: Transfer Request Ok I will try that. Can you send me anew instructions with that all clearly spelt out so all the bank has to do is follow what is on the sheet? Sony for the extra work but this way it is not up for interpretation.. From: Eyanna Rivas < Date: Tuesday, July 23, 2019 at 8:41 AM To: GMAX < Cc: Juliana Shkreli Vijai Ramdeen < CONFIDENTIAL UBSTERRAMAR00004446 EFTA00239709 >, Scott Stackman < >, " < " < Subject: RE: MAXWELL: Transfer Request Ghislaine, >, We spoke with our back office team and they confirmed that UBS does not have an IBAN for incoming USD wire transfers. As an alternative, they advised to use the UBS Financial Services Inc. account number, without the "WA" letters. The UBS account number should be entered as, "gmmmp". Please let us know if you have any questions. Thank you! Ely UBS Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management Phone: Fax: From: G Max [mailto: Sent: Tuesday, July 23, 2019 11:17 AM To: Rivas, Elyanna Cc: Shkreli, Juliana; Ramdeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Scott; Casriel, Lyle; Spellman, Heather; Campbell, Randy Subject: [External] Re: MAXWELL: Transfer Request Thank you. I can't imagine it is that hard - of course it could be the bank Mgr in London. But you saw his response bellow Thx On Jul 23, 2019, at 08:15, " ' < Hi Ghislaine, We are looking into this and will circle back with an update. Thank you! Ely <image001.png> > wrote: CONFIDENTIAL UBSTERRAMAR00004447 EFTA00239710 Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management Phone: Fax: From: G Max [maifto Sent: Tuesday, July 23, 2019 9:34 AM To: Rivas, Elyanna Cc: Shkreli, Juliana; Ramdeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Scott; Casriel, Lyle; Spellman, Heather; Campbell, Randy Subject: [External] Re: MAXWELL: Transfer Request Morning Elly Barclays from London are still having difficult wiring the funds Here is what they said bellow I have tried saying it's an IRAN as it states below in the details but an IRAN starts with two letter which is normally the country code. so it won't allow me to do this. I have then tried saying it's an account number but with this its stating that it can't have letters in the middle. Can you please send another instruction sheet with any additional information Seems this should not be that hard but it is! Thank On Jul 22, 2019, at 15:08, " ' < > wrote: Hi Ghislaine, Confirming the $130,000.00 transfer from your UBS cash/savings account to your UBS check/card account is completed. Thank you! Ely <image001.png> Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management Phone: Fax: CONFIDENTIAL UBSTERFtAMAR00004448 EFTA00239711 From: G Max [a Sent: Monday, July 22, 2019 4:04 PM To: Rivas, Elyanna Cc: Shkreli, Juliana; Ramdeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Scott; Casriel, Lyle; Spellman, Heather; Campbell, Randy Subject: [External] Re: MAXWELL: Transfer Request Yes please and thank you On Jul 22, 2019, at 13:02, " ' < > wrote: Hi Ghislaine, We do not have AMEX ACH/payment instructions on file to send funds from your UBS account to AMEX. The AMEX auto payments seem to have been set up externally to pull funds directly from your UBS account. Please confirm if you would like us to transfer $130,000 from your cash/savings account to your check/card account, where the last AMEX transfer was debited from. Thank you! Ely <image001.png> Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management Phone: Fax: From: G Max [mailto Sent: Monday, July 22, 2019 3:25 PM To: Rivas, Elyanna Cc: Shkreli, Juliana; Ramdeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Scott; Casriel, Lyle; Spellman, Heather; Campbell, Randy Subject: [External] Re: MAXWELL: Transfer Request I am sending funds from the Uk. I hope they will arrive tomorrow or the next day. Meanwhile is it possible to send 130 from my cash savings to AmEx? On Jul 22, 2019, at 12:05, " Hi Ghislaine, < > wrote: Please note, we do not have the AMEX ACH/payment instructions on file, it appears the AMEX auto payments have been set up with your UBS account externally. In addition, there is not enough funds currently in your UBS accounts to meet the $250,000 transfer. Please see the current cash balances in your UBS accounts below. UBS Accounts - Current Cash Balances CONFIDENTIAL UBSTERRAMAR00004449 EFTA00239712 • ME (Cash/Savings): $141,922.12 • Ma (Check/Card): $48,430.78 • Miff (Individual IRA): $58,994.06 • MN (El!max LLC): $9,844.97 Please let us know if you have any questions. Thank you Ely Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management Phone: Fax: Original Message From: G Max [maiIto Sent: Monday, July 22, 2019 12:55 PM To: Rivas, Elyanna Cc: Shkreli, Juliana; Ramdeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Scott; Casriel, Lyle; Spellman, Heather; Campbell, Randy Subject: 'External] Re: MAXWELL: Transfer Request Appreciate. Thank you. Please confirm otherwise I will have to make a wire to the company instead of paying g by credit card. I'd prefer credit card for the points! Thx > On Jul 22, 2019, at 09:52, ' ' < > wrote: > Hi Ghislaine, > Confirming we received your email. We will review the request below and circle back with an update. > Thank you! > Ely > Elyanna Rivas > Client Service Associate CONFIDENTIAL UBSTERFtAMAR00004450 EFTA00239713 > UBS Financial Services Inc. > Private Wealth Management > Phone: Fax: > Elyanna.Rivas@III > Original Message > From: G Max [maiIto > Sent: Monday, July 22, 2019 12:05 PM > To: Rivas, Elyanna > Subject: [External] > Elly, hi need to wire money to AmEx to pay a large bill you have all the information on file as it has a standing order on AmEx to ou every month > 250k > Can you do that today? > Please let me know. > Thank you > Please visit our website at > for important disclosures and information about our e-mail > policies. For your protection, please do not transmit orders > or instructions by e-mail or include account numbers, Social > Security numbers, credit card numbers, passwords, or other > personal information. Please visit our website at for important disclosures and information about our e-mail policies. For your protection, please do not transmit orders or instructions by e-mail or include account numbers, Social Security numbers, credit card numbers, passwords, or other personal information. Please visit our website at for important disclosures and information about our e-mail policies. For your protection, please do not transmit orders or instructions by e-mail or include account numbers, Social Security numbers, credit card numbers, passwords, or other personal information. Please visit our website at for important disclosures and information about our e-mail CONFIDENTIAL UBSTERRAMAR00004451 EFTA00239714 policies. For your protection, please do not transmit orders or instructions by e-mail or include account numbers, Social Security numbers, credit card numbers, passwords, or other personal information. Please visit our website at for important disclosures and information about our e-mail policies. For your protection, please do not transmit orders or instructions by e-mail or include account numbers, Social Security numbers, credit card numbers, passwords, or other personal information. CONFIDENTIAL UBSTERRAMAR00004452 EFTA00239715