EFTA00284627.pdf

tourmaline Blotter for 2110i2012 ChM Trade Dale Seale Dale Side Samar'ly Desaiplon Amount Avg Pros CaereRole Net Money Broker Cuslodian Fees Commission Tour Pool area amenry Comm Type ANT 2/192012 02/15'2012 Sell CRM SALESFORCE.COM IN 10.000 127.5853 0.0125 1.275.70350 NITA MSCO 24.50 125.03 125.03 0.00 0.00 USO PerUnd NIT 2/1012012 02/152012 Sell CRM SALESFORCE.COM IN 10.000 127.6470 0.0125 1,278320.45 REX MSCO 24.55 125.00 125.00 0.00 0.00 USO NIT 2/1012012 02/192012 Shan OCOR OUESTCORPHARMAC 25.000 34.21319 0.0125 856.967.53 NRA MSCO 15.47 312.50 312.50 0.00 0.00 USO peru PerUnn: ANT 2/111021312 02/152012 Shen 00:411 OUESTCORPHARMAC 25.000 34.3904 0.0125 858.781.00 REDI MSCO 15.50 312.50 312.50 0.00 0.00 USO PerUnd NIT 211012012 02/152012 Sed GET GAYLORD ENTMT CO 8.100 29.5558 0.0125 180.21028 NRA GSCO 3.47 78.25 78.25 0.00 0.00 USO PerUnd NIT 2/1012012 02/152012 Sell GET GAYLORD ENTMT CO 43.900 29.5235 0.0125 1295.505.01 REDI GSCO 24.89 548.75 548.75 0.00 0.50 USO Periled NIT 2/10/2012 02/15/2012 Buy CHMT CHEMTURACORP 34.100 14.2007 0.0125 484.671.75 NRA GSCO 0.00 426.25 426.25 0.00 0.00 USO Periled NIT 2/1921312 02/152012 Buy CHMT CHEMTURACOFtP 15.900 14.1218 0.0125 224.732.19 REDI GSCO 0 00 198.75 198.75 0.00 0.00 USO PerUnd NIT 2/1012012 01/152012 Shan AvAV AEROV1RONMENT INC 25.000 30.6720 0.0125 766.172.77 NRA GSCO 14.73 312.50 312.50 0.00 0.00 USO Perunn NIT 2/1012012 07/152012 Shan AvAV AEROV1RONMENT INC 25.000 30.6576 0.0125 766.112.78 REDI GSCO 14.72 312.50 312.50 0.00 0.00 USO Ponied ANT 2/1921312 02/152012 Sell OLIK OLIK TECH INC 19.900 29.9825 0.0125 596.39081 NRA MSCO 11.47 208.75 208.75 0.00 0.00 USO PerUnil ANT 2/1921312 02/152012 Sell OLIK OLIK TECH INC 55.100 29.8822 0.0125 1.805.788.85 REDI MSCO 31.62 888.75 888.75 0.00 0.00 USO PerUnil NTT 2/1012012 02/192012 Shen FNON F1NANCIN- ENGINES IN 6.767 23.7053 0.0125 160326.12 ONCE MSCO 3.09 84.59 84.59 0.00 0.00 USO PerUnd NI T 2/192012 02/192012 Short FNON FINANCIAL ENGINES8r 500 23.7500 0.0125 11868.52 NITA MSCO 023 6.25 6.25 0.00 0.00 USO Ponied ANT 2/192012 02/152012 Short FNGN F1NANCIN- ENGINES IN 30.733 23.7075 0.0125 728.204.45 REDI USCG 13.99 384.18 384.18 0.00 0.00 USO PerUnil ANT 2/192012 02/192012 Short OSTK OVERSTCCKCO/A INC 400 7.0775 0.0125 2.825.94 NRA BMC 0.06 5.00 5.03 0.00 0.00 USO PerUnil NTT 2/1012012 02/192012 Short OSTK OVERSTCCK.COM INC 16.200 7.0520 0.0125 114.037.70 REDI 220 202.50 202.50 0.00 0.00 USO PerUn4 ANT 211012012 02/15'2012 Cover TFM NE FRESH MARKET I 100 432300 0.0125 4.36425 NRA 0.00 FIBS e 1.25 1.25 0.00 0.00 USO PerUnd NIT 21192012 02/152012 Cover WM NE FRESH MARKET I 14.900 43.8388 0.0125 653.35457 REDI FIBS 0.00 186.25 186.25 0.00 0.00 USO PerUnd ANT 2/1012012 01/152012 She BPI BRIDGEPOINT EDUCAT 12.500 26.2973 0.0125 331.056.12 NRA BARC 536 157.50 157.50 0.00 0.00 USO Periled ANT 2/1012012 07/152012 Shen BPI BIUDGEPOINT EDUCAT 12.400 26.2825 0.0125 325.741.74 REDI BARG 526 15560 155.00 0.00 0.00 USO Periled NIT 2/1012012 02/152012 Sell ETFC E•TRADE FINANCIAL C 200.000 9.1804 0.0125 1.833.541.71 NRA GSCO 35.28 2.500.00 2.500.00 0.00 0.00 USO Periled NIT NIT 2/1012012 2/1012012 02/152012 Sell 02/192012 Sed ETFC VC E'TRADE FINANCIAL C VISIE014 CORP 100.000 11,150 9.1831 51.6721 0.0125 0.0125 917.042.38 REDI 575.993.47 NITA GSCO GSCO 17.84 11.07 1.25020 139.38 125020 139.38 0.00 0.00 0.00 USO 0.00 USO pPer etuUnn: ANT 211012012 02/152012 Sell VC VISTEON CORP 2.35D 51.6419 0.0125 121.328.75 REDI GSCO 234 29.38 29.38 0.00 0.00 USO PerUnd ANT TOTALS: 703.100 18.009.347.02 USD 281.42 8,788.78 8.788.75 0.00 0.00 API 21192012 02/152012 Sell HUSA HOUSTON AMERICAN 4.00D 12.7780 0.0400 50943.01 REDI UMB D.99 180.00 60.00 100.00 0.00 USO PerUnil API 2,1012012 02/15/2012 Buy MCC MEDLEY CAPITAL COR 16.036 11.6061 0.0400 186.75666 REDI UMB 0.00 641.44 240.54 400.90 060 USO Perunn API 2/10/2012 02/15/2012 Buy NOPC NOPCAPITALRESOUR 3.737 7.6989 0.0400 28.920.27 CVGY.A UMB 0.00 149.48 56.05 93.43 0.1113 USO PerUnn API 211012012 02/152012 Buy NGPC NOPCAPITAL RESOUR 5.200 7.6810 0.0400 40.149.07 INCE UMB 0.00 208.00 78.00 130.00 0.00 USO PerUnil API 211012012 02/192012 Buy NGPC NGPCAP1TALRESOUR 13.274 7.7071 0.0400 102.835.01 REDI UMB 0.00 530.98 199.11 331.85 0.00 USO PerUnil API 2/1012012 02,152012 Elty NMFC NEW MOUNTAIN FINAN 100 13.2675 0.0100 1.330.75 INCE UMB 0.00 4.00 1.50 2.50 0.03 USO Perunn API 2/1012012 02/192012 Biti NMFC NEW MOUNTAIN FINAN 15.300 13.2895 0.0100 203.841.35 NYSE WAS 0.00 61260 229.50 382.50 060 USO Perunn API 2/101012 021152012 Buy NMFC NEW MOUNTAIN FINAN 8.600 132474 0.0400 1142718/ REDI UMB 0.00 34420 129.00 215.00 0.00 USO PerUnil API TOTALS: 68.247 729.147.95 USD D.99 2.849.88 993.71 1.856.18 0.00 COG 2/1012012 07/152012 Elty NTE NAM 7AI ELECTRS INC 10.300 6.5600 0.0500 68.063.00 FCMS MSCO 000 515.00 20660 0.00 309.00 USO Partied COG 2/1012012 01/152012 Elty NTE NAM 7AI ELECTRS INC 32.500 86445 0.0400 217.914.70 INCE MSCO 000 1.30420 652.00 652.00 0.00 USO Partied 1 Of 4 EFTA00284627 tourmaline n Blotter for 2/10/2012 aan Trede Dato Seine Date Slee &wurgt< Oesaip5on Amourel Avé Prise CannillaIe Net Money Broker Cuslcdian Noes Commissien Thor Poot Street Cenency Geren Typ: COG 2/102012 021152012 Buy NTE NAAI TAI ELECTFIS INC 25.400 8.6154 0.0400 169.047.16 REM IJSCO 0.00 1.016.00 508.00 508.00 0.00 UW %Wal COG TOTALS: 68.300 455.04426 USD 0.00 2.835.00 1.388.00 1.180.03 309.00 COL 21102012 02/152012 Bron Paft FIRST SOLAR INC 45.361 44,9231 0.0100 2.037264.00 REDI GSCO 39.13 453.61 453.61 0.00 0.00 USO PerUnd COL 2/1012012 02/152012 Bron SPY SPOR 55P 500 ETF TR 37.737 134.0802 0.0100 5.059.687.35 REDI GSCO 87.16 377.37 377.37 0.00 0.00 USO PerUnd COL 2/1012012 0211312012 Seg SPY 02/1W SPY 02/1WI 2 P134 377 1.2900 0.5000 48.06657 LOPTD GSCO 0.93 188.50 150.80 0.00 37.70 USO PerUnd COL 2/10/2012 02/1302012 UI FSLR 02/1 FSLR 02/18112 P44 452 1.5148 3.0000 67.102.60 LOPTD GSCO 1.32 1256.03 1210.80 0.00 45.20 UW PerUnil COL 2/102012 02/15,2012 Skin XLE SIP ENERGY SEL SEC 12.965 72.75% 0.0100 943281.98 REDI GSCO 1112 129.58 129.58 0.00 0.00 USO Perl/n0 COL 21102012 02/1302012 Sol XLE 02/1W XLE02/1(19 2 PT2 126 0.6000 1.0000 7551.85 LOPTD GSCO 0.15 128.03 115.20 0.00 12.60 USO Perunll COL TOTALS: 97.023 8.162.95425 USD 15681 2.633.18 2.537.48 0.00 96.70 DEL 2/1002012 021152012 Short SUG SOUTNERN UN CO NE 250.000 432082 0.0100 10.799.342.60 REDI DM& 207.40 2.500.00 2.500.00 0.00 0.00 USO PerUnil OEL 2110/2012 02/152012 Buy SUG SOUTNERN UN CO NE 250.000 432108 0.0100 10.805225.00 REDI DOW 0.00 2.500.00 2.500.03 0.03 0.03 USO PerUnd OEL TOTALS: 500,000 21.604467.60 USD 207.40 5.000.00 5.000.00 0.03 0.00 ORX 2/1 02012 02/152012 Soli WAB WABTEC CORP 237 70.0608 0.0100 16.601.74 REDP AC 0.32 2.37 2.37 0.00 0.00 USO PerUnd ORX 2/10/2012 02/152012 Stil UALI UNIVERSAL AMERICAN 426 11.2500 0.0100 4.788.14 REDP AC 0.10 4.26 4.26 0.00 0.00 USO PerUnd ORX 2/1002012 02/152012 Stil SGY STOM ENERGY CORP 314 33.0315 0.0100 10.36855 REDP AC 0.20 3.14 3.14 0.03 0.00 USO PerUnd ORX 2/102012 02/152012 Soli RRD RR DONNELLEY fl SON 539 12.4887 0.0100 6.725.89 REDP AC 0,13 5.38 5.38 0.00 0.03 USO PerUnd ORX 2/102012 02/152012 Soli OLN OLIN CORP 746 21.7900 0.0100 16247.56 REDP AC 0,32 7.46 7.46 0.00 0.00 USO PerUnd ORX 2/1002012 02/152012 Stil OIS OIL STS PEIL INC 184 93.9900 0.0100 15.452.02 REDP AC 0.30 1.84 1.64 0.00 0.00 USO PerUnil DRX 2/1002012 02/152012 Stil NR NEWPARX RES INC 1.613 8.3509 0.0100 13.45321 REM AC 0.28 16.13 16.13 0.00 0.00 USO PerUnd ORX 2/ID/2012 02/152012 Sol LAO LITHIA SATRS INC 1.086 25.7558 0.0100 28268.34 REDI AC 0,55 10.98 10.98 0.00 0.00 USO PerUnd DRX 2/1002012 02/152012 Setl GCO GENESCO INC 299 84.4100 0.0100 19.25523 REDP AC 0.37 2.99 2.99 0.00 0.00 USO PerUnil DRX 2/1002012 02/152012 Sen 003 ENERGY XXI LTD BER 687 38.1950 0.0100 26.232.59 REDP AC 0.51 6.87 6.87 0.00 0.00 USO PerUnil ORX 211012012 02/1502012 Sen OPIA DCP MIOSTREAM PAR 484 47.0830 0.0100 23.253.61 REDP AC 0,45 4.94 4.94 0.00 0.00 USO PerUnd ORX 2/102012 02/152012 Soli CPO CORN PROos iRTL ING 445 57.4450 0.0100 25458.05 REDP AC 0,50 4.45 4.45 0.00 0.00 USO PerUnd DRX 2/102012 02/152012 Ui COF CANTAL ONE FINL CO 147 48.2100 0.0100 7.08528 REDP AC 0.14 1.47 1.47 0.00 0.00 USO PerUnil DRX 2/1002012 02/152012 UI ANDE ANDERSOMS INC 170 42.5394 0.0100 7.22926 REDP AC 0.14 1.70 1.70 0.00 0.00 USO PerUnil ORX 2/102012 02/152012 Boy ILT rSHARES TR LEH 20, Y 1.598 117.1100 0.0100 187.157.76 REDI AC 0.00 15.98 15.98 0.00 0.00 USO PerUnd DRX 2/102012 02/192012 Boy SVU SUPEFtVN-U INC 1.083 6.7500 0.0100 7.321.08 REDI AC 0.00 10.83 10.83 0.00 0.00 USO PerUnil DRX 2/1002012 02/192012 Boy NEU NEWMARKET CCAP 22 193.9900 0.0100 4.268.00 REDP AC 0.00 0.22 0.22 0.00 0.00 USO PerUnil ORX 2/1012012 02/152012 Buy CM AV1S BUDGET GROUP 1 319 15.0901 0.0100 4.816.93 REDP AC 0.00 3.18 3.18 0.00 0.00 USO PerUnd ORX TOTALS: 10,421 424.064 25 USD 429 104.21 104.21 0.00 0.00 EOU 2/10/2012 02/152012 Bol BAC BANK OF AMERICA CO 100000 8.0158 0.0300 796264.60 REDT TOST 15.40 3.000.03 3.000.00 0.03 0.03 USO PerlIng EOu TOTALS: 100,000 796264.60 UW 15.40 3.000.03 3.000.00 0.03 0.03 FRE 2110/2012 02/152012 Skin SREV SERVICESOURCE INTE 25.000 18.5268 0.0450 412.032.06 JSSF FIBS 7.94 1.125.00 375.03 0.03 750.03 USO PerUnil FRE 2110/2012 02/152012 Skin SREV SERVICESOURCE INTE 25.000 18.5278 0.0450 412.082.06 RCOLI FIBS 7.94 1.125.00 375.03 0.03 750.03 USO PerUnil 2 of 4 EFTA00284628 tourmaline ixt u'ers Blotter for 2110/2012 Chant Trade Data Seale Dale Side Security Desaipion Amount Avg Pram Canna,* Net Money Broker Cuslcdian Fees Commission Tour Pod Street Currency Comm Type FRE 2/1012012 02/152012 Short WPPGY WPP PLC ADS 25.000 81.3382 0.0450 1F", 10055 RCM FIBS 2945 1.125.01 376.00 0.00 750.03 USO PerUnil FRE TOTALS: 75.000 2.358.39427 USD 45.33 3.375.03 1.125.01 0.00 2250.00 HAS 2802012 02/142012 See 958 HK HUANENG RENEWABL 300.000 Lean 15.0000 563.412 52 CLSA GSCO 610.19 109.22 72.81 0.00 36.41 HKO BaslePont HAS TOTALS: 300.000 72.623.87 USD 610.19 109.22 72.81 0.00 36.41 HEW 1.102012 02/152012 See UTX UNITEO TECHNOLOGIE 24362 83.0000 0.0400 2.021.032.68 REDI SONY 3184 974.48 974.48 0.00 0.00 USO PerUnd HEW TOTALS: 24362 2.021.032.68 USD 3184 974.48 974.48 0.00 0.00 NV 2/10/2012 02/152012 Sell BEAV BE AEROSPACE INC 12.232 45.7377 0.0400 55826351 KBWI BONY 10.78 489.28 122.32 0.03 366.96 USD PerUnil NV 2/10/2012 02/152012 Sell BEAV BE AEROSPACE INC 2.633 45.7377 0.0400 120.319.71 KBWI CHAS 2.33 105.32 26.33 0.03 78.99 USO PerUnil NV 1.1012012 02/192012 Sell BEAV BE AEROSPACE INC 10.360 45.7377 0.0100 473.419.07 KBWI /JELL 9.10 414.40 103.60 0.00 310.80 USO PerUnd NV 2/102012 02/132012 SW BEAV BE AEROSPACE INC 2.994 45.7377 0.0400 136.516.211 KBWI NIBS 263 119.76 29.94 0.00 89.62 USO PerUnd NV 2/102012 021152012 Sell BEAV BE AEROSPACE INC 8.384 45.7377 0.0400 383.122.14 KBWI SSBS 7.36 315.36 83.84 0.01 251.52 USO PerUnil NV 2/102012 02/152012 Buy MCC ARES CAPITAL CL 360 16.1778 0.0100 5831141 REDI BONY 0.00 14.40 3.60 10.80 020 USO PerUnd NV 2/1012012 02/152012 Buy SPA SPIRIT AEROSYSTEMS 450 24.2317 0.0100 10.922.27 REDI SSBS 0.00 18.03 4.50 13.50 0.00 USO PerUnd NW 21102012 02/152012 Sell 1WGP TOWER GROUP INC 150 22.8500 0.0400 3.421.43 REDI SSBS 0.07 6.00 1.50 4.50 0.00 USO PerUnil NV 2110/2012 021152012 Buy AUO AURICOGOLD INC 53.340 8.9646 0.0400 480.305.36 MLCO BONY 0.00 2.133.80 533.40 0.00 1.600.20 USO PerUnil NV 2/192012 02/192012 Buy AUO AURICOGOLD 114C 11.140 8.9646 0.0100 100311.24 141.00 CHAS 0.00 445.60 111.40 020 334.20 USO PerUnd NV 2/1012012 02/15/2012 Buy AUO AURICOGOLD INC 43.970 8.9646 0.0100 395.932.26 LILCO Mal 0.00 1.758.60 439.70 0.03 1319.10 USO PerUnd NW 2/102012 02/152012 Buy AUO AURICOGOLD INC 12.800 8.9646 0.0400 11525/88 MLCO NTRS 0.00 512.00 128.80 0.03 384.80 USO PerUnil NV 2/10/2012 02/152012 Buy AUO AURICOGOLD INC 42.900 8.9646 0.0400 388.29724 MLCO SSBS 0.00 1.71620 429.01 0.03 1287.00 USO PerUnil NV TOTALS: 201.713 3.170.927.91 USD 32.27 11.068.52 2.017.13 28.60 6.022 59 1.102012 02/152012 Sell GNU GENIE% CP 75.000 25.6963 0.0500 1.923.435.49 BARD JEFF 37.01 3.750.03 1.500.03 0.00 225020 USO PerUnd IVT TOTALS: 75.000 1.923.435.49 USD 37.01 3.750.00 1300.03 0.00 2250.00 KAN 2802012 02/152012 See OVA DAVITA INC 7.500 sass,* 0.0200 624.995.24 REDI JAMS 1201 150.00 150.00 0.00 0.00 USO PerUnil KAN TOTALS: 7.500 624.995.24 USD 1201 150.00 150.00 0.00 0.00 MS0 2/192012 02/152012 Buy ELT ELSTER GROUP SE 44.686 14.3520 0.0200 642.227.19 INCE GSCO 0.00 893.72 893.72 0.00 0.00 USO PerUnd MS0 TOTALS: 44.686 642.227.19 USD 000 893.72 893.72 0.00 0.00 NWT 2/10/2012 02/152012 Bu/ MOTH MEOCATH CP 202.400 7.4300 0.0300 1.509.904.00 JOKE OSCO 000 6.072.03 3336.03 0.00 3.03633 1)80 Pefunn NWT TOTALS: 202.400 1.509.904.00 USD 000 6.072.03 3,036.03 0.00 3.036.03 OSK 2/10/2012 02/15/2012 Buy FINS FORO MOTOR CO WTS 15.000 33997 0.0200 54.295.50 REDI OSCO 000 300.00 300.00 0.00 0.00 USD Pefunn OSK 2/102012 02/152012 Buy CP CANADIAN PACIFIC RA 5.000 74.1321 0.0200 373760.50 JEFA GSCO 000 100.00 10033 0.03 0.03 USO PerUnd OSK 2/102012 02/192012 Buy CP CANADIAN PACIFIC RA 6.000 74.1382 0.0200 444.93720 REDI GSCO 000 120.00 120.00 0.03 0.03 USO PerUnil OSK 2/102012 02/152012 Buy TSLA TESLA MOTORS INC 2.500 30.9827 0.0200 77506.75 JEFA OSCO 000 50.00 50.03 0.00 0.00 USO PerUnd OSK 2/102012 02/152012 Buy TSUI. TESLA MOTORS NC 9.500 31.0223 0.0200 294.901.85 REDI GSCO 000 190.00 190.01 0.03 0.03 USO PerUnd OSK TOTALS: 38.000 1.242.40120 USD 000 760.00 780.01 0.03 0.03 3 of 4 EFTA00284629 tourmaline aent Dade Des Setae Dale Side Seedily OesaipSon Amours Avg Prise CannRole Net Money Broker Cuslcdian Fees Commission Tour Pod Blotter for 2/102012 Street Cenency Comm Type RCM 2110/2012 02/152012 Buy RSE ROUSE PROPERTIES I 6.030 13.8703 0.0300 68.500.00 REDT SCMF 0.00 150.00 150.00 0.00 0.00 USO PerUnil RCM TOTALS: 5.030 68.500.00 USD 0.00 150.00 150.03 0.03 0.00 ROB 2/102012 02/152012 BW ENB CN ENBRIDGE INC 3.800 38.9253 0.0200 116.835.90 CCAD Cm 0.00 60.08 60.08 0.00 050 CAD Perllell ROB 2/102012 ROB 2/1012012 02/1502012 Sell 02/152012 Sell ENF CN ENF CN ENBRIDGE INCIA HLOG ENBRIDGE INCIA HLOG 1.900 4.100 223221 22.4451 0.0200 0.0200 42373.99 CLAD 91,94291 RCN Cal CRI 0.00 500 38.05 82.11 3855 82.11 0.00 0.03 0.00 CAO 0.03 CAD Perllell PerUnil ROB TOTALS: 9.000 251.504.41 USD 500 180.25 180.25 0.03 0.03 ROL 2/102012 02/152012 Sell HPP HUDSON PACIFIC PRO 35.000 15.7250 0.0200 549584.43 LONT AILCO 1037 700.00 700.03 0.03 0.03 USO PerUnil ROL 2/10/2012 02/157012 Sell HPP HUDSON PACIFIC PRO 10.800 15.6603 0.0200 168.911.61 NITA LILCO 329 216.00 216.03 0.03 0.00 USO PerUell ROL 2/10/2012 02/1512012 Sell HPP HUDSON PACIFIC PRO 200 15.6400 0.0200 3.123.93 RED1 bALCO 0.07 4.03 4.03 010 0.03 USO PerUell ROL TOTALS: 18.000 721.89997 USD 13.93 920.03 920.03 0.00 0.03 ROY 2/10/2012 02/152012 Buy 4889 JP YAHOO JAPAN CORP 9.188 333.4154 10.0000 3.065.81851 HSBCA GSCO 500 3.082.75 2450.20 0.00 812.55 USO BasisPonl ROY TOTALS: 9.188 3.055.818.81 USD 0.00 1082.75 2450.20 0.03 812.55 SOM 2/10/2012 02/152012 Buy ORMT ORMET CORP 2.350 5.2968 0.0350 12529.73 RAFF OSEC 000 82.25 35.25 0.03 07.03 USO PerUell SOM 2/104012 02/1512012 Buy ORAO 0101FLADCP 3.500 1.9740 0.0250 6.996.50 REDT OSEC 000 87.50 52.50 35.53 0.53 USO PerUnd SOM 21102012 021152012 Buy PTGI PRIMUS TELECO/AMUA 2.000 13.2335 0.0450 26.557.00 REM GSEC 000 90.00 30.00 60.00 0.00 USO PerUnil SOM 2/102012 02/152012 Buy RDI READING INTERNATIO 4.000 43315 0.0250 18.228.00 REDT GSEC 000 100.00 80.03 40.03 0.00 USO PerUnil SOM TOTALS: 11.650 64,30923 USD 000 359.75 177.75 115.80 47.00 SPK 211012012 02/1502012 Sell RMBS RAMBUS INC 27.100 7.9360 0.0300 214.065 87 FBRC !PMS 413 813.80 406.50 0.03 406.50 USO Periled SPK 211012012 02/1512012 Buy SREV SERVICESOURCE INTE 9.300 16.5238 0.0300 153.950 34 REDT !PMS 000 279.53 279.53 0.80 0.00 USO PerUnd SPK 21102012 02/152012 Short RIJN INTERMUNE INC 25.800 14.6003 0.0300 375.898.76 WCHV !PMS 7.24 774.00 387.03 0.03 387.03 USO PerUnil SPK TOTALS: 82.200 743.93497 USD 11.37 1.888.80 1.072.50 0.03 793.50 VEN 2/182012 02/152012 Sell PRTS US AUTO PARTS NETW 39.655 4.4858 0.0150 178.180.55 NITA CSC 3.48 597.81 597.83 0.03 0.03 USO Periled VEN 2/10/2012 02/152012 Shout 8811 BADGER METER INC 5.000 32.7630 0.0150 163.736.79 NITA CSC 3.15 75.03 75.03 0.03 0.03 USO PerUnll VEN TOTALS: 44.855 341.9173/ USD 162 672.64 672.83 0.00 0.80 WFC 21102012 02/152012 Set WZR CN WESTERNIAGROS RE 925.000 0.7948 0.0050 730.380.00 CCAD RBCF 0.00 4.631.48 4,631.48 0.00 0.00 CAD PerUnil WFC 2/10/2012 02/152012 Short ORT CN ORBITE AWMINAE INC 250.000 2.4114 0.0100 800.350.00 CCAD RBCF 0.00 2.503.50 2.503.50 0.00 0.00 CAD Periled WFC TOTALS: 1.175.00 1.332.593.02 USD 0.00 7.134.98 7.134.98 0.03 0.00 D WMP 2110/2012 02/152012 Shout OER ORIENT-IE<PRESS HOT 1,500 8 6660 0.0150 12.976 25 NITA OSCO 025 22.50 22.50 0.03 0.80 USO PetUnll WMP 2/1012012 02/15/2012 Short OEH ORIENT.EXPRESS HOT 13,500 8 6590 0.0150 116.691 75 REDT OSCO 225 202.50 202.50 0.03 0.03 USO PetUnll WMP TOTALS: 15.000 129.568 03 USD 250 225 00 22500 000 000 SD 107538 63.735.51 45302.77 2.979.98 15462.75 4 of 4 EFTA00284630