EFTA00284317.pdf

tourmaline ers Blotter for 10/19/2011 Cherd Trade Dale Selde Dale Side Seeurily Oesaipten Amour/ Avg Pral CcenmRale Net Money Braker Cuslodian Feer. Commissicee Tour Poet Street Currency Comm Type ALP 1 otignof 1 101242011 Buy AEM AGNI03 EAGLE MINES 41.700 47.0678 0.0125 1,982831.51 REDT GSEC 0.00 521.25 312.75 208.50 0.00 USD Pc/Une ALP TOTALS: 41.700 1.982831.51 USD 0.00 521.25 312.75 208.50 0.00 NIT 101192011 1012412011 Bry MENT MENTOR GRAPHICS C 26.160 102144 0.0125 267535.70 INGE MSCO 000 327.00 327,00 0.00 0.00 USO PerUNI ANT 1011912011 102412011 Bry MENT MENTOR GRAPHICS C 23.840 102182 0.0125 24889989 REDT MSCO 000 298.03 298.03 0.00 0.00 USO PerUNI NIT 101190011 1012412011 Seg SNO SUNSTCNE HOTEL INV 9.500 8.3297 0.0125 80.012.24 INCE GSCO 1.18 118.75 118.75 0.00 0.00 USO PerUnd ANT 101182011 10.242011 Seg SNO SUNSTONE HOTEL NV 40.500 6.3254 0.0125 255.887.53 REDT GSCO 4.92 508.25 508.25 0.00 0.00 USO PerUnd NIT 10119/2011 10,2412011 Shorl CXO CONCHC, RES INC 27.500 86.1572 0.0125 2.368.933.75 INGE GSCO 4150 343.75 343.75 0.00 0.00 USO PerUn4 ANT 101192011 10,2412011 Sitert CXO CONCEI3 RES INC 12.500 86.2692 0.0125 1,078.188.04 REDT GSCO 2071 156.25 156.25 0.00 0.00 USO PerUn4 ANT 101192011 101242011 Slud LRCX LAM RESF-ARCH CP 17.000 02.7073 0.0125 725.797.88 INCE MSCO 13.94 212.50 212.50 0.00 0.00 USO PerUnd ANT 10119/2011 1012412011 Shon LRCX LAM RESEARCH CP 33.000 42.6182 0.0125 1.405.961.08 REDT MSCO 27.01 412.50 412.50 0.00 0.00 USO PerUn4 MIT 10+1912011 1042412011 Buy SVIA SILVERCORP MET/4.5 1 20.800 80512 0.0125 167.725.43 INGE MSCO 0.00 260.00 260.00 0.00 0.00 USO PerUnd NIT 1W1912011 101242011 Buy SVM SILVERCORP METALS I 279.200 8.0748 0.0125 2.257.978313 RED' MSCO 0.00 3.490.00 3,490.00 0.00 0.00 USO %dine ANT 1011912011 1012412011 Seg EPL ENERGY PARTNERS L 2.400 14.8071 0.0125 15.028313 INCE GSCO 0.68 30.00 30.00 0.00 0.00 USO PerUnd ANT 10119/2011 1012412011 Seil EPL ENERGY PARTNERS L 3.971 14.5743 0.0125 57823.79 REDT GSCO 1.12 49.64 49.61 0.00 0.00 USO PerUnli ANT 10/1912011 10,2412011 Short JOAS JOA SOFTWARE GROU 2.205 27.9983 0.0125 61.707.50 INGE FIES 1.19 27.56 27.56 0.00 0.00 USO PerUnli ANT 10/912011 101242011 Shert JOAS JOA SOFTWAFtE GROU 3.889 28.0313 0.0125 103.359.37 REDT FEIS 189 48.11 48.11 0.00 0.00 USO PerUnd ANT 1W1912011 1012412011 Shert TEM THE FRESK MAKKET I 5.875 39.7244 0.0125 225.38038 INCE MSCO 433 70.94 70.94 0.00 0.00 USO PerUnd ANT 101192011 1012412011 Short 7F/4 THE FRESH MARKET I 19.325 386347 0.0125 765.684.31 REDT MSCO 14.71 241.56 241.56 0.00 0.00 USO PerUnli ANT 10/912011 1012412011 Silen SWI SOLARWINDS NC 25.940 24.3187 0.0125 631.28890 INCE GSCO 1213 324.25 324.25 0.00 0.00 USO %rikle ANT 101192011 101242011 Silen SWI SOLARWINDS WIC 14.080 24.3023 0.0125 341.508.02 REDT GSCO 8.57 175.75 175.75 0.00 0.00 USO PerUnd ANT TOTALS: 587.285 11.053 436 69 USD 155.98 7.090.81 7.090.81 0.00 0.00 CA? 10119/2011 10,2412011 snor, AMZN PAIAZON.COM INC 30.000 239.0234 0.0150 7.170.114.32 INCE PERS 137.68 450.03 450.03 0.00 0.00 USO PerUnli CAP 101192011 182412011 Sitert AMZN PAIAZON.COM INC 20.000 239.1014 0.0150 4.781.636.18 REDT PERS 91.82 300.00 300.00 0.00 0.00 USO PerUnd CAP 10/912011 1012412011 Shert ERTS ELECTRONIC ARTS IN 233.013 23.9878 0.0150 5.585.888.72 INCE UBS 107.32 8495.20 8495.20 0.00 0.00 USO PerUnd CAP 1011912011 101242011 Shert ERTS ELECTRONIC ARTS IN 18.987 24.2308 0.0150 411.342.48 REDT UBS 781 254.81 25481 0.00 0.00 USO PerUnd CAP 1011921)11 10,2412011 Seil CSTR COLASTAR INC 47,251 50.9469 0.0150 2,406.536.97 INCE BOLAV 4623 708.77 706.77 0.00 0.00 USO PerUnli CAP 10/9/2011 1012412011 Seil CSTR COLASTAR INC 5.200 51.0390 0.0150 285.183.70 REDT BONY 5.10 78.00 78.00 0.00 0.00 USO PerUnd CAP 10118/2011 1012412011 Shert DECK CIECKERS oirr000R C 100.000 1022622 0.0150 10.224.523.85 INCE UBS 198.35 1.500.00 1,500.00 0.00 0.00 USO PerUnd CAP 101182011 102412011 Seil OMCR GREEN M3UNTAIN CO 31.266 82.2370 0.0150 2.570.703.68 INGE 081(5 49.37 16889 16889 0.00 0.00 USO PerUNI CAP 1011912011 1012412011 Seil 04ACR GREEN MOUNTAIN CO 32.406 82.2370 0.0150 2.664.434.96 INGE GSCO 51.17 48689 48689 0.00 0.00 USO PerUNI CAP 1011912011 1012412011 Seil GMCR GREEN MOUNTAIN CO 64.424 71.9315 0.0150 6.071.358.43 NITA DBKS 11661 1.288.36 1.288.38 0.00 0.00 USO PerUnd CAP 1011912011 101242011 Seil GMCR GREEN WOUNTAIN CO 87.500 71.9314 0.0150 6.292.855.88 NITA GSCO 120.88 1,312.56 1,31236 0.00 0.00 USO PerUnd CAP 101192011 182412011 Sel GeACR GREEN MOUNTAIN CO 2.456 78.3500 0.0150 192.387.05 REDT OBK5 3/1 36.84 36.81 0.00 0.00 USO PerUNI CAP 101192011 102412011 Sel 041CR GREEN MOUNTAIN CO 2.544 78.3500 0.0150 199.280.40 REDT GSCO 3.84 38,16 38.16 0.00 0.00 USO PerUnli CAP 10/912011 1012412011 Buy Pil POLARIS INCIS INC 5.514 54.6688 0.0150 301.515.45 INCE BONY 0.00 82.71 82.71 0.00 0.00 USO PerUnd CA? 1011912011 102412011 Biff 7PX TEMPUR PEDIC INTL IN 76388 61.8770 0.0150 4.745.135.86 INGE BONY 0.00 1.150.02 1.150.02 0.00 0.00 USO PerUNI CAP 1011912011 1012412011 Bry 7PX TEMPUR PEDIC INTL IN 23.332 61.4627 0.0150 1.434.397.10 REDT BONY 0.00 34898 349.98 0.00 0.00 USO PerUNI I of 6 EFTA00284317 tourmaline ers Blotter for 10(192011 Cliant Trede Date Stege Dele Slee Securily DesaipSon Amourel Avg Pree CcointRate Net Money Broker Cuslcdian Pees Commissicn Tour Poot Street Currency Cornet Typ: CAP 10'19201i 10242011 Buy WT1Y WEIGIT WATCHERS IN 4.991 68.1509 0.0150 340.216.01 INCE BONY 0.00 74.87 74.87 0.00 0.00 UW PerUnit CAP 101192011 1024.2011 Stiert MCP MOLYGORP INC 192.500 38.8048 0.0150 7.466.893.07 JEFA BONY 14343 2387.50 2.887.50 0.00 0.00 USO PerUnd CAP 101192011 1024.2011 Short MCP MOLYGORP INC 7.500 39.4333 0.0150 295.631.57 RED' BONY 568 112.50 112.50 0.00 0.00 USO PerUnd CAP 10/192011 10242011 Shod /MIX CARMAX INC 197.500 27.9801 0.0150 5.523.001.14 INCE UBS 10811 2.962.50 2.962.50 0.00 0.00 USO PerUnd CAP 10/192011 10242011 Short /MIX CARMAX INC 2.500 28.1500 0.0150 70.336.14 REDI UBS 1.38 37.50 37.50 0.00 0.00 USO PerUnd CAP 1011929/1 1024.2011 Sel BIDU BAIOU ADS 145.103 126.1758 0.0150 18.305.953.37 INGE BONY 351.53 2.176.55 2.176.55 020 0.93 USO PerUnd CAP 1011929/1 1024.2011 Sul 81DU BAIOU ADS 5.000 1230780 0.0150 630.262.89 REDI BONY 1211 75.80 75.80 0.93 0.93 USO PerUnd CAP 10/192011 10242011 Sa GMCR GREEN MDUNTAIN CO 181.064 72.3044 0.0150 11.642.996.32 INCE BONY zneo 2.415.96 2.415.96 0.00 0.00 USO PerUnil CAP 10.192911 10242011 Sad GMCR GREEN MDUNTAIN CO 116.147 722044 0.0150 8.396.035.69 INCE 06K5 161.25 1.742.21 1,742.21 0.93 0.00 USO PerUnd CAP 10.192911 10242011 Sad GMCR GREEN /AOUNTAIN CO 69268 72.3044 0.0150 5.007245.99 INCE MSCO 9117 1.039.02 1,039.02 0.00 0.00 USO PerUnd CAP 10/192011 10242011 Sen BIDU BAIOU ADS 300.000 127.8989 0.0150 38.364.43320 JEFA BONY 73830 4.500.03 4.500.80 0.03 0.03 USO PerUnd CAP 10/192011 1024,2011 Sen PCLN PRICELINECOM INC 12.300 477.4239 0.0150 5.872.016.72 NITA BONY 11275 184.50 184.50 0.00 0.00 USO PerUnd CAP 101192911 10.242011 Soli LVS LAS VEGAS SANDS CO 90.958 43.6253 0.0150 3.967.065.57 JEFA BONY 7520 1.361.52 1.361.52 020 0.00 USO PerUnd CAP 10119/2011 10.242011 Sen LVS LAS VEGAS SANDS CO 356.793 43.6253 0.0150 15.559,550.90 JEFA PERS 298.85 5251.90 5351.90 0.00 0.00 USO PerUnd CAP 10/190011 1024,2011 Sen LVS LAS VEGAS SANDS CO 10.814 44.0820 0.0150 487.718.15 REDI BONY 199 159.21 159.21 0.00 0.00 USO PerUnd CAP 10/192011 1024,2011 Sen LVS LAS VEGAS SANDS CO 41.825 44.0820 0.0150 1.834.253.63 REDI PERS 3524 624.38 624.38 0.00 0.00 USO PerUnd CAP 101192911 1024.2011 Sen 0000 GOCIOLE 1NC CL A 7.200 581.8055 0.0150 4.188.818.37 INCE DBKS 80.43 10900 108.80 020 0.00 USO PerUnd CAP 10/190011 10242011 Sa GOOG GOOGLE 1NC CL A 88.200 581.8385 0.0150 51.313.025.04 INCE MSCO 98528 1.323.00 1.323.00 0.00 0.00 USO PerUnd CAP 10/190011 10242011 Buy csm CONSTAR INC 3.425 50.4999 0.0150 173.01334 INCE BONY 0.00 51.38 51.38 0.00 0.00 USO PerUnd CAP 10.192911 10242011 BW CSM CONSTAR INC 9.049 50.4375 0.0150 156.544.68 RBCA BONY 0.00 135.74 135.74 0.00 0.00 USO PerUnd CAP 10.192911 10242011 BW CSM CONSTAR INC 10.800 50.4300 0.0150 501.150.00 REDI BONY 0.00 150.93 150.93 0.00 0.00 USO PerUnd CAP 10/192011 10242011 Boy VPRT VISTAPRINT NV ORD T 11.981 292375 0.0150 350.114.78 NITA BONY 0.00 179.72 179.72 0.00 0.00 USO PerUnd CAP 10/192011 1024,2011 Buy VPRT VISTAPRINT NV ORD T 38.019 29.2102 0.0150 1.111.113.61 WCHA BONY 0.00 570.29 570.29 0.00 0.00 USO PerUnd CAP 1011929/1 1024.2011 Soli SKA SINA CP 100.800 83.1095 0.0150 8.309.290.12 INCE BONY 15958 1.500.93 1.500.93 0.813 0.00 USO PerUnd CAP 10.192011 10242011 Sta SINA SINA CP 140.800 85.9491 0.0150 12.030.542.96 NITA BONY 231.04 2.100.80 2.100.80 0.80 0.80 USO PerUnd CAP 10.192011 1024,2011 Sen SINA SINA CP 10.000 83.3073 0.0150 832.907.00 REDI BONY 18.00 150.00 150.00 0.00 0.00 USO PerUnd CAP 1011929/1 1024.2011 Slion WSM WILLIAMS SONOMA IN 10.800 36.2300 0.0150 362.113.04 KEYS MSCO 195 150.93 -150.80 020 300.80 USO PerUnd CAP 10.192911 1024.2011 Skiet WSM WILLIAMS SONOMA IN 90.800 35.8772 0.0150 3.227435.99 NITA MSCO 6200 1250.01 1250.80 020 0.80 USO PerUnd CAP 10.192011 1024,2011 Short DO DOLLAR GENERAL CO 67.000 40.0624 0.0150 2.683.12428 JEFA PERS 5134 1.005.00 1.005.00 0.00 0.00 USO PerUnd CAP 10/19.2011 1024,2011 Short DO DOLLAR GENERAL CO 33.000 40.2314 0.0150 1.327.115.70 REDI PERS 25.50 495.00 495.00 0.00 0.00 USO PerUnd CAP TOTALS: 3.13031 265.930.602.4 USD 1.92525 46.951.75 16.651.E8 0.80 300.93 2 6 COL 10/19.2011 10242011 Stort 1W/4 ISHARES RUSSELL 200 52.525 59.5102 0.0100 3.652.003.63 REDI GSCO 70.13 525.25 525.25 0.93 0.80 USO PerUnn Ca 101192011 10202011 Sad AV/A 1022( rwm 'oma 1 P69 523 0.8097 0.5000 42.084.99 LOPTD GSCO 082 261.50 209.20 0.93 52.30 USO PerUnn COL 10(1942011 10242011 Short JOSU JOS UN1PHASE CORP 184.600 10.2772 0.0100 1.895.288.69 LOPT GSCO 38.43 1.846.00 1.816.03 0.00 0.00 USO PerUnit Ca 101192011 10,242of 1 SIM JOSU JOS UN1PHASE CORP 139 10.3100 0.0100 1.431.67 REDI GSCO 0.03 1.39 1.39 0.93 0.93 USO PerUnn Ca 10,11.2011 loanof 1 Sen JOSU 102 JOSU 1022/11 PIO 1.845 0.1217 1.0000 20.61938 LOPTD GSCO 0.44 1.846.00 1.661.40 0.00 1114.50 USO PerUnn COL 10(192011 10242011 Buy SODA SODASIREAM INTERN 11.400 32.3000 0.0100 388.334.00 CASY GSCO 0.00 114.00 114.00 0.00 0.00 USO PerUnit COL 10(192011 1W202011 SN SODA 102 SODASTREAM INTL LT 114 02300 1.0000 2.165.95 CASY GSCO 0.05 114.00 102.60 0.00 11.40 USO PerUnit 2 of 6 EFTA00284318 tourmaline Blotter for 10(19/2011 Chant Trade Dale Seek Dale Side Secwily Desaioeon Amount Avg Pros CommRah, Net Money Broker CusWien Fees Commission Tour Pool Street Currency Corm Tyro COL 101192011 102412011 Shod CREE CREE INC 20.000 25.5019 0.0100 509.828.69 LOFT GSCO 9,81 200.00 200.00 0.00 0.00 USO PerUnil COL 1011942011 1012012011 Sea CREE 102 CREE 1022111 P25 200 0.5373 12000 10545.79 LOPTD CISCO 021 200.00 18020 0.00 20.00 USO PerUnd COL TOTALS: 271,347 6,502,302.79 USD 11752 5.108.14 4.839.64 0.00 26830 DEL 10/19/2011 10,20,2011 Buy VSEA 11/1 VARIAN SEMICNDCTR 1200 0.3500 12000 36.000.68 CASY JPMS 068 1.00020 90020 0.00 100.03 USO PerUnd DEL 101192011 104202011 Sad VSEA 11/1 VARIAN SEMICNDCTR 1.000 0.1000 1.0000 9.000.00 CASY JPIAS 0.00 1.000.00 900.00 0.00 100.03 USO PerUnil DEL TOTALS: 2.000 45.000.68 USD 088 2.000.00 1.800.03 0.03 200.03 DRX 1011942011 102412011 Buy FRI FIRST TRUST S&P FtEl 1.700 14.3800 0.0100 24.429.00 REDI USBK 0.00 1720 17.00 0.00 0.00 USO PerUnil ORX 10/19421311 10/2412011 Buy FXD FIRST TRUST CONSUll 900 19.9903 0.0100 18.000.00 REDI USBK 0.00 920 920 0.00 0.00 USO Periled ORX 1011942011 10242011 Buy IBEI ISHARES NASDAQ BIO 200 96.6300 0.0100 19228.00 REDI USBK 0.00 2.00 2.00 0.00 0.00 USO Periled DRX 1011942011 1042442011 Buy IOU ISHARES DOWJONES 500 84.1800 0.0100 42.095.00 REDI USBK 0.00 5.03 5.03 0.00 020 USO PerUnd ORX 1011942011 102412011 Buy IEF ISHARES TR LEH 7-10Y 100 103.0500 0.0100 10206.00 REDI USBK 0.00 1.00 1.00 0.00 0.00 USO Periled ORX 101192011 102412011 Buy WR ISHARE OJ US REAL E 500 53.2200 0.0100 26.61500 REDI USBK 0.00 520 520 0.00 0.00 USO Periled DRX 1011942011 102442011 Buy PLW POWERSHARES 130 L 1.800 31.4300 0.0100 56592.00 REDI USBK 0.00 18.00 18.00 020 020 USO PerUnd DRX 10/1942011 102442011 Buy PPH PHARMACEUTICAL HL 500 68.9840 0.0100 33.497.00 NITA USBK 0.00 5.03 5.03 0.03 020 USO PerUnd ORX 10/1942011 10242011 Buy PU1 POWERSHARES DYNA 200 15.8600 0.0100 3.174.00 NITA USBK 0.00 2.00 2.00 0.00 0.00 USO Periled ORX 101192011 102412011 Buy PU1 POWERSHARES DYNA 2.700 15.8685 0.0100 42.871.95 REDI USBK 0.00 27.00 27.00 0.00 0.00 USO Periled DRX 1011942011 101242011 Buy RTH RETAIL HLDRS TR 1213 300 110.1700 0.0100 33.054.00 NITA USBK 0.00 3.03 3.03 0.03 0.03 USO PerUnd DRX 1011942011 101242011 Buy 71./1 ISHARES TRUST ISHA 300 128.7900 0.0100 38.640.00 NITA USBK 0.00 3.03 3.03 0.03 0.03 USO Periled ORX 10/19421)11 102442011 Buy VCLT VANGUARD LONG TER 500 84.2180 0.0100 42.114.00 NITA USBK 0.00 5.00 5.00 0.00 0.00 USO Periled DRX 1011942011 101242011 Buy WIO VANGUARD SPEC FDS 400 53.7850 0.0100 21.518.00 NITA USBK 0.00 4.03 4.03 0.03 020 USO Periled DRX 1011942011 104242011 Buy VPU VANGUARD UTILITIES 600 73.3900 0.0100 44.040.00 NITA USBK 0.00 6.00 6.00 0.00 020 USO Periled ORX 101192011 10.242011 Sal CEF CENTRAL FUND OF CA 2.000 21.1200 0.0100 42219.18 REDI USBK 082 20.00 20.00 0.00 0.00 USO Periled ORX 1011142011 10.242011 Sell GOX MARKET VECTORS GO 600 54.8683 0.0100 32.914.34 NITA USBK 0.64 6.00 6.00 0.00 0.00 USO Refund ORX TOTALS: 13.800 531.407.47 USD 1.46 13820 138.00 0.03 0.03 EOU 10/1942011 1024/2011 Shod WMT WAL MART STORES IN 12.500 58.2772 0.0300 703.076.49 MIGAP TI3S1 13.51 37520 125.03 0.03 250.03 USO PerUng EOU 1011942011 10424/2011 Shod WMT WAL MART STORES IN 12.500 58.2174 0.0300 702.329.00 REDI TI3S1 13.50 37520 375.03 0.03 0.03 USO PerUnd EOU TOTALS: 25.000 1.405.405.49 USD 27.01 750.00 500.00 0.00 250.00 EAR 10/11121)11 10242011 Shan BIM BAIDU ADS 100 126.0800 0.0000 12.601.75 INCE GSEC 025 0.00 0.00 0.00 0.00 USO Periled ERR 1011942011 1042442011 Cover LVS LAS VEGAS SANDS CO 100 44.8400 OÁ000 4.48400 REDI GSEC 0.00 0.00 0.00 0.00 0.00 USO PerUnd ERR 1011942011 104242011 Cover KMX CARMAX INC 200 28.0803 0.0000 5.616.00 REDI GSEC 0.00 0.03 0.03 0.03 0.03 USO PerUnd EAR 1011942011 102412011 Covet MTOR MERIT0111 INC 281 8.2500 0.0000 2.318.25 Ras OSEC 0.00 0.03 0.03 0.03 0.03 USO Periled EAR 1011942011 102402011 Cover MCP MOLYCORP INC 500 39.0300 0.0000 19515.00 REDO OSEC 0.00 0.03 0.03 0.03 0.03 USO PerUnd EAR TOTALS: 1,181 44535.00 USD 025 0.03 0.03 020 0.03 EVR 1011942011 101242011 Sell 128 LA Z BOY INC 511 9.1153 0.11000 4,842.45 INCE ACCS 0.12 15.33 7.87 12.78 0.03 USO PerUnd EVR 1011942011 101242011 Sell 1213 LA 2 BOY INC 21.553 9.1153 0.11000 195)311.16 INCE BULK 3.78 846.59 323.30 323.30 0.03 USO PerUnd EVR 1011942011 10,2442011 Sell LIB LA Z BOY INC 1,632 9.1153 0.0300 14.826 86 INCE STEP 0.30 48.96 0.03 0.03 0.03 USO Periled 3 of 6 EFTA00284319 tourmaline Blotter for 10(19201 1 Chant Trade Date Seale Dale Side Securily OesaiMon Amours Avg Pro: CanntRale Net Money Broker Cuslodian Fees Commission Tour Pod Street Currency Comm Type EVR 1011912011 10242011 Seg LID LA Z BOY INC 711 9.1114 0.0000 6.45824 RED' ACCS 0.14 21.33 1017 17.78 aco uso PerUnd EVR 1/19/2011 10242011 Sell 128 LA Z BOY INC 29.863 9.1114 0.1)300 271.192.62 REDI BULK 523 895.89 447.96 447.95 0.03 USO PerUnd EVR 10/19/2011 10242011 Sell 126 LA Z BOY INC 2.260 9.1114 0.1)300 20.523.56 REDI STEP 040 67.80 0.00 0.00 0.03 USO PerUnd EVR 10/192011 10242011 Sell 128 LA Z BOY INC 1208 9.1358 02600 9.158.30 SIOC ACCS 019 50.40 10.08 0.03 30.24 USO PerUnd EVR 10/192011 10242011 Sell 128 LA Z BOY INC 42.384 9.1358 02600 385.085.11 SIOC BULK 744 2.119.20 635.78 211.92 1.271.52 USO PerUnd EVR 101192011 10242011 SeN 126 U1 Z EIOY INC 3.208 9.1358 0.0500 29.146.68 SIOC STEP 057 160.40 96,24 0.00 96.24 USO PerUnd EVR 101192011 10242011 Buy CKP CHECKPOINT SYS MC 919 11.1111 0.0500 10.257.05 BAND ACCS 000 45.95 9.19 0.03 27.57 USO PerUnd EVR 10/192011 10242011 Buy CKP CHECKPOINT SYS INC 36.629 11.1111 02600 408.819.93 BARD BULK 000 1.831.45 549.44 183.15 1.098.87 UW PerUnd EVR 101192011 10242011 Bury CKP CHECKPOINT SYS MC 2.452 11.1111 0.0500 27.367.02 BARD STEP 000 122.60 0.03 73.56 USO PerUnd EVR 101192011 10242011 Buy CKP CHECKPOINT SYS MC 681 10.8022 022100 7.376.72 INGE ACCS 000 20.43 10.22 17.03 0.03 USO PerUnd EVR 10/11,2011 10242011 Buy CKP CHECKPOINT SYS INC 27.196 10.9325 0.0300 294,623.54 INCE BULK 000 815.94 407.97 407.97 020 USO PerUnd EVR 10/192011 10242011 Buy CKP CHECKPOINT SYS INC 1.821 10.9325 0.0000 19.725.99 INCE STEP 000 54.63 020 020 0.03 USO PerUnd EVR 1029+2011 10242011 Bury CKP CHECKPOINT SYS MC 983 10.8035 0.0300 10.649.37 REDI ACCS 000 29.49 14.75 24.58 0.03 USO PerUnd EVR 1029+2011 10+24+2011 Bury CKP CHECKPOINT SYS MC 39.239 10.8035 0.0300 425.096.61 REDT BULK 000 1.177.17 588.59 588.59 0.03 USO PerUnd EVR 1011912011 10242011 Buy CKP CHECKPOINT SYS INC 2.627 10.9334 0.0300 28.459.43 REDT STEP 0.00 78.81 0.03 0.03 020 USO PerUnd EVR TOTALS: 215.679 2.189.219.14 USD 18.17 8202.37 2.845.75 2235.01 2.598.00 FIN 10110,2011 11202011 Sell MC 10.22 IN7F-FIDIGITAL INC 200 02000 0.5000 3.69992 LAKE MLPRO 0.08 100.00 50.03 020 50.00 USO PerUnd FIN 101192011 10202011 Buy HRBN WI HARBIN ELECTRIC INC 1.100 3.4500 0.5000 380.050.00 CASY MLPRO 0.00 550.00 44020 0.03 110.110 USO PerUnd FIN 10/192011 10202011 SO HRBN 102 HARBIN ELECTRIC INC 1.100 2.9300 0.5000 307.444.08 CASY MLPRO 192 55020 44020 0.03 11020 USO PerUnd FIN TOTALS: 2.400 691.394.00 USD 8.00 1.200.00 930.00 0.03 27020 FNE 101192011 10242011 Buy GMCR GREEN MOUNTAIN CO 22.300 72.1087 0.0150 1.608.359.49 REDI GSCO 0.00 334.50 334.50 0.03 020 USO PerUnd FNE 101192011 10+242011 Buy CNS COHEN & STEERS INC 9.837 26.2505 0.0150 258.373.73 INCE GSCO 0.00 147.56 147.56 020 020 USO PerUnd FNE 1011912011 10242011 Buy CNS COHEN & STEERS INC 20.663 262970 0.0150 543.684.86 REDT GSCO 0.00 309.95 309.95 0.03 020 USO PerUnd FNE TOTALS: 52.800 2.410.418.08 USD 0.00 792.01 792.03 0.03 0.03 FRE 10119+2011 11242011 Buy XYLWI XYLEM INC-WHEN ISS 50.000 25.2500 0.0500 1.265.000.00 CRTC GSCO 0.00 2.500.03 1.000.03 0.03 1.500.03 USD PerUnd FRE TOTALS: 50.000 1.285.000.00 USD 0.00 2.500.03 1.000.03 0.00 1.500.03 HAB 10/192011 112112011 Sell 958 HK HUANENG RENEWABL 18.000 1.9667 15.0000 35.30927 HSBC GSCO 3823 6.62 4.55 0.03 2.27 HMO BasisPore HAS TOTALS: 18.000 4.533.71 USD 3123 6.82 4.56 0.03 2.27 JMH 101192011 10242011 Buy INTC INTEL CP 2.600 24.1200 0.0600 62.842.00 REDT C8KC 0.00 130.03 130.03 0.03 0.03 USO PerUnd JMH TOTALS: 2.600 62.842.00 USD 0.00 13020 130.110 0.03 0.03 MCC 1011912011 11242011 Buy 5)(C SUNCOKE ENERGY IN 200 11.0650 0.0200 2.217.00 INCE JPMS 0.00 4.00 4.03 0.03 0.03 USD PerUnd MCC 101192011 10242011 Buy SXC SUNCOKE ENERGY IN 2.900 11.1314 0.0200 32.339.06 REDI JPMS 100 58.03 58.03 0.03 0.03 USD PerUnd MCC TOTALS: 3.100 34.556.06 USD 0.00 62.00 6220 0.03 0.00 NEW 1011912011 10242011 Buy F F01110 Wit CO DEL 20.900 11.7965 0.0400 247.382 85 REDI LONG1 000 836.00 836.03 0.03 0.00 USO PerUnd NEW 1011912011 10242011 Shad ONLY ("BELLY AUTOMOTIVE 7.000 70.3214 0.0400 491.960 34 REDI SHRTS 946 280.00 28020 0.03 0.00 USO PerUnd 4 of 6 EFTA00284320 tourmaline Blotter for 10(19/2011 Chant Trade Date Se Ile Dale Side Security Desaipeon Ameunl Avg Price CannRate Net Money Broker Custodian Fees Commission Tour Poet Street Currency Corm Type NEW 10/1EV2011 102412011 Buy F FORD MTR CO DEL 12.500 11.8144 0.0000 148.180.00 REDI LONG1 0.00 500.03 500.03 0.00 0.03 USD PerUnil NEW 10/19/2011 101242011 Shen AN AUTONAT1ON INC 3.900 37.8331 0.0100 147390 25 RE01 SHRTS 284 156.03 156.03 0.00 0.00 USO PorUnll NEW TOTALS: 44.300 1.034.913.44 USD 1230 1,772.00 1.772.03 0.00 0.00 OSK 10/192011 102412011 Buy BAC.WSB BANK AMERICA CORP 20.000 0.9503 0.0200 19600.00 REDI GSCO 000 400.00 400.00 0.00 0.00 USO PerUnd OSK 10/1902011 100242011 Buy BAC.WSA BANK AMERICA CORP 10.000 3.2700 0.0200 32.900.00 REDI GSCO 000 200.00 200.00 0.00 0.00 USD PerUnil OSK 10/1902011 OSK 10/19/2011 1024/2011 10/242011 Cover Buy MPL GM.WS13 APPLE NC 400 GENERAL MOTORS CO 20.000 403.1400 10.2535 0.0200 0.0200 181.284.00 REDI 205.470.00 REDI GSCO GSCO 000 0 00 8.00 400.00 8.03 400.00 0.03 0.00 020 USD 0.00 USO pPerUn: eru OSK 10/1P2011 10242011 Buy SIT STATE STA CORP 12.000 37.8576 0.0200 454.531 20 REDI GSCO 0.00 240.00 240.00 0.00 0.03 USO PerUnd OSK TOTALS: 62.400 873.56520 USD 0.00 1248.00 1248.00 0.00 0.03 ROB 10/1902011 1024/2011 Sep PJCtA CN JEAN COUTU GROUP S 71.300 12.3805 0.0200 881.30385 RCN CIT1 0.01) 1.357.55 1.35255 0.03 0.03 CAD Perlin', ROB 10/192011 10242011 Set JE CN JUST ENERGY GROUP 700 11.2743 0.0200 7.878.01 ITCH CITI 0.00 13.33 13.33 0.00 0.00 CAD PerUnn ROB 10+19/2011 1924+2011 Set TA CN TRANSALTA CORP. 15.000 22.2035 0.0250 332.677.50 RCN C1TI 0.00 357.03 357.03 0.00 0.00 CAD PerUnll ROB TOTALS: 67.000 1,163,209.92 USD 0.00 1.727.63 1.727.69 0.03 0.03 ROL 10/19/2011 10/24/2011 Buy HPP HUDSON PACIFIC PRO 20000 12.5000 0.0500 251.000.00 JEFF MLCO 0.00 1.000.00 400.00 0.03 60020 USD PerUnd ROL TOTALS: 20.000 251.000.00 USD 0.00 1.000.00 400.00 0.03 60020 SOM 10/1&2011 10/24/2011 Buy MDCA MDC PARTNERS CL A 183 16.2906 0.0450 2.882.71 JEFA GSEC 0.00 7.34 2.45 439 020 USD PerUnd SOM 10/19/2011 10242011 Buy MDCA MDC PARTNERS CIA 3237 16.5413 145.67 00450 53.68686 REM GSEC 0.00 48.56 0.03 USO PerUnd SON 10+19/2011 1924+2011 Buy SPA SPARTON CORP 8.000 7.9094 0.0250 63.47520 REM GSEC 0.00 200.00 120.00 80 97:co il 093 USO PerUnd SOM 10/1902011 10/242011 Buy DRAD DIGIRAD CP 2.928 22373 0.0250 8.824.01 REDI GSEC 0.00 73.20 43.92 29.28 0.03 USD PerUnil SOM 10/1902011 10/24/2011 Buy MN INSTEEL IND INC 4.000 10.2885 0.0450 41.334.00 REDI GSEC 0.00 180.00 8020 12020 0.03 USD PerUnd SON 10+19/21)11 1024+2011 Buy RDI READING INTERNATIO 67 4.0700 0.0250 274.37 JEFA GSEC 0.00 188 1.01 0.67 0.00 USO PerUnd SOM 10/1902011 1024/2011 Buy RDI READING INTERNATIO 2.433 4.1268 0.0250 10.10085 REDI GSEC 0.00 80.83 36.50 24.33 020 USD PerUnd SOM 10/1902011 1024/2011 Buy GPX GP STRATEGIES CORP 5.000 11.1222 0.0450 55.838.00 REDI GSEC 000 225.00 75.00 150.03 0.00 USD PerUnd SOM 10/192011 10242011 Buy MTRX MATRIX SERVICE CO 4.000 103384 0,0450 41.533.60 REDI GSEC 0.00 180.00 60.00 12093 0.00 USO PerUnd SON 10/19/2011 1924+2011 Buy VP0 VISHAY PRECISION OR 3.000 13.6403 0.0450 41.655.90 REDI GSEC 0.00 135.00 45.03 90.03 0.00 USO PerUnd SOM 10/1902011 1024/2011 Buy RLH RED LION HOTELS CO 2.500 6.7200 0.0250 10038250 REDI GSEC 0.00 82.50 37.50 25.03 0.03 USD PerUnil SOM 10/1902011 1024/2011 Sal CXO CONCHO RES INC 4.466 86.1103 0.0450 384.35890 NYSE GSEC 7.39 200.97 88.99 133.98 0.03 USD PerUnil SOM 10119/2011 1012412011 Buy MEOH MEOOUIST HOLDINGS 4.030 7.8142 0.0250 31356.80 REDI GSEC 0.00 100.03 60.03 40.03 000 USO PerUnd SON TOTALS: 43.794 749.764.70 USD 739 1572.19 656.91 915.26 0.03 SPK 10/19/2011 10242011 Shen GLUU GLU MOBILE INC 24200 3.0300 0.0350 71.751.80 LAZA JPIAS 1.40 847.03 38320 0.03 413420 USD PerUniI SPK 10/192011 1024/2011 seen TEA TEAVANA HOLDINGS I 11.600 20.0003 00350 232.060.49 STFL JPMS 4.47 408.00 17420 0.03 232.00 USD PerUniI SPK 10/19/2911 10242011 Shen GLUU GLU MOBILE INC 25.030 3.0803 0.0350 75373.53 NORT JPIAS 1.47 875.00 375.03 0.03 500.03 USO Peruse SPK 10/192011 10242011 Shen GLUU GLU MOBILE INC 23.900 3.1403 0.0350 74.208.05 LAZA JPIAS 1.45 835.50 358.50 0.03 478.03 USO Peruse SPK TOTALS: 64.700 453.393.67 USD 179 2.964.50 1270.50 0.03 1.694.03 TON 10/19/2011 1024/2011 Sell CUUNF CHURCHIU. CORP CL 31.700 14.3420 0.0300 453.881.67 CCAD SPAS 173 951.00 951.03 0.03 0.03 USD PerUnil 5 of 6 EFTA00284321 tourmaline Blotter for 10/19/2011 Clent Trade Date Seale Dale Side Securily OesaipSon Amours Avg Prim CommRate Net Money Broker Cuslodian Fees Commission Tour Poet Street Currency Comm Type TON 10/192011 1042442011 SNI CUUHF CHURCHILL CORP CA. 8.100 14.3032 0.0300 115.610.61 ITCH SPAS 223 243.00 243.00 0.03 0.00 USO Patine TON TOTALS: 39.800 569.292.36 USD 10.98 1.194.03 1.194.03 0.00 0.00 YEN 1011912011 1024/2011 SO BIG BIG LOTS INC 5.000 36.5604 0.3100 182.598.49 REDI NBFI 3,51 200.00 200.00 0.00 0.00 USO PerUnd 1/B4 10/1912011 10242011 Shod FOSL FOSSIL INC 10.000 89.3083 0.0150 892.915 85 REDI CSC 17.15 150.00 150.00 0.00 0.00 USO PerUnd YEN TOTALS: 15.000 1.075.514.34 USD 20.66 350.00 350.00 0.00 0.00 WIN 10/13'2011 10242011 Cover PCO PENWELL CORP 4.600 2.5378 0.0150 11,604.88 JEFA GSCO 0.00 69.00 69.00 0.00 0.00 USO PerUnd WIN 10/13'2011 1024/2011 seen EWN ECHELON CP 10.600 6.8842 0.0150 74.185.93 REDI GSCO 1.43 162.00 162.00 0.00 0.00 USO PerUnd WIN 10/192011 10242011 Shed OMEX COYSSEY MARINE EXP 20.500 2.7017 0.0150 55.076 28 AED1 OSCO 1.07 307.50 307.50 0.00 0.00 USO PerUnd WIN 101192011 10242011 Short NEOP NEOPROBE CP 15.000 2.6711 0.0150 39840.73 AED1 OSCO 0.77 225.00 225.00 0.00 0.00 USO PerUnd WIN 101192011 loreinen 1 Cover OCZ OCZ TECH GROUP INC 10.000 5.2995 0.0150 53.145.00 REDI GSCO 0.00 150.00 150.00 0.00 0.00 USO PerUnd WIN TOTALS: 60.900 PT, AATJ32 USD 3.27 913.50 913.50 0.00 0.00 WMP 10/192011 10242011 Sol CLMS CALAMOS ASSET MGM 3.500 12.3800 0.0150 43276.66 AEDI GSCO 024 52.50 52.50 0.00 0.00 USO eerunn WMP 10/192011 10242011 Short NEXS NEXXUS LIGHTING INC 7.730 1.6004 0.0150 12254.90 REDI GSCO 0.24 115.95 115.9$ 0.00 0.00 USO WNW TOTALS 11.230 55531 56 USD 1.08 158.45 168 45 11 CO 11 CO ICUP. :KID 573,5230 USD 76 a::1.62 3.358.77 7.692,57 9 6 of 6 EFTA00284322