EFTA00284673.pdf

tourmaline t Client Trede Date Stille Date Slde Security Deseriplien Amount Avg Price CommReIe Net Money Breker Custodian Fees Cemmission Tour Poel Blower lor 8/24/2012 Street Currency Comm Type ANC 8,242012 08.292012 Sul STSA STERUNG FINANCIAL 25.000 20.5062 0 0500 511.393 51 FBRC BULK 11.49 1.250.00 625.00 0.00 625.00 USO Peellnil ANC 8.242012 08292012 Scd STSA STERUNG FINANCIAL re.nn 61.298 20.5395 0 0500 1.255.939.65 NITA BULK 28.23 3.064.90 3.064.90 0.00 0.00 UW PerUnil MC 8/242012 011/29,2012 Sen STSA STERUNG FINANCIAL 3.702 20.5556 0.0500 75.910.17 REDI BULK 1.71 185.10 185.10 0.00 0.00 USO PerUnil ANC 8.242012 08.292012 Sten NTSP NETSPEND HOLDINGS 50.220 9.0948 0 0300 455224 02 NITA BULK 10.24 1.506.60 1.506.60 0.00 0.00 UW PerUnil MC 8.242012 08.292012 Sten NTSP NETSPEND HOLDINGS 9.780 9.0400 0 0300 88.115.81 REDI BULK 1.99 293.40 293.40 0.00 0.00 UW Peellnil ANC TOTALS: 150.000 2.336.583.15 USD 53.66 6.300.00 5.675.00 0.00 625.00 ANT 8/242012 011/29,2012 Sen 7974 JP NINTENDO CO LTD 10,000 8.853.5000 15.0000 68402.197.50 GFIG GSCO 0.00 1.686.59 582.20 0.00 1.124.39 JPY BasisPort ANT 8,242012 011/29,2012 Sen 7974 JP NINTENDO CO LTD 7.500 9845.8667 15.0000 66.244,484.25 KSBCA GSCO 0.00 1263.85 1.095.34 0.00 168.51 JPY BasisPort ANT 8,242012 011/29,2012 Sen 7974 JP NINTENDO CO LTD 7,500 9830.6667 15.0000 66.130.655.25 MACO GSCO 0.00 1281.68 420.56 0.00 841.12 JPY BasisPort ANT 8,242012 011/29,2012 Buy OGIT OG FASTCHANNEL INC 6.620 10.0985 0.0125 66.934.82 MLCA IASCO 0.00 82.75 82.75 0.00 0.00 UW PerUnil ANT 9242012 011/29,2012 Buy OGIT OG FASTCHANNEL INC 113.362 10.0505 0.0125 1.140.761.12 NITA IASCO 0.00 1.417.03 1.417.03 0.00 0.00 UW PerUnil ANT 9242012 011/29,2012 Buy OGIT OG FASTCHANNEL INC 653 10.1000 0.0125 6.603.46 REDI IASCO 0.00 8.16 8.16 0.00 0.00 UW PerUnil ANT 8,242012 011/29,2012 Short ONKN OUNKIN* BRANDS ..........-......, 36.200 28.0183 0.0125 1.013.787.24 NITA IASCO 2272 452.50 452.50 0.00 0.00 UW PerUnil ANT ANT 8,242012 8,242012 011/29,2012 Short 011/29,2012 Short ONKN NUS OUN tVKIN* BRANDS r•Il un k, NU SKIN .-......-............-......... 38.800 15.000 28.0286 41.6500 0.0125 1.087.000.31 REDI 0.0425 624,098.50 AVON IASCO IASCO 24.37 14.00 485.00 637.50 485.00 187.50 0.00 0.00 0.00 UW 450.00 UW PerUnil PerUnil ANT 8,242012 011/29,2012 Short NUS NU SKIN .-......-............-......... 17,500 41.7447 0.0125 730.297.13 NITA IASCO 16.37 218.75 218.75 0.00 0.00 UW PerUnil ANT 8,242012 011/29,2012 Short NUS - NU SKIN .....-............-......... 17.500 01.9307 0.0125 733.097.07 REDI IASCO 16.43 218.75 218.75 0.00 0.00 UW PerUnil ANT 8,242012 011/29,2012 Buy LTXC LTX CREDENCE CORP 6.200 59590 0.0125 36.403.30 NITA FIBS 0.00 77.50 77.50 0.00 0.00 UW PerUnil ANT 8,24/2012 011/29,2012 Buy LTXC LTX CREDENCE CORP 10,500 5.9000 0.0425 62.396.25 MURA FIBS 0.00 446.25 131.25 0.00 315.00 UW PerUnil ANT 8,242012 011/29,2012 Buy LTXC LTX CREDENCE CORP 3.283 5.8322 0.0125 19.188.15 REDI FIBS 0.00 41.04 41.04 0.00 0.00 UW PerUnil ANT 8,242012 011/29,2012 Buy MUM MCMORAN 50.000 13.0443 0.0425 654.340.00 RHCO GSCO 0.00 2.125.00 625.00 0.00 1.500.00 UW PerUnil ANT 8,242012 011/29,2012 Sen END ENDEAVOR INTL CP 21,600 8.6461 0.0125 186.481.57 NITA GSCO 4.19 270.00 270.00 0.00 0.00 UW PerUnil ANT 8,242012 011/29,2012 Sen END ENDEAVOR INTL CP 6,992 8.6238 0.0125 60.208.85 REDI GSCO 1.36 87.40 87.40 0.00 0.00 UW PerUnil ANT 8,242012 011/29,2012 Short BRLI BIO REFERENCE LABS -......-... 44,300 28.8317 0.0125 1.188.063.93 NITA FIBS 28.63 553.75 553.75 0.00 0.00 UW PerUnil ANT 8,242012 011/29,2012 Short BRLI BIO REFERENCE LABS 242 28.8900 0.0125 6.504.20 REDI FIBS 0.15 3.03 3.03 0.00 0.00 UW PerUnil Wi, •lie.1 ANT 8,242012 011/29,2012 Buy CSTR COINSTAR INC 75.000 51.5027 0.0425 3.865.89000 RAM GSCO 0.00 3.187.50 937.50 0.00 2.250.00 UW PerUnil ANT 8,242012 011/29,2012 Short LRN 102 INC 16.700 21.6237 0.0125 360.898.95 NITA IASCO 809 208.75 208.75 0.00 0.00 UW PerUnil ANT 8,242012 011/29,2012 Buy PANL UNIVERSAL DISPLAY 8.600 42.1458 0.0125 362.561.38 NITA GSCO 0.00 107.50 107.50 0.00 0.00 UW PerUnil P•ill ANT 8,242012 011/29,2012 Buy PANL UNIVERSAL DISPLAY ...... 3.400 42.1621 0.0125 143.393.64 REDI GSCO 0.00 42.50 42.50 0.00 0.00 UW PerUnil ANT 8,242012 011/29,2012 Buy HIK/ HIBBETT SPORTING ^ ANT 15.000 55.4896 0.0125 832.232.14 NITA IASCO 0.00 187.51 187.50 0.00 0.00 UW PerUnil 8,242012 011/29,2012 Buy LRN 102 INC 10.000 21.2400 0.0425 212.825.00 IASCO BARG 0.00 425.00 125.00 0.00 300.00 UW PerUnil ANT 8,242012 011/29,2012 Buy MCRS MICROS SVSTEMS INC 30.000 52.6548 0.0125 1.580.013.00 NITA GSCO 0.00 375.00 375.00 0.00 0.00 UW PerUnil ANT 8,242012 011/29,2012 Buy BGG BRIGGS a STRATTON ....-...... 12.500 17.0268 0.0125 212.991.25 IA.CA GSCO 0.00 156.25 156.25 0.00 0.00 UW PerUnil ANT 8,242012 011/29,2012 Buy BGG BRIGGS a STRATTON ....-...... 37,500 17.0736 0.0125 640.727.50 REDI GSCO 0.00 468.75 468.75 0.00 0.00 UW PerUnil ANT 8,242012 011/29,2012 Buy BGG BRIGGS a STRATTON ....-...... 25.000 17.1400 0.0425 429.562.50 WCHV GSCO 0.00 1.062.50 312.50 0.00 750.00 UW PerUnil ANT 8,242012 011/29,2012 Buy PPO POLYPORE INTL ING 8.640 33.9352 0.0425 293.308.13 GSCO FIBS 0.00 367.20 108.00 0.00 259.20 UW PerUnil ANT 8,242012 011/29,2012 Buy PPO POLYPORE INTL ING 25,000 33.8289 0.0425 846.785.00 KEVB FIBS 0.00 1.062.50 312.50 0.00 750.00 UW PerUnil ANT 8,242012 011/29,2012 Buy PPO POLYPORE INTL ING 200 33.7800 0.0125 6.754.50 REDI FIBS 0.00 2.50 2.50 0.00 0.00 UW PerUnil 1 of 5 EFTA00284673 tourmaline Blotter for 8.242012 Client Trade Date Settle Dale Side Seaway Desedotton Amount Ave Pelee CommRate Net Money Broker Custodian Fees Commission Tour Pool Sheet Currency Comm Type NIT TOTALS: 681.292 20.207.981.07 USD 134.31 18990.00 10281.75 0.93 8.708.23 ARC 842442012 011129,2012 Short ARUN ARUBA NETWORKS 35.000 19.4766 0.0300 880.61721 REDE 1A3S 1529 1.050.00 1.050.00 0.00 0.00 USO OesUnd ARC 812442012 011129,2012 Shan ARUN ARUBA NETWORKS 15.000 19.5021 0.0450 291.849.94 MEW UBS 6.56 875.00 225.00 0.00 450.00 USO Per Unit War. ARC 812442012 011129,2012 See PFE PFIZER INC 10.000 23.9900 0.0450 239.444.62 UBSW LES 5.38 450.00 150.00 0.00 300.00 USO Per Unit ARC TOTALS: 80.000 1.211.911.77 USD 2723 2.175.00 1.425.00 0.00 750.00 COG 84242012 011129,2012 Cover RTI RTI INTL METALS INC 12.609 22.7118 0.0500 287.003.50 STFL /ASCO 0.00 830.45 252.18 0.00 378.27 USO PerUnii COG TOTALS: 12.609 287.00354 USD 0.00 630.45 252.18 0.00 378.27 Ca 92442012 011/27/2012 Buy SPY SPDR S8P 500 ETF TR 444 2.8800 3.0000 129.204.00 ONPT GSCO 0.00 1.332.00 1221.00 0.00 111.00 USO Per Unit Ca 1202012 0927,2012 SE SPY inneo. n n SPDR S&P 500 ETF TR 444 1.1300 3.0000 48.838.87 ONPT GSCO 1.13 1.332.00 1221.00 0.00 111.00 USO Per Unit Ca &men 0927,2012 SE SODA SODASTREAM •••••••-•••••••••••••••• 728 0.5000 1.0000 35.871.17 ONPT GSCO 0.83 728.00 655.20 0.00 72.80 USO Per Unit Ca &men 0927,2012 SE CAT CATERPILLAR INC 921 0.4200 0.5000 38.220.63 ONPT GSCO 0.87 480.50 368.40 0.00 92.10 USO Per Unit Ca 8242012 08427,2012 Buy CAT CATERPILLAR INC 921 0.2200 0.5000 20.72250 ONPT GSCO 0.00 460.50 368.40 0.00 92.10 USO Per Unit Ca TOTALS: 3.458 272.657.17 USD 2.83 4.313.00 3.834.00 0.00 479.00 CTN 8/202012 084252012 Buy MANU MANCHESTER UNITED 10.000 13.3187 0.0200 133.387.00 REDI GSCO 0.00 200.00 200.00 0.00 0.00 USO PerUnit CTN 8/202012 011129,2012 Shen NOK NOKU1, 50.000 3.1900 0.0200 158.498.42 REDI GSCO 3.56 1.000.00 1.000.00 0.00 0.00 USO PerUnil CTN TOTALS: 80.000 291.883.42 USD 3.56 1.200.03 1.200.00 0.00 0.00 CVS 8/202012 0111292012 Y ALLEGHANY CORP 7.500 329.7874 0.0300 2.473.125.09 NITA GSCO 55.41 225.00 225.00 0.00 0.00 USO Per Unit CVS 812442012 081292012 Sea FLIR FLIR SYSTEMS INC 80.000 19.7963 0.0300 1.185.94188 NITA GSCO 28.82 1.800.00 1.800.03 0.00 0.00 USO Per Unit CVS 102142012 081292012 Sell FLIR FLIR SYSTEMS INC 25.000 19.7893 0.0300 493.971.41 TAGC GSCO 11.09 750.00 250.00 0.00 500.00 USO Per Unit CVS TOTALS: 92.500 4.153,045.18 USD 93.12 2.775.00 2275.03 0.00 500.00 ORX 812442012 011129,2012 Sell %LC RYDIM RUSSELL TOP 300 104.9100 0.0080 31,469.89 REDI CVO& 0.71 2.40 2.40 0.00 0.00 USO Per Unit ORX 812442012 01129,2012 Sell VOX VANGUARD WORLD 400 70.9100 0.0080 21.360.16 REDI CVO& 0.64 320 3.20 0.00 0.00 USO Per Unit ORX 812442012 01129,2012 Sell 000 POWERSHARES 000 ene 500 68.1600 0 0080 34,075.23 REDI EVLIAL 0.77 4.00 4.00 0.00 0.00 USO Per Unit ORX 812442012 011129,2012 ISHARES TRUST 700 59.5900 0 0080 41,70848 REDI EVLML 990 5.60 5.60 0.00 0.00 USO Per Unit ORX 812442012 011129,2012 FOL FIRST TRUST 1.900 18.8700 0 0080 35.831.99 REDI EVIJAL 0.81 1523 1523 0.00 0.00 USO Per Unit ORX 812442012 011129,2012 VYM VANGUARD HIGH -re 3.300 49.4800 0 0080 163.253.94 REDI EVLML 3.66 26.10 28.10 0.00 0.00 USO Per Unit ORX 812442012 011129,2012 Buy IWY ISHARES RUSSELL 4.700 35.3100 0.0080 165,994.60 REDI EVL/AL 0.00 37.60 37.60 0.00 0.00 USO Per Unit ORX 812442012 011129,2012 Buy JKD 'SHARES 30.700 80.8558 0.0080 2.482.512.52 REDI EVL/AL 0.00 245.60 245.60 0.00 0.00 USO Per Unit ORX 812442012 011129,2012 SE OW ISHARESTRINDEXCMS 43.400 572300 0.0080 2.483.379.18 REDI EVLML 55.64 347.20 347.20 0.00 0.00 USO Per Unit ORX TOTALS: 85.900 5.466.588.95 USD 63.17 887.20 887.20 0.00 0.00 ERC /12142012 011129,2012 Sell WU» WEST COAST 10.000 20.2400 0.0300 202.095.46 DADA GSCO 4.54 300.00 100.00 0.00 200.00 USO Per Unit ERC 8242012 011129,2012 Sel 1NCE10 WEST COAST 2.500 20.1666 0.0300 50.340.37 NITA GSCO 1.13 75.00 75.03 0.00 0.00 USO Per Unit ERC 8242012 011129,2012 Sel 1NCE10 WEST COAST 1.000 20.2628 0.0300 20232.34 REDI GSCO 0.46 30.00 30.03 0.00 0.00 USO Per Unit ERC 8242012 011129,2012 Sel BKU BANKUNITED INC 12.500 25.5000 0.0300 318.367.88 MSCO GSCO 7.14 375.00 125.00 0.00 250.00 USO Per Unit ERC 8242012 01129,2012 Sel BKU BANKUNITED INC 9.290 25.4956 0.0300 238.570.11 NITA GSCO 5.31 278.70 278.70 0.00 0.00 USO Per Unit 2of5 EFTA00284674 tourmaline Client Tiede Date Settle Date Side Security Descried« Amount Avg Mee CommRsee NN Money Broker Custodian Fees Ca mission Tour Pod Blotter for 8/24/2012 Street Currency Comm Type ERC 4242012 08242012 Sun BKU BANKUNITED INC 500 25.5191 0.0300 12.74428 REDT GSCO 029 15.80 15.80 0.00 0.00 USD PerUnil ERC TOTALS: 15.790 840.350.40 USD 18,87 1.073.70 623.70 0.00 450.00 FAM 111242012 06129,2012 Buy OCZ OCZ TECH GROUP INC 20.000 5.7407 0.0400 115,614.00 REDT GSCO 0.00 800.00 300.00 500.33 0.33 USO ~Unit FAM 6/24/2012 06129,2012 Short RATE BANKRATE INC 7.500 17.7108 0.0400 132.528.02 NITA GSCO 298 300.00 112.50 187.50 0.00 USO ~Unit FAM 8/24,2012 06129,2012 Short RATE BANKRATE INC 2.500 17.7336 0.0400 44.23100 RED' GSCO 1.00 100.00 37.50 62.50 0.00 USO PerUnil FAM TOTALS: 30.000 292.375.02 USD 198 1Ø.00 450.00 750.00 0.00 GHL 8.242012 08/27,2012 Sell MON ......I, MONSANTO CO 500 1.9900 2.0000 98.497.77 IAEC GSCO 223 1.000.00 950.00 0.33 50.00 USO PerUnil GHL 8.242012 08/27/2012 Buy MON MONSANTO CO 500 4.5500 2.0000 228.500.00 MEC GSCO 0.00 1.000.00 950.00 0.00 50.00 USO PerUnil A• B.f ,4 GHL 8.242012 0827/2012 Sell MON ............ MONSANTO CO 500 1.8900 20000 93,497.88 MEC GSCO 212 1.000.00 950.00 0.33 50.00 USO PerUnil GHL 6/242012 06129,2012 Sell MON MONSANTO CO 31.075 15.2500 0.0100 2.61837165 IAEC BARC 59.35 310.75 310.75 0.33 0.00 USO PerUnil CHI 8242012 06129,2012 Sell MON MONSANTO CO 18.925 85.2500 0.0100 1.613.130.86 IAEC JPMS 36.14 189.25 189.25 0.00 0.33 USO PerUnil GHL TOTALS: 51.500 4.682.400.16 USD 9984 3.500.00 3.350.33 0.00 150.00 IVT 13/24/2012 011129,2012 Sell ELLI ELLIE MAE INC 74.000 26.5007 0.0600 1.957.307.87 KING JEFF 43.93 3.700.00 1.480.00 0.00 2220.00 USO PerUnil IVT TOTALS: 74.000 1.957.307.87 USD 43.93 3.700.00 1.430.00 0.00 2.220.00 MAN 13/24/2012 06129,2012 Buy STLY STANLEY FURNITURE 100.000 4.5500 0.0200 457.000.00 WCHV MSCO 0.00 2.000.00 1.000.00 0.33 1.000.00 USO PerUnil MAN TOTALS: 100.000 457.000.00 USD 0.00 2.000.00 1.000.33 0.00 1.000.00 7.0/A 8242012 08/29,2012 Buy NVDA NVIDIA CP 61.500 14.5101 0.0125 894.984.90 NITA DBKS GOD 788.75 788.75 0.00 0.00 USO PerUnil 7.0,1A TOTALS: 61.500 894.984.90 USD GOD 768.75 788.75 0.00 0.00 NAN 112442012 08/292012 Sell WB CN WHISTLER 1.800 11.5078 0.0150 20.887.04 CCAD GSCO 0.00 26.95 26.95 0.00 0.33 CAD PerUnil NAN 11124/2012 0829,2012 Buy SCIL SCIENTIFIC LEARNING 3.164 0.9600 0.0075 1061.17 RED' GSCO GOD 23.73 23.73 0.00 0.33 USO PerUnil NAN 8242012 0/1129,2012 Buy DYD DOVER 4.533 1.3331 0.0075 6.078.30 NITA GSCO GOD 34.00 34.00 0.00 0.33 USO PerUnil NAN 624,2012 0/1129,2012 Buy TWMC TRANSWORLD 2 3.2900 0.0100 6.60 IA-CA GSCO 0.00 0.02 0.02 0.33 0.33 USO PerUnil NAN 6,24,2012 0/1129,2012 Short HWKN HAW1ONS INC 3.551 38.6387 0.0200 137.131.92 RED' GSCO 108 71.02 71.02 0.00 0.00 USO PerUnil NAN 8242012 0/1129,2012 Buy FMD FIRST MARBLEHEAD 8.669 1.1363 0.0075 9.915.60 REDT GSCO 0.00 85.02 85.02 0.00 0.00 USO PerUnil NAN TOTALS: 21.719 176.841.34 USD 108 220.74 220.73 0.00 0.00 NWT 6124/2012 0821112012 Buy 051905 KS LG HOUSEHOLDS' 23 191000.0000 20.0000 4.378.740.00 HYUN GSCO 0.00 6.99 3.50 0.00 3.50 KRW BasisPonl NWT 11124/2012 0/112/1,2012 Buy 000155 KS DOOSAN CORP.PREF 1.840 39.387.5000 20.0000 84.724.691.01 HYMN GSCO 0.00 103.35 51.68 0.00 51.68 KRW BasisPonl NWT 11124/2012 011126,2012 Buy 005389 KS HYUNDAI MOTOR CO ........... 860 53.136.0485 20.0000 45.788.39199 HYUN GSCO 0.00 73.12 36.56 0.00 36.56 KRW BasisPonl NWT 8242012 011121112012 Buy 098775 KS SK INNOVATION CO ............, 800 45.915.1250 20.0000 36.882.077.00 HYUN GSCO 0.00 se.es 29.43 0.00 29.43 KRW BasisPor1 NWT TOTALS: 3.323 121.403.12 USD GOD 242.32 121.18 0.00 121.18 PNT 13/24/2012 011,29,2012 Cover THO THOR NOS INC 1.400 31.3071 0.0200 43.357.94 REDT GSCO GOD 28.00 28.00 0.00 0.00 USD PerUnil P'NT 8242012 0111292012 Cover BIG BIG LOTS INC 600 30.3300 0.0200 18.210.00 REDT GSCO GOD 12.00 12.00 0.00 0.00 USD PerUnil P'NT TOTALS: 2.000 12.067.94 USD GOD 40.00 40.80 0.00 0.00 3 of 5 EFTA00284675 tourmaline Client p.f tr. r, Trade Date Settle Date Side Security Description Amount Avg Price CommRete Net Money Broker Custodian Fees ~mission Tour Pool Blotter for 8124+2012 Street Currency Comm Type RIV 8242012 08,29,2012 Buy SEE SEALED AIR CORP ...-... 12500 112504 0 0400 166.180.00 WSW CSFB 0.00 500.00 125.00 0.00 375.00 USO PerUnil RIV 1241012 08191012 Buy SEE SEALED AIR COFIP 12.500 13.2504 0.0400 166.180.00 WSW GSCO 0.00 500.00 125.00 0.00 375.00 UW PerUnil Mira. RIV 8/242012 011/29,2012 Sell CVA COVANTA HLOG CORP 2.800 17.0709 0.0400 48.816.62 SEISH CSFB 1.10 112.00 28.00 0.00 84.00 UW PerUnil RIV 8/242012 011/29,2012 SO CVA COVANTA HLOG CORP 7.200 17.0749 0.0400 125,528.46 SEISH GSCO 282 288.00 72.00 0.00 216.00 UW PerUnil RIV 8,241012 011/29,2012 SO AXE ANIXTER INTL INC 7.800 60.9077 0.0400 470.757.41 JEFF CSFB 10.65 312.00 78.00 0.00 233.00 UW PerUnil RIV 8,241012 0819'2012 Sell AXE AMXTER INTL INC 2.200 60.9077 0.0400 133.905.93 JEFF GSCO 101 88.00 22.00 0.00 66.00 UW PerUnil RIV 0142012 08191012 Shun INWK hNNERWORKINGS INC 10.000 12.9565 0 0400 129.162.09 NITA CSFB 291 400.00 150.00 250.00 0.00 UW PerUnil RIV TOTALS: 55.000 1.240.530.51 USD 20.49 2.200.00 600.00 250.00 1.350.00 SOM 0242012 011/29,1012 Buy TRIG TRINITY BIOTECH PLC ...... 2.1100 12.4313 0.0450 20.952.56 NITA GSEC 0.00 90.00 30.00 60.00 0.00 UW PerUnil SOM 8,20/2012 011/29,1012 Buy TRIG TRINITY BIOTECH PLC ....... 200 12.4800 0.0450 2,505.00 REDI GSEC 0.00 9.00 3.00 6.00 0.00 UW PerUnil SOM 8141012 011/29,1012 Buy SPA SPARTON CORP 500 9.9000 0.0250 0.962.50 NITA GSEC 0.00 12.50 7.50 5.00 0.00 UW PerUnil SOU 8,241012 011/29,1012 Buy SPA SPARTON CORP 2.000 9.6505 0.0250 19,759.00 NYSE GSEC 0.00 50.00 40.00 10.00 0.00 UW PerUnil SOM 8,241012 011/29,1012 Buy REIS REIS INC 1.300 11.3108 0.0450 10.762.54 NITA GSEC 0.00 58.50 19.50 39.00 0.00 UW PerUnil SOM 8,241012 011/29,1012 Buy REIS REIS INC 200 11.3500 0.0450 2279.00 REDI GSEC 0.00 9.00 3.00 6.00 0.00 UW PerUnil SOU 8,241012 0/119,1012 Buy ROOM ROCHESTER MEDICAL ...... 1.500 10.8862 0.0450 16.39185 NITA GSEC 0.00 67.50 22.50 45.00 0.00 UW PerUnil SOM 8,241012 011/29,1012 Buy ROW ROCHESTER MEDICAL 200 11.0200 0.0450 2.213.00 REDI GSEC 0.00 9.00 3.00 6.00 0.00 UW PerUnil SOM 8,20,2012 011/29,1012 Sell RDI READING.... -.-.-...... ....... .... BOO 6.1100 0.0250 0.867.89 INCE GSEC 0.11 20.00 12.00 8.00 0.00 UW PerUnil SOM 8,241012 011/29,1012 Sell RDI READING • 5.700 3.100 6.1100 0.0250 16,863.07 MLCA GSEC 0.43 77.50 46.50 31.00 0.00 UW PerUnil SOM 8,20,2012 011/29,1012 Sell RDI READING.... -.-.-...... ....... .... . 6.1104 0.0250 34.68599 RBCA GSEC 0.79 142.50 85.50 57.00 0.00 UW PerUnil SOU 8,241012 08/291012 Sell GPX GP STRATEGIES CORP 1.551 20.0500 0.0450 31,027.05 INCE GSEC 0.70 6910 23.27 46.53 0.00 UW PerUnil SOU 8,241012 08/29,1012 Sell GPX GP STRATEGIES CORP 300 20.0500 0.0450 6.001.36 RBCA GSEC 0.10 13.50 4.50 9.00 0.00 UW PerUnil SOM 8,241012 08/29,1012 Buy RUI RED LION HOTELS ...,-...... 500 7.0402 0.0250 3,534.60 NITA GSEC 0.00 12.50 7.50 5.00 0.00 UW PerUnil SOM 8,241012 011/29,1012 Buy RUI RED LION HOTELS ...,-...... 2.500 6.9339 0.0250 17,397.25 NYSE GSEC 0.00 62.50 50.00 12.50 0.00 UW PerUnil SOU 8,241012 011/29,1012 Buy MTRX MATRIX SERVICE CO 2.300 11.0285 0.0450 25.469.09 NITA GSEC 0.00 103.50 30.50 69.00 0.00 UW PerUnil SOU 8,242012 0/1/29,1012 Buy MTRX MATRIX SERVICE CO 200 11.0500 0.0450 2.219.00 REDI GSEC 0.00 9.00 3.00 6.00 0.00 UW PerUnil SOM 0242012 0&191012 Buy ACW ACCURIDE CORP 4.000 5.7498 0.0250 23.099.20 NYSE GSEC 0.00 100.00 80.00 20.00 0.00 UW PerUnil SOM 8.242012 00291012 Buy PTGI PRIMUS 1.200 14.7050 0.0450 17.70102 NYSE GSEC 0.00 54.00 24.00 30.00 0.00 UW PerUnil SOM TOTALS: 30.051 272.694 95 USD 217 970.30 499.27 471.03 0.00 SPK 8142012 0819,2012 Short HALO HALOZYME 50.100 5.7004 0.0300 284.080.64 THNK JPIAS 6.40 1.503.00 501.00 0.00 1.002.00 UW PerUnil SPK 8/242012 011/29,1012 Buy ACOM ANCESTRYCOM INC 100 31.2000 0.0300 3.123.00 DRAB JPIAS 0.00 3.00 1.00 0.00 2.00 UW PerUnil SPK 8,241012 011/29,1012 Buy LIOX LIONORIDGE TECH INC 20.000 3.0800 0.0300 62200.00 MLCO JPIAS 0.00 600.00 200.00 0.00 600.00 UW PerUnil SPK 8142012 011/29,1012 Buy CMG COMMERCIAL METALS 47.000 13.0995 0.0300 617.086.50 k4SCO JPIAS 0.00 1.410.00 070.00 0.00 940.00 UW PerUnil SPK 8.242012 cannon Buy SXC SKICOKE ENERGY 17.500 16.2000 0.0300 284.025.0D AVON JP/AS 0.00 525.00 262.50 0.00 262.50 UW PerUnil SPK 8142012 08191012 Buy MG INTERVAL LEISURE 7.300 18.7500 0.0300 137,094.00 DRAB JPIAS 0.00 219.00 73.00 0.00 146.00 UW PerUnil SPK TOTALS: 142.000 1.397.609.14 USD 6.40 4.260.00 1.507.50 0.00 2.752.50 SPR 8/242012 01119,1012 Buy CI.TI OLT INC 5.000 7.6900 0.0300 37,600.00 REDI SCIAF 0.00 150.00 150.00 0.00 0.00 UW PerUnil 4 of 5 EFTA00284676 tourmaline Blotter for 8/24/2012 Client Trade Date Settle Date Side Secwity Desedption Amount Avg Pt@ CommRaie Net Money Broker Custodian Fees Commission Tour Pool Shed Currency Comm Type SPR TOTALS: 6.000 37.800.00 USD 0.00 150.00 150.00 0.00 0.00 TCT 81242012 02252012 Buy PBH PRESTIGE BRANDS 1.000 15.5900 0.0250 15.81100 REDT JEFF 0.00 25.00 16.00 10.03 0.00 USO PerUnil TCT TOTALS: 1.000 15.81100 USD 0.00 25.00 16.00 10.00 0.00 VEN 82//2012 08292012 Sell DIAICH DATAWATCH CP 4.800 17.9294 0.0150 85.987.19 MLCA CIBC 1.93 7220 72.00 0.00 0.00 USO PerUnil VEN TOTALS: 4.800 85.987.19 USD 1.93 72420 72.00 0.00 0.00 WEL 8/242012 08292012 Bury Va NACASSIS Y 15.000 252200 0.0500 379.050.00 SALI GSCO 0.00 750.00 22523 0.00 525.00 USO PerUnit WELTOTALS: 15.030 379,050.00 USD 0.00 750.00 225.03 0.00 625.00 WMP 2124/2012 05252012 Sell NTS NTS INC 7.040 0.7100 0.0100 4,927.88 REDI GSCO 0.12 70.40 7040 0.00 0.00 USO PerUnil WMP 2222012 02252012 Short NYNY EMPIRE RESORTS INC 002 1.6100 0.0150 841.17 INCE GSCO 0.02 8.120 8.03 0.00 0.00 USO PerUnil WMP 524/2012 02252012 Short NYNY EMPIRE RESORTS INC 1.571 1.6080 0.0150 2.502.54 RBCA GSCO 0.06 23.57 23.57 0.00 0.00 USO PerUnil WMP TOTALS: 9.013 8.071.59 USD 0 20 100.00 100.00 0.00 0.00 578.79 1 52303.013 38253.23 1.481.03 20.009.18 5 of 5 EFTA00284677