EFTA00284678.pdf

tourmaline s Blotter for 9/14+2012 Client Trade Dale Settle Dale Side Security Description Amount Avg Price CommRale Net Money Breton Custodian Fees Commission Tour Pool SUM Currency Comm Type ANC 9142012 0%19,2012 Se4 STSA STERUNG FINANCIAL 26.900 22.0113 0 0500 590.745 70 NITA BULK 13.27 1.345.00 1.345.00 0.00 0.00 USD Pallnil ANC 9142012 09192012 Se4 STSA STERUNG FINANCIAL re.nn 5.003 22.0636 0 0500 110.065.52 RBCA BULK 248 250.00 250.00 0.00 0.00 USD Pallnil ANC 9142012 0919,2012 Sell STSA STERUNG FINANCIAL MOO 22.0018 0.0500 20.146.03 REDI BULK 0.55 55.00 56.00 0.00 0.00 USD Pallnil ANC TOTALS: 33.000 720.957.65 USD 16.30 1.650.03 1.650.03 0.00 0.00 ANT 9142012 09192012 Sell END ENDEAVOR INTL CP 1,400 10.3757 0.0125 10.508.15 RBCA GSCO 0.33 17.50 17.50 0.00 0.00 USO Pallnil ANT 9142012 09192012 Sell END ENDEAVOR INTL CP 3.382 10.3573 0.0125 34,985.32 REDI GSCO 0.79 42.28 42.28 0.00 0.00 USO Pallnil NIT 9142012 09192012 Short CREE CREE INC 0.123 29.3349 0.0125 120.893.54 RBCA GSCO 271 51.54 51.54 0.00 0.00 USO Pallnil NIT 9142012 09192012 Short CREE CREE INC 15,877 29.2161 0.0125 463.655.16 REDI GSCO 10.40 198.46 198.46 0.00 0.00 USO PetUnil NIT 9142012 09192012 Buy OCOR OUESTCOR 200 51.0325 0.0125 10.209.06 RBCA PASCO 0.00 2.50 2.50 0.00 0.00 USO PetUnil NIT 91 44012 09192012 Buy OCOR OUESTCOR -•••••-••••-•^•••-•-•••••••• 49.000 51.0509 0.0125 2.542.955.46 REDI PASCO 0.00 622.50 622.50 0.00 0.00 USO PetUnil NIT 9142012 09192012 Short ZOLT ZOLTEK COMPANIES 5.557 8.9182 0.0125 49.487.86 INCE GSCO 1.12 69.46 69.46 0.00 0.00 USO Pallnil NIT 9142012 09192012 Short ZOLT ZOLTEK COMPANIES 000 9.0000 0.0125 3.594.91 NITA GSCO 0.09 5.00 5.00 0.00 0.00 USO Pallnil NIT 9142012 09192012 Short ZOLT ZOLTEK COMPANIES 26.776 8.9329 0.0125 238.807.27 RBCA GSCO 5.36 330.70 330.70 0.00 0.00 USO Pallnil NIT 9142012 09192012 Short ZOLT ZOLTEK COMPANIES 000 9.0100 0.0125 3.598.91 REDI GSCO 0.09 5.00 5.00 0.00 0.00 USO Pallnil NIT 9142012 09192012 Short NUS NU SKIN 3,200 04.7384 0.0125 143.119.67 RBCA PASCO 3,21 40.00 40.00 0.00 0.00 USO Pallnil NIT 9142012 09192012 Short NUS NU SKIN 16,181 04.6704 0.0125 722.658.01 REDI PASCO 16.20 202.26 202.26 0.00 0.00 USO Pallnil NIT 9142012 09192012 Short CULT COMMVAULT 10.000 58.8583 0.0125 588.444.81 RBCA GSCO 13.19 125.00 125.00 0.00 0.00 USO Pallnil ANT 9142012 0919,2012 Sell IAE CN ITHACA ENERGY INC 250,000 2.1485 0.0125 534,000.00 CCAD GSCO 0.00 3.169.69 3.169.69 0.00 0.00 CAD Pallnil ANT 9142012 0919,2012 Buy BRLI BICI REFERENCE LABS 1.598 27.8317 0.0125 40,495.04 RBCA FIBS 0.00 19.98 19.98 0.00 0.00 USO Pallnil ANT 9142012 0919,2012 Buy BRLI BICI REFERENCE LABS 2.191 27.8904 0.0125 61,135.26 REDI FIBS 0.00 27.39 27.39 0.00 0.00 USO Pallnil NIT 9142012 09192012 Sell NDZ NORDION INC 10.200 7.3577 0.0125 70.919.35 RBCA IASCO 1.69 127.50 127.50 0.00 0.00 USO Pallnil ANT 9142012 09192012 Sell NDZ NORDION INC 39.800 7.3401 0.0125 291,791.13 REDI PASCO 655 097.50 097.50 0.00 0.00 USO Pallnil ANT 9142012 09192012 Buy WPRT WESTPORT 1.353 31.7682 0.0125 42.999.28 RBCA PASCO 0.00 16.91 16.91 0.00 0.00 USO Pallnil ANT 9142012 09192012 Buy WPRT WESTPORT 8,647 31.8429 0.0125 275.453.65 REDI PASCO 0.00 108.09 108.09 0.00 0.00 USO Pallnil ANT 9142012 09192012 Sell MUIR MCMORAN 50,000 13.6184 0.0125 680.279.74 RBCA GSCO 15.26 625.00 625.00 0.00 0.00 USO Pallnil NIT 9142012 09192012 Sell MUIR MCMORAN 50,000 13.5273 0.0125 675.724.84 REDI GSCO 15.16 625.00 625.00 0.00 0.00 USO Pallnil ANT 9142012 0%192012 Sell RTK RENTECH INC 50.000 2.4828 0.0125 122.512.24 RBCA PASCO 276 625.00 625.00 0.00 0.00 USO Pallnil ANT 9142012 0%192012 Sell RTK RENTECH INC 50,000 2.0590 0.0125 122.322.24 REDI PASCO 276 625.00 625.00 0.00 0.00 USO Pallnil ANT 9142012 0%192012 Sell BKD BROOKOALE SR 23,100 23.8148 0.0125 549.816.18 RBCA FIBS 12.33 288.75 288.75 0.00 0.00 USO Pallnil ANT 9142012 09192012 Sell BKD BROOKOALE SR 3,100 23.6783 0.0125 73.362.33 REDI FIBS 1.65 38.75 38.75 0.00 0.00 USO Pallnil ANT 9142012 09192012 Buy EMAIS EMUS COVAIUN CP 50,000 2.1999 0.0325 111,620.00 IA.03 PASCO 0.00 1.625.00 625.00 0.00 1.030.03 USO Pallnil ANT 9142012 09192012 Buy EMAIS EMUS COVAIUN CP 15,000 2.1688 0.0125 32.719.50 RBCA PASCO 0.00 187.50 187.50 0.00 0.00 USO Pallnil ANT 9142012 09192012 Buy EMAIS EMUS COVAIUN CP 0.683 2.1300 0.0125 10.033.33 REDI PASCO 0.00 58.54 58.54 0.00 0.00 USO Pallnil ANT 9142012 09.192012 Sell ANT ASHFORD 13.866 9.3349 0.0125 129.261.09 RBCA GSCO 2.90 173.33 173.33 0.00 0.00 USO PetUnil ANT 9142012 09.192012 Sell ANT ASHFORD • .---•••-• • •-•,•-• ••••-• 12.634 9.2700 0.0125 117,007.16 REDI GSCO 263 157.93 157.93 0.00 0.00 USO PeUnil ANT 9142012 09192012 Sell MIPS MIPS TECHNOLOGIES 16.629 7.2001 0.0125 119.586.03 RBCA GSCO 269 207.03 207.03 0.00 0.00 USO PetUnil ANT 9142012 09192012 Sell MIPS MIPS TECHNOLOGIES 13.371 7.1870 0.0125 95.928.08 REDI GSCO 216 167.14 167.14 0.00 0.00 USO PetUnil ANT 914,2012 09192012 Buy VC VISTEON CORP 11.513 48.6481 0.0125 537.203.09 RBCA GSCO 0.00 143.91 143.91 0.00 0.00 USO PetUnil 1 of 10 EFTA00284678 tourmaline Blotter for 9/142012 Client Trade Die Settle Dale Side SeemIty Domeiption Amount Avg Price CommRste Net Money Broker Custodian Fees Commission Tour Pool SIreet Currency Comm Type ANT 91102012 0911912012 Buy VC V1STEON CORP 13.487 48.7009 0.0125 630.02383 REDI GSCO 0.00 168.59 168.59 0.00 0.00 UW PerUnil ANT 5'1442012 091152012 Buy CSTR CONSTAR INC 4.893 52.8722 0.0125 258.76483 RBCA GSCO 000 61.16 61.16 0.00 0.00 UW PetUnil MT 5142012 09152012 Buy GSM CONSTAR INC 20.107 52.9000 0.0125 1.063.911.64 REDI GSCO 000 251.34 251.34 0.00 0.00 USD PerUnil MT 5142012 09152012 Buy SYNA SYNAPTICS INC 7.160 26.4652 0.0125 189.58023 RBCA MSCO 000 89.50 89.50 0.00 0.00 USD PetUnil ANT 5142012 091152012 Buy SYNA SYNAPTICS INC 17.840 26.5830 0.0125 474.463.72 REDI MSCO 000 223.00 223.00 0.00 0.00 UW PerUnil ANT 51442012 091152012 Sell RFP RESOLUTE FOREST neknna unwe• AN 110.941 14.8278 0.0125 1.613.587.35 RBCA BARC 36 85 1.386.76 1.386.76 0.00 0.00 UW PerUnil ANT 51442012 091152012 Sill RFP RESOLUTE FOREST .-.............-......... 64.059 14.8218 0.0125 948.64581 REDI BARC 21 28 800.74 800.74 0.00 0.00 UW PerUnil ANT 91442012 091152012 SO COD DEMAND MEDIA INC 81.188 10.8102 0.0125 876.624.01 RBCA BARC 19 66 1.014.85 1.014.85 0.00 0.00 USD PerUnil MIT 51442012 091152012 SO 0/AD DEMAND MEDIA INC 32.882 10.7803 0.0125 354.058.84 REDI BARC 795 411.00 411.00 0.00 0.00 USD PerUnil ANT TOTALS: 1.167.53 16.088.425.18 USD 207.77 15.638.91 14.638.91 0.00 1.000.00 8 ARC 911442012 091152012 Buy AIG AMERICAN INTL .-...-..- ...-... 20.000 34.9695 0.0450 700.090.00 UBSW LES 000 900.00 300.00 0.00 600.00 USO PerUnil ARC 9+142012 09+152012 Shod ARUN ARUBA NETWORKS ....-. 10.000 22.16117 0.0450 221.232.03 UBSW LOBS 497 450.00 150.00 0.00 300.00 USO PerUnil ARC TOTALS: 30.000 921.322.03 USD 497 1.350.00 450.00 0.00 900.00 CLW 9/02012 091152012 SO SII CN Simon INC 15.200 4.9105 0.0300 74.183.60 ITCN BMOC 000 462.52 92.50 370.02 0.00 CAD PerUnil CLW TOTALS: 15.200 75.244.43 LED 000 462.52 92.50 370.02 0.00 COG 91142012 091152012 Shed SAM BOSTON BEER INC 2.500 109.0488 0.0400 272.51589 NITA MSCO 6.11 100.00 50.00 50.00 0.00 UW PerUnil COG 9/02012 091152012 Shed SAM BOSTON BEER INC 200 109.0200 0.0400 21.79531 REDI KASCO 0.49 8.00 4.03 4.03 0.00 UW PerUnil COG TOTALS: 2.700 290.311.40 USD 680 106.00 54.90 54.90 0.00 COL 9114/2012 091172012 Shed SPY ............. SPY 09/22/12 P146.5 342 1.0015 0.5000 30.079.53 RICO GSCO 077 171.00 153.90 0.00 17.10 UW PerUnil COL 51442012 09172012 Cover SLY 01414/12 C32.5 1.281 1.0997 0.5000 141.512.07 PICO GSCO 000 640.50 576.45 0.00 64.05 UW PerUnil COL 51442012 09172012 Shed SLY SLY 0/3/22/12 C34 1.281 0.3883 0.5000 49,099.61 PICO GSCO 1.12 640.50 576.45 0.00 64.06 UW PerUnil MM.., J• COL 5102012 0911702012 Cover GLD .............. GLD 09/4/12 C188.3 181 3.5000 0.5000 63.440.50 INCO GSCO 000 90.50 81.45 0.00 9.05 UW PerUnil COL 51442012 09172012 Shed GT........ GLD 09f22/ 2 C173 181 1.2000 0.5000 21,629.01 RICO GSCO 0 49 90.50 81.45 0.00 9.05 UW PerUnil COL 51442012 09/17,2012 Shed LCC US AIRWAYS GROUP 1.914 0.2051 1.0000 37.341.26 ONPT GSCO 088 1.914.00 1.722.60 0.00 191.40 UW PerUnil 4e.. COL 51442012 0911 7/2012 SeN WFC .............. • WFC 0922/12 C37 270 0.1000 0.5000 2.564.93 LOPTD GSCO 0 07 135.00 106.03 0.00 27.00 USO PerUnil COL s14,2012 0911942012 Buy WFC WELLS FARGO 3 CO ...-... 27.000 36.3195 0.0100 980298.50 LOPS GSCO 000 270.00 270.00 0.00 0.00 USO PerUnil COL 51442012 091152012 Buy WFC WELLS FARGO& CO ...-... 213 36.3200 0.0100 7.738.29 REDI GSCO 000 2.13 2.13 0.00 0.00 USO PerUnil COL 5'1442012 091152012 Buy LOC U SIURWAYS GROUP 191.400 10.6521 0.0100 2.040.725.90 ONPT GSCO 000 1.914.00 1.914.00 0.00 0.00 UW PerUnil ULM COL 91102012 091152012 Buy LOC U SIURWAYS GROUP ....-. 178 10.6678 0.0100 1.882.85 REDT GSCO 000 1.78 1.78 0.00 0.00 UW PerUnil COL TOTALS: 224.241 3.330.910.49 USD 333 5989.91 5.488.21 0.00 381.70 CTN 911442012 091152012 Sell SPLS STAPLES INC 5.000 12.6300 0.0600 62.89838 REDI MSCO 142 250.00 100.00 150.00 0.00 USO PerUnil CTN 911442012 091152012 Buy DHT DHT HOLDINGS INC 1.000 6.4810 0.0600 6.531.00 NITA GSCO 000 50.00 20.00 30.00 0.00 USO PerUnil CTN 911442012 091152012 Buy DHT DHT HOLDINGS INC 4.000 6.4797 0.0600 26.118.80 REDI GSCO 000 200.00 80.00 120.03 0.00 USO PerUnil CTN TOTALS: 10.000 95.5443B USD 1 42 500.00 200.00 300.00 0.00 2 of 10 EFTA00284679 tourmalippieg Client Tiede Date Settle Dale Side Paeuitty Dna*Von Amount Avg Poke Commits* NM Money Booker Custodian Foos Coornission Tour Pool Blotter for 014,2012 Shan Currency Comm Type CVS 9/142012 09/192612 Sell NXPI NXP 50.000 ....-....................-......... 28.9655 0.0300 1,346,744.79 JAW GSCO 33.21 1.500.03 600.00 0.00 um® USO PerUnil CVS 9/142612 09/192012 Sell NXPI NXP 110.385 26.8372 0.0300 2.959.046.41 I/LCA GSCO 66.36 3811.55 3.311.55 0.00 0.00 USO PetUnil CVS 9:142012 09:19,2012 Sell NXPI oessiewaurainnno AR, .-.— NXP • 39.615 27.2478 0.0300 1.078.201197 NITA GSCO 24.16 1.188.45 1.188.45 0.00 0.00 USO PePetUnil CVS 9:14/2012 09119.2012 Sell 1FSIA INTERFACE INCCLA 11.000 14.2304 0.0300 156.20089 INCE GSCO 151 330.00 330.00 0.00 0.00 USO PetUnil CVS 9:14/2012 091192012 Sell 1FSIA INTERFACE INCCLA 36.600 14.3778 0.0300 525.110.37 I/LCA GSCO 11.79 1.098.00 1.098.60 0.00 0.00 USO PetUnil CVS 9/14/2012 091192012 Sell 1FSIA INTERFACE INCCLA 2.400 14.0979 0.0300 33.762.20 NITA GSCO 076 72.00 72.00 0.00 0.00 USO PetUnil CVS TOTALS: 250.000 6,099,073.63 USD 1 36 81 7.500.60 6,500.03 0.03 1.000.60 DCF 9/142612 09/19.2012 Buy F FORD MTR CO DEL 6.030 10.4900 0.0400 52.650.00 INCE JEFF 000 200.00 200.00 0.03 0.00 USO PetUnil DCF TOTALS: 5.000 52.650.00 USD 000 200.00 200.00 0.03 0.60 ORX 91142012 09/192012 Buy AIX ALASKA AIR GROUP 183 ....-. 34.5250 0.0080 6,319.54 REDP AC 000 1.48 1.46 0.03 0.03 USO PetUnil ORX 91142012 09/192012 Buy ALKS ALKERIAES INC 770 19.1400 0.0080 14.743.96 REDP AC 000 6.16 6.16 0.03 0.03 USO PetUnil ORX 91142012 09/19.2012 Buy AU ANGLOGOLD ASHANTI 255 ...... 35.8700 0.0080 9.148.89 REDP AC 000 2.04 2.04 0.03 0.03 USO PetUnil ORX 9/14/2612 09/19.2012 Buy BBD BANCO BRADESCO S 498 17.7950 0.0080 8.865.89 REDP AC 000 3.98 3.98 0.00 0.03 USO PetUnil ORX 9/14/2012 09192012 Buy BP BP PLC 224 43.8100 0.0080 9.815.23 REDP AC 000 1.79 1.79 0.00 0.00 USO PetUnil ORX 9/14/2012 09/19/2612 Buy BRLI BIO REFERENCE LABS 200 sale. nilette 28.0000 0.0080 5.60160 REDP AC 000 1.60 1.60 0.00 0.00 USO PetUnil ORX 9/14/2612 09/1942012 Buy BT BT GROUP PLC 109 37.9325 0.0080 4.135.51 REDP AC 000 087 OAP 0.00 0.00 USO PetUnil ORX 9/14/2012 09/19.2012 Buy CAR AVIS BUDGET GROUP 294 ....-. 17.1150 0.0080 5.034.16 REDP AC 000 2.35 2.35 0.00 0.00 USO PetUnil ORX 9/14/2012 091192012 Buy CHL CHINA MOBILE HONG 195 ...-....-......... 53.8500 0 0080 16.502.31 REDP AC 000 1.58 1.56 0.00 0.00 USO PetUnil ORX 9/14/2012 091192012 Buy CTRP CTRIPCOM .r. 428 onenmayirtian 1 • 18.3450 0 0080 7855.013 REDP AC 0 00 3.42 3.42 0.00 0.00 USO PetUnil ORX 9142012 091192012 Buy ENTR EN TROPIC 1.782 .---..................-........-. 6.4900 0 0080 11.579.44 REDP AC 000 14.28 14.26 0.00 0.00 USO PetUnil ORX 91142012 09/19,2012 Buy FWRD FORWARD AIR CP 295 35.3600 0 0080 11/43156 REDP AC 000 2.38 2.36 0.00 0.00 USO PetUnil ORX 9142012 09/192012 Buy MB ITAU UN1BANCO 519 17.5950 0.0080 9.135.96 REDP AC 000 4.15 4.15 0.00 0.00 USO PetUnil LIN Pat, e A ORX 9142012 09/192012 Buy LNC LINCOLN NATIONAL 173 .---....... 26.0360 0.0080 4.504.57 REDP AC 000 1.38 1.38 0.00 0.00 USO PetUnil ORX 9142012 09/19.2012 Buy LPX LOUISIANA PAC CORP 774 15.3450 0.0080 11.883.22 REDP AC 000 6.19 6.19 0.00 0.00 USO PetUnil ORX 91142012 09192012 Buy MTH MERITAGE HOMES 306 .-..-...... 40.12350 0.0080 12.436.76 REDP AC 000 2.45 2.45 0.00 0.00 USO PetUnil ORX 9142012 09192012 Buy PL PRrai OTECTIVE UFE 227 28.7096 0.0080 6.518.90 REDP AC 0 00 1.22 1.82 0.00 0.00 USO PetUnil ORX 9/14/2012 09192012 Buy PRAA PORTFOUO ........... 39 ....-...........,-..., . ... 101.5400 0.0080 3860.37 REDP AC 000 0.31 0.31 0.00 0.00 USO PetUnil ORX 9/14/2012 09/19/2612 Buy RCII RENT A CENTER INC 160 37.4800 0.0080 5898.013 REDP AC 000 1.28 1.28 0.00 0.00 USO PetUnil ORX 9/14/2612 09/192012 Buy RIMM RESEARCH IN MOTION 599 ....a 7.6350 0.0080 4,578.16 REDP AC 000 4.79 4.79 0.00 0.00 USO PetUnil ORX 9142012 09:19.2012 Buy RRD RR DONNELLEY & 471 .-..-.....-..-. 11.9300 0.0080 5.622.80 REDP AC 000 3.77 3.77 0.00 0.00 USO PetUnil ORX 9/14/2012 09.19.2012 Buy SAP SAP 128 ........-........-...-.......- 72.1450 0 0080 9.235.58 REDP AC 0 00 1.02 1.02 0.00 0.00 USO PetUnil ORX 9142012 091182012 Buy SBS DE 117 COMPAMILA....-. ... .-.....-....-. .... 80.1500 0 0080 9.378.49 REDP AC 000 0.94 0.94 0.00 0.00 USO PetUnil ORX 9142012 091192012 Buy SHY SANOFI AVENTIS 158 44.0300 0 0080 6.968.00 REDP AC 000 1.28 1.28 0.00 0.00 USO PetUnil ORX 9142012 09/192012 Buy SPLV POV/ERSHS .560 226 ..-.......-.. . - .-......... 28.0700 0 0080 6.345.63 REDP AC 000 1.81 1.81 0.00 0.00 USO PetUnil ORX 9/14/2012 09/192012 Buy SSNC SWIG TECH HOLDINGS 442 ....-. 24.9950 0 0080 11,051.33 REDP AC 000 3.54 3.54 0.00 0.00 USO PetUnil ORX 9/14/2612 09/192012 Buy SUSS SUSSER HOLDINGS 284 .-..-...... 38.3700 0 0080 10.899.35 REDP AC 000 2.27 2.27 0.00 0.00 USO PetUnil ORX 9/14/2612 09/192012 Buy SVU SUPERVALU INC 3.158 2.4300 0.0080 7.699.20 REDP AC 000 25.26 25.28 0.00 0.00 USO PetUnil 3 of 10 EFTA00284680 tourmaline Client Trade Dale Settle Dale Side Security Oesoriplion Amount Avg Price CommReIe Nel Money Broker Custodian Fees Commission Tour Pool Blotter for 9/14/2012 Sean Curieney Comm Type ORX 9/14/2012 09/19/2012 Buy SWHC SMITHS WESSON ...-...........-..-..-... 1.486 10.4850 0.0080 15.38174 REDP AC 0.00 11/3 11.73 0.00 0.00 USO PerUnil ORX 9/14/2012 09/192012 Buy TEF TELEFONICA S A 570 15.1012 0.0080 6.61221 REDP AC 0.00 4.58 4.56 0.00 0.00 USO PerUnil ORX 9+142012 09192012 Buy TRW TRW AUTOMOTIVE ..........-..-...... 79 47.5604 0.0080 3357.90 REDP AC 000 0.63 0.63 0.00 0.00 USO PerUnil ORX 91142012 091192012 Buy 11/4 TATA MTRS LTD 209 25.5450 0 0080 5.340.58 REDP AC 000 1.67 1.67 0.03 0.00 USO PeiLleil ORX 91142012 091192012 Buy UFS 00MTAR CORP NEW 59 78.2908 0 0080 4.619.63 REDP AC 000 0.47 0.47 0.00 0.00 USO PaLleil ORX 91142012 091192012 Buy UIS UNISYS 223 22.6810 0 0080 5.059.84 REDP AC 000 1.78 1.78 0.00 0.00 USO PaLleil ORX 9+142012 09+19,2012 Buy UNF UNIFIRST CORP MASS 152 88.9003 0 0080 10.474.02 REDP AC 000 1.22 1.22 0.00 0.03 USO PaLleil ORX 9+142012 09+192012 Buy VALE VALE SA 354 19.4200 0 0080 6.87751 REDP AC 000 2.83 2.83 0.00 0.03 USO PaLleil ORX 9+142012 09+192012 Buy VSI VITAMIN SHOPPE INC 107 58.3200 0 0080 6241.10 REDP AC 000 0.86 0.86 0.00 0.03 USO PaLleil ORX 9+142012 09+19,2012 Sell AEP AMEFUCAN ELEC PWR ....-. 249 43.6100 aociao 10,856.65 REDP AC 025 1.99 1.99 0.00 0.03 USO PerUnil ORX 9+142012 09+19.2012 Sell AVA AVISTA CORP 373 25.4350 0.0080 9.480.08 REDP AC 022 2.98 2.98 0.00 0.03 USO PerUnil ORX 9+14/2012 09+192012 Sell BCOR BLUCORA WC 1.877 17.6660 0.0080 33.143.31 PLOP AC 075 15.02 15.02 0.00 0.03 USO PerUnil ORX 9+14/2012 09+19.2012 Sell CNL CLE-00 CORP NEW 255 01.8200 0.0080 10.66182 REDP AC 021 2.04 2.04 0.00 0.03 USO PerUnil ORX 9142012 09+19,2012 Sell COST COSTCO WHOLESALE .... 56 102.6160 0.0080 5356.78 REDP AC 013 0.45 0.45 0.03 0.03 USO PerUnil ORX 9+142012 09+192012 Sell OAR DARLING INTL INC 751 17.4450 0.0080 13.090.89 PLOP AC 030 6.01 6.01 0.03 0.03 USO PaLleil ORX 91142012 09+192012 Sell OTE OTE ENERGY CO 153 59.2600 0.0080 9.06535 REDP AC 021 1.22 1.22 0.03 0.03 USO Palleil ORX 91142012 091192012 Sell ENS ENEFtSYS 322 38.4007 0.0080 12.36117 REDP AC 028 2.58 2.58 0.00 0.03 USO Palleil ORX 91142012 091192012 Sell EPP 1SHARES IS.-.HARES .....-......-.. ...-. 126 458200 0.0080 5.74618 REDP AC 013 1.01 1.01 0.00 0.03 USO PaLleil ORX 91142012 09119,2012 Sell ETR ENTERGY CORP NEW 186 68.9700 0 0080 12)326.64 REDP AC 029 1.49 1.49 0.00 0.03 USO PaLleil ORX 9+142012 09+19,2012 Sell GPX GP STRATEGIES CORP 712 19.9800 0 0080 14219.74 REDP AC 0.32 5.70 5.70 0.00 0.03 USO PaLleil ORX 9+142012 09+19,2012 Sell MGR HANGER ORTHOPEDIC .........-....... 500 292360 0 0080 14.72756 REDP AC 0.33 4.00 4.00 0.00 0.03 USO PerUnil ORX 91142012 09+192012 Sell IDA IDACORP INC 220 42.5300 0 0080 9254.63 REDP AC 0.21 1.76 1.76 0.00 0.03 USO PerUnil ORX 91142012 09+192012 Sell JCOM J2 GLOBAL COMIAMI -..-. 686 30.5500 0 0080 20.340.51 REDP AC 0.46 5.33 5.33 0.00 0.03 USO PerUnil ORX 9+142012 09+192012 Sell LG LACLEDE GROUP INC 237 02.1703 0.0080 9.992.16 REDP AC 0.23 1.90 1.90 0.03 0.03 USO PerUnil ORX 9/1412012 09+19,2012 Sell MENT MENTOR GRAPHICS .-... 877 17.1550 0.0080 15.037.58 REDP AC 0.30 7.02 7.02 0.03 0.03 USO PerUnil ORX 9+142012 09+192012 Sell PEG PUBLIC SVC ^'^^^ 347 31.8450 0.0080 11,047.19 PLOP AC 0.25 2.78 2.78 0.00 0.03 USO PerUnil ORX 9142012 09+192012 Sell PPL PPL CORP 352 29.1603 0.0080 10261.27 REDP AC 0.23 2.62 2.62 0.00 0.00 USO PerUnil ORX 91142012 09+192012 Sell RNF RENTECH NITROGEN ..................... 297 38.8503 0.0080 10.94182 REDP AC 0.25 2.38 2.38 0.00 0.00 USO PaLleil ORX 91142012 09+19,2012 Sell RTLX RETAUX LTD 695 20.4922 0.0080 14236.20 RED' AC 0.32 5.58 5.58 0.00 0.00 USO PaLleil ORX 91142012 09+19,2012 Sell SITE SEMPRA ENERGY 140 66.1900 0.0080 9277.87 REDP AC 0.21 1.12 1.12 0.00 0.00 USO PaLleil ORX 9+142012 09+19,2012 Sell TLT !SHARES TR LEH 2O. vn INICO Oa 969 118.9299 0.0080 115.232.73 REDP AC 259 7.75 7.75 0.00 0.00 USO PaLleil ORX 9/142012 09+19.2012 Sell WRLD WORLD ACCEPTANCE .-... 52 77.7500 0.0080 4,042.48 RED' AC 0.10 0.42 0.42 0.00 0.00 USO PerUnil ORX 9/14/2012 09/192012 Sell XOM EXXON MCBIL CORP 51 92.2700 0.0080 4,705.25 REDP AC 0.11 0.41 0.41 0.00 0.00 USO PerUnil ORX TOTALS: 26.700 683.022.54 USD 6.75 213.81 213.60 0.00 0.00 ERC 91142012 091192012 Sell WCBO WEST COAST 2.413 20.1885 0.0200 48.665.49 NITA GSCO 1.10 4823 4823 0.00 0.00 USO PmUnil ERC 9+14/2012 09+192012 Sell WCBO WEST COAST 850 20.0995 0.0200 17,067.19 RED' GSCO D.39 17.00 17.00 0.00 0.00 USO PmUnil ERC TOTALS: 3.263 65.732.68 USD 1.49 85.26 8523 0.00 0.00 4 of 10 EFTA00284681 tourmaline Ellonerfor9(14t2012 Client Tiede Dale Settle Dale Side Security Desalption Amount Ave Pelee CommRate Net Money Broker Custodian Fees Commission Tour Pad Shorn Curiency Comm Type ERR 91142012 091192012 Short S SPRINT NEXT CORP 2.000 5.2900 0.0000 10379.78 REDI GSEC 020 0.00 0.00 0.00 0.00 USO PerUnil ERR 9114/2012 09119/2012 Buy DRAD DIGIRAD CP 47 2.0100 0.0000 90.47 REDI GSEC 0.00 0.00 0.00 0.00 0.00 USO PerUnil ERR 9;1142012 091152012 Cover S SPRINT NEXTEL CORP 2.000 5.2700 0.0000 10.54800 REDI GSEC 0.00 0.00 0.00 0.00 0.00 USO PerUnil ERR TOTALS: 4.047 21.21423 USD 024 0.00 0.00 0.00 0.00 FMI 9;1142012 091152012 Buy ADM ARCHER DANIELS 10.000 27.1987 0.0400 272.387.00 NITA MSCO D.00 400.00 150.00 250.00 0.00 USO PwUnil FMI 9;1142012 09119/2012 Buy TSN TYSON FOODS INC 40.000 16.3952 0.0450 657,608.00 CANT IASCO D.00 1.800.00 600.00 0.00 120030U50 PwUnil FMI 9;1142012 091192012 Short OCZ OCZ TECH GROUP INC 41.368 4.6150 0.0400 189256.33 NITA CITI 429 1.654.72 620.52 1.034.20 0.00 USO Perllnn FMI 91142012 0911912012 Short OCZ OCZ TECH GROUP INC 8.832 4.5640 0.0400 39,050.28 REDI CITI 069 345.28 129.18 215.80 0.00 USO PwUnil FMI 9;1142012 09;19.2012 Sell SUSS SUSSER NCI-DINGS 10.000 38.3379 0.0100 382370.41 MLCA GSCO 8.59 400.00 150.00 250.00 0.00 USO Pee Unil FAM TOTALS: 110.000 1340.972.01 USD 13.77 460030 1.850110 1.750.03 1200.00 FNE 9:1142012 091152012 Short CDE COEUR... 155.000 27.7053 0.0150 4.291.900.30 REDI GSCO 96 20 2.325.00 2225.33 0.00 0.00 USO Pee Unil FNE 5'1142012 09;152012 Short 17R4 TITAN MACHINERY INC 41.800 20.4973 0.0150 858.140.94 REDI GSCO 19 20 627.00 627.00 0.00 0.00 USO Pee Unil FNE 911142012 091152012 Short STRA STRAYER EDUCATOR 2.000 69.4848 0.0150 138.936.43 NITA GSCO 113 30.00 30.00 0.00 0.00 USO Pee Unil FNE 5'1142012 091152012 Short STRA STRAYER EDUCATOR 4.200 68.9644 0.0150 289.580.99 REDI GSCO 649 63.00 63.00 0.00 0.00 USO Pee Unil FNE 5'1142012 09119.2012 Short CIS CUFFS NATURAL 9.300 46.1900 0.0150 429.417.87 REDI GSCO 963 139.50 139.50 0.00 0.00 USO Pee Unil FNE 9;1142012 091192012 Short CRM 2.700 159.3996 0.0150 430.328.77 REDI GSCO 965 40.50 40.50 0.00 0.00 USO Pee Unil FNE 9;1142012 091192012 Short LULU LULULEMON 5.500 78.3815 0.0150 430.896.09 REDI GSCO 966 82.50 82.50 0.00 0.00 USO Pee Unil FNE 91/12012 091152012 Sell PZN PZENA INVESTMENT 1.000 5.2775 0.0150 5262.38 NITA GSCO 012 15.00 15.00 0.00 0.00 USO Pee Unil FNE 91/12012 091152012 Sell PZN PZENA INVESTMENT 1.000 5.2551 0.0150 5239.98 REDI GSCO 812 15.00 15.00 0.00 0.00 USO Pee Unil FNE 91/12012 091192012 Sell HRS HARRIS CORP DEL 10.000 50.1100 0.0150 500.939.77 REDI GSCO 11.23 150.00 150.00 0.00 0.00 USO Unil FNE 911142012 091152012 Sell CRBC CITIZENS REPUBLIC 42.500 20.0502 0.0150 851.476.91 REDI GSCO 19.09 637.50 637.50 0.00 0.00 USO ve Unil FNE TOTALS: 275.000 8.230.119.43 USD 181.52 1.125.03 1.125.00 0.00 0.00 GHL 91142012 09;18/2012 Buy 973 HK L'OCCITME 17.500 2.6697 103000 0181721 GFIG GSCO 50.74 46.72 23.36 0.00 23.38 USO BesisPore GHL TOTALS: 17.500 0181721 USD 50.74 46.72 23.36 0.00 23.36 JER 911142012 09;152012 Buy MOTRR MOTRICITY RIGHTS 530.992 0.0200 0.0010 11.150.83 NITA GSCO 0.00 530.99 530.99 0.00 0.00 USO PerUnil JER TOTALS: 530.992 11.15883 USD 0.00 530.99 530.99 0.00 0.00 LBY 91142012 0917/2012 Buy KRAFT FOODS CL A 1.250 2.4400 0.5000 30532580 IAEC It PRO 0.00 625.00 500.00 0.00 125.00 USO Pee Una LBY 9;1142012 0917/2012 Sell KRAFT FOODS CL A 1.250 0.0100 0.5000 624.97 MEG It PRO D.03 625.00 500.00 0.00 125.00 USO Pee Una LBY 9;1142812 09;19.2012 Buy KRAFT FOODS INC 125.000 39.8800 0.0000 4.985000.00 IAEC It PRO 0.00 0.00 0.00 0.00 0.00 USO Pee Una LBY TOTALS: 127.500 5.221.219.97 USD D.03 1250.00 1.000.00 0.00 250.00 MCC 9;1142012 0919/2012 Sell XYL XYLEM INC 957 25.5000 0.0200 21.38180 MLCA BONY 0.56 19.14 19.14 0.00 0.00 USO Unil MCC 9;1142012 0919/2012 Sell XYL XYLEM INC 129 25.5000 0.0200 3286.82 MLCA CHAS D.1D 2.58 2.58 0.00 0.00 USD ve Unil MCC 9;1142012 09;152012 Sell XYL XYLEM INC 727 25.5000 0.0200 18.52331 MLCA JPMS 0.42 14.54 14.54 0.00 0.00 USD Unil MCC 9;1142012 09;152012 Sell XYL XYLEM INC 2.887 25.5000 0.0200 73.55809 /ALGA 5585 1.67 57.71 57.71 0.00 0.00 USD Unil MCC 9;1142012 09;152012 Sell XYL XYLEM INC 13.280 25.5492 0.0200 339.02817 RECA BONY 7.61 285.60 285.60 0.00 0.00 USD Unil MCC 9;1142012 09:152012 Sell XYL XYLEM INC 1.759 25.5492 0.0200 14.904.83 RECA CHAS 1.03 35.18 35.18 0.00 0.00 USD ve Unil 5 of 10 EFTA00284682 tourmaline r Blolterfor9/14+2012 Client Trade Date Settle Date Sido Security Deserblion Amoont Ave Price CommRale Net Money Broker Custedlan Fees CommIsslon Tour Peel Street Currency Comm Type MCC 9142012 09152012 Sei XYL XYLEIA INC 10.095 25.5492 00200 257.71149 ROCA JPIAS 576 201.90 201,90 0.00 0.00 USO Peei-Ira MCC 9142012 05152012 SNI XYL XYLEIA INC 39,997 25.5492 0.0200 1.021.06849 RISCA 5585 22.92 799.94 799.94 0.00 0.00 USO PetUnil MCC 9114/2012 09152012 SNI XYL XYLEIA INC 7.801 25.5203 0.0200 198.923.56 REDI BONN' 4.46 156.02 156.02 0.00 0.00 USO PetUnil MCC 9114/2012 09152012 SNI XYL XYLEIA INC 1.034 25.5202 0.0200 26.36850 REDI CITAS 0.85 20.68 20.68 0.00 0.00 USO PesUnil MCC 5142012 09152012 SNI XYL XYLEIA INC 5.929 25.5203 0.0200 151,187.88 REDI JPIAS 3,41 118.58 118.58 0.00 0.00 USO PesUnil MCC 5142012 09152012 SNI XYL XYLEIA INC 23.503 25.5203 0.0200 599,320.40 REDI SSBS 13.46 470.06 470.06 0.00 0.00 USO PetUnil MCC 9114/2012 09.192012 Buy ETFC E'TRADE FINANCIAI- 71.586 9.1917 0.0400 710,970.68 BARC BONN' 0.00 2.863.44 1.431.72 0.00 1.431.72 USO PetUnil MCC 9114/2012 09.192012 Buy ETFC E'TRADE FINANCIAL 64.586 9.1917 0.0400 641,448.78 BAFIO CITAS 0.00 2.583.44 1.291.72 0.00 1291.72 USO PetUnil MCC 9114/2012 09.192012 Buy ETFC E'TRADE FINANCIAL 907 9.1917 0.0400 9,008.05 BARC CO/A3 0.00 36.28 18.14 0.00 18.14 USO PetUnil MCC 9114/2012 09.192012 Buy ETFC E'TRADE FINANCIAL 2.531 9.1917 0.0400 25,137.13 BARC FIDO 0.00 101.26 50.62 0.00 50.62 USO PesUnil MCC 9114/2012 09.192012 Buy ETFC E'TRADE FINANCIAL 3,609 9.1917 0.0400 35,843.51 BARC FITO 0.00 144.38 72.18 0.00 72.18 USO PetUnil MCC 5142012 09.192012 Buy ETFC E'TRADE FINANCIAL 43.415 9.1917 0.0400 431,184,76 BARC JPIAS 0.00 1.736.80 868.30 0.00 868.30 USO PetUnil MCC 9114/2012 09.192012 Buy ETFC E'TRADE FINANCIAL re.n. 637 9.1917 0.0400 8.312.83 BARC KEVB 0.00 33.48 16.74 0.00 16.74 USO PesUnil MCC 5142012 09.192012 Buy ETFC E'TRADE FINANCIAL 1,397 9.1917 0.0400 13,874.58 BARC PARIS 0.00 55.68 27.94 0.00 27.94 USO PetUnil MCC 5142012 09152012 Buy ETFC E'TRADE FINANCIAL 11.307 9.1917 0.0400 112.297.73 BARC NIKS 0.00 452.28 226.14 0.00 226.14 USO PetUnil MCC 9114/2012 09152012 Buy ETFC E'TRADE FINANCIAL 2,751 9.1917 0.0400 27,322.11 BARC PNCB 0.00 110.04 56.02 0.00 56.02 USO PetUnil MCC 9114/2012 09152012 Buy ETFC E'TRADE FINANCIAL 127,921 9.1917 0.0400 1.270.473.02 BARC SSBS 0.00 5.116.64 2.558.42 0.00 2.558.42 USO PetUnil MCC 9114/2012 09.192012 Buy ETFC E'TRADE FINANCIAL 1.080 9.1917 0.0400 10,527.60 BARC TOSI 0.00 42.40 21.20 0.00 21.20 USO PetUnil MCC 9114/2012 09.192012 Buy ETFC E'TRADE FINANCIAL 3,455 9.1917 0.0400 34,314.02 BAFIO USBK 0.00 138.20 69.10 0.00 69.10 USO PetUnil MCC 9114/2012 09.192012 Buy ETFC E'TRADE FINANCIAL 6,405 9.1917 0.0400 63,612.54 BARC WCHV 0.00 256.20 128.10 0.00 128.10 USO PesUnil MCC 9114/2012 09.192012 Buy ETFC E'TRADE FINANCIAL 20,949 9.9750 0.0400 209,804.24 JEFIA BONV 0.00 837.98 418.98 0.00 418.98 USO PesUnil MCC 5142012 09152012 Buy ETFC E'TRADE FINANCIAL 18.689 9.9750 0.0400 189.173.34 JEFIA CITAS 0.00 756.56 377.78 0.00 377.78 USO PetUnil MCC 5142012 09152012 Buy ETFC E'TRADE FINANCIAL 283 9.9750 0.0400 2,633.95 JEFIA GOIS 0.00 10.52 5.28 0.00 5.28 USO PetUnil MCC 5142012 09152012 Buy ETFC E'TRADE FINANCIAL 741 9.9750 0.0400 7.421.12 JEFIA FIDO 0.00 29.64 14.62 0.00 14.62 USO PetUnil MCC 9114/2012 09152012 Buy ETFC E'TRADE FINANCIAL 1,057 9.9750 0.0400 10,585.86 JEFIA FITO 0.00 42.28 21.14 0.00 21.14 USO PesUnil MCC 9114/2012 09152012 Buy ETFC E'TRADE FINANCIAL 12,705 9.9750 0.0400 127240.58 JEFIA JPIAS 0.00 508.20 254.10 0.00 254.10 USO PesUnil MCC 5142012 09.192012 Buy ETFC E'TRADE FINANCIAL 244 9.9750 0.0400 2.443.86 JEFIA KEVB 0.00 9.78 4.68 0.00 4.68 USO PesUnil MCC 5142012 09152012 Buy ETFC E'TRADE FINANCIAL 409 9.9750 0.0400 4.096.14 JEFIA PARIS 0.00 16.36 8.18 0.00 8.18 USO PesUnil MCC 9114/2012 09152012 Buy ETFC E'TRADE FINANCIAL 3.308 9.9750 0.0400 33,129.62 JEFIA NIKS 0.00 132.32 86.16 0.00 66.16 USO PesUnil MCC 9114/2012 09152012 Buy ETFC E'TRADE FINANCIAL eoe, 9.9750 0.0400 8,072.09 JEFIA PNCB 0.00 32.24 16.12 0.00 16.12 USO PetUnil MCC 9114/2012 09.192012 Buy ETFC E'TRADE FINANCIAL 37,432 9.9750 0.0400 374.881.48 JEFIA SSBS 0.00 1.497.28 748.64 0.00 748.64 USO PesUnil MCC 9114/2012 09.192012 Buy ETFC E'TRADE FINANCIAL 310 9.9750 0.0400 3.104.85 JEFIA TOSI 0.00 12.40 6.20 0.00 6.20 USO PesUnil MCC 5142012 09152012 Buy ETFC E'TRADE FINANCIAL 1,012 9.9750 0.0400 10,135.18 JEFIA USBK 0.00 40.48 20.24 0.00 20.24 USO PetUnil MCC 5142012 09152012 Buy ETFC E'TRADE FINANCIAL 1,675 9.9750 00400 11.778.13 JEFM ViCliV 000 75.00 37.50 0.00 37.50 USO PetUnil MCC TOTALS: 549.685 7,154,084.00 USD 62.11 19.832.64 10.997.30 0.00 8.835.34 AICI Si 42012 0917/2012 ShOlt 1RGEN 1RGEN 11/17/12 P6 3,000 0.3300 0.3000 96.097.77 LAKE 223 900.00 600.00 0.00 300.00 USO PesUnil MCI TOTALS: 3.000 96.097.77 USD 223 900.00 600.00 0.00 300.00 6 of 10 EFTA00284683 tourmaline Blotter for 9/14/2012 Client Trade Date Settle Dale Side Security Description Amount Avg Price. CommRale Net Money Broker Custodian Fees Commission Tour Pool Street Currency Comm Type MPK 9+14/2012 09+1942012 Buy REGI RENEWABLE ENERGY 300 5.8400 0.0150 1.756.50 NITA PASCO 0.00 4.50 4.50 0.00 0.00 USD PerUnil MPK 9+14/2012 09/192012 Buy REGI RENEWABLE ENERGY 9.700 5.9413 0.0150 57,776.11 RBCA MSCO 0.00 145.50 145.50 0.00 0.00 USD PerUnil MPK TOTALS: 10.000 59.532.61 USD 0.00 150.00 150.00 0.00 0.00 NAN 91142012 091192012 Buy TWMC TRANS WORLD 4.300 3.4498 0.0100 14.877.14 NITA GSCO 0.00 43.00 43.00 0.00 0.00 USD Pallnil NAN 91142012 09+192012 Ste WB CN WHISTLER 4.500 11.5716 0.0150 52.004.70 CCAD GSCO 0.00 68.47 68.47 0.00 0.00 CAD Pallnil NAN 91142012 09+192012 Buy DVD DOVER 6.600 1.4800 0.0075 8.181.25 REDI GSCO 0.00 41.25 41.25 0.00 0.00 USD Pallnil NAN TOTALS: 14.300 75.806.76 115D DOD 152.72 152.72 0.00 0.00 NWT 91142012 09+18/2012 Buy 051905 KS LG HOUSEHOLD & urn mnane nnee 485 190,315.0538 20.0000 28.673.49102 HYMN GSCO 0.00 141.59 70.90 0.00 70.90 KRW BasisPeint NWT 91142012 09+18/2012 Buy 096775 KS SK INNOVATION CO 850 48.501.1785 20.0000 41.308.452.03 HYMN GSCO 0.00 65.96 32.96 0.00 32.96 KRW BasisPobt NWT 91142012 09+182012 Buy 006389 KS HYUNDAI MOTOR CO 1.823 53.199.1374 20.0000 86.514.884.40 HYMN GSCO 0.00 138.15 89.07 0.00 69.07 KRW BasisPoitl NWT TOTALS: 2.938 173.197.46 USD 000 345.70 172.85 0.00 172.85 MT 9:142012 09192012 Sell DAN DANA HOLDING CORP 3.500 13.8329 0.0200 48244.06 REDI GSCO 109 70.00 70.00 0.00 0.00 USD PerUnil MT 91142012 091192012 Buy Sill) SEARS HOLDINGS CP 1.000 82.5800 0.0200 62.600.00 REDI GSCO 000 20.00 20.00 0.00 0.00 USD PerUnil MT 91142012 09+192012 Cover RL POLO RALPH LAUREN ............ 800 181.7550 0.0200 129.420.00 REDI GSCO 000 16.00 16.00 0.00 0.00 USD PerUnil PNT 9:142012 09+192012 Cover CRM ill 300 180.9233 0.0200 48.282.99 REDI GSCO 000 6.00 6.00 0.00 0.00 USD PerUnil PNT 91142012 09+192012 Shen HOG HARLEY DAVIDSON ....... 2.600 45.9900 0.0200 128.713.11 REDI GSCO 2_89 56.00 56.00 0.00 0.00 USD Pallnil MT 91142012 09+1942012 Buy S SPRINT NEXTEL CORP 2.000 5.2600 0.0200 10.560.00 REDI GSCO 000 40.00 40.00 0.00 0.00 USD PetUnil PNT 9+14/2012 09+1942012 Sell JLL JONES LANG LASALLE —.— 300 93.5000 0.0200 25.043.43 REDI GSCO D57 8.03 8.03 0.00 0.00 USD PetUnil PNT TOTALS: 10.700 452.96359 USD 4.55 214.00 214.00 0.00 0.00 RAF 91142012 09+192012 Sell HINNY HEINEKEN N V 9.000 27.6743 0.0000 249.063.12 CVGXA IA-00 558 0.00 180.00 0.00 0.00 USD PetUnil RAF 91142012 09+192012 Buy SBMRY SABMILLER PLC 12.000 44.3206 0.0000 531247.20 CVGXA IA-00 DOD 0.00 240.00 0.00 0.00 USD PetUnil RAF TOTALS: 21.000 780.91022 USD 558 0.00 420.00 0.00 0.00 RCM 9+14/2012 09+17,2012 SN XIU CN iSharesMTSX 60 1.000 0.3920 1.0000 38.200.00 PBON SCUP DOD 1,014.30 507.15 0.00 507.15 CAD PerUnil RCM TOTALS: 1.000 39.746.26 USD DOD 1,014.30 507.15 0.00 507.15 7 of 10 EFTA00284684 tourmaline pc: InerS Blotter for 9/14/2012 Client Trade Dale Settle Dale Side Security Description Amount Avg Price CommRate NM Money Bearer Custodian Fees Commission Tour Pool Steel Currency Comm Type RIV 91142012 09/19,2012 Sell CMVT COMVERSE TECH INC 34.020 8.4803 0.0400 218.403.47 JEFF CSFB 4S3 1.360.80 340.20 0.03 1.020.60 USO PerUnil RIV 9/142012 091192012 Sell CIAVT COMVERSE TECH WC 980 6.4800 0.0400 6.291.45 JEFF GSCO 0.15 39.20 9.80 0.03 29.40 USO PerUnil RIV 9+142012 09192012 Sell CIAVT COMVERSE TECH INC 20.120 6.4765 0.0400 129.498.71 RBCA CSFB 294 804.80 301.80 503.00 0.00 USO PerUnil RIV 9;142012 09192012 Sell CIAVT COMVERSE TECH INC 590 6.4765 0.0400 3.733.04 RBCA GSCO an 23.20 8.70 14.50 0.00 USO PerUnil RIV 9:142012 09192012 Sell CIAVT COMVERSE TECH INC 43.060 6.4689 0.0400 278.823.30 REDI CSFB 825 1.722.40 645.90 1.076.50 0.00 USO PerUnil RIV 9:142012 09;19,2012 Sell CMVT COMVERSE TECH INC 1.240 6.4889 0.0400 7,971.67 REDI GSCO 019 49.60 1810 31.00 0.00 USO PerUnil RIV 9:142012 0119,2012 Shen CERN CERNER CP 750 72.5260 0.0400 54.363.28 NITA CSFB 122 30.00 15.00 15.00 0.00 USO PerUnil RIV 9:142012 09+19+2012 Shen CERN CERNER CP 75D 72.5260 0.0400 54.363.28 NITA GSCO 122 30.00 15.00 15.00 0.00 USO PerUnil RIV 9+142012 09+19+2012 Shen CERN CERNER CP 3.250 72.2959 0.0400 234,826.41 REDI CSFB 5.27 130.00 65.00 85.00 0.00 USO PerUnil RIV 9+142012 09+19,2012 Shen CERN CERNER CP 3.250 72.2959 0.0400 234,826.41 REDI GSCO 5.27 130.00 65.00 65.00 0.00 USO PerUnil RIV 9;142012 09+19,2012 Buy ALSN ALLISON ....-.. ....... ...,........ . . 10.000 20.1725 0.0400 202.125.00 L&CA CSFB 0.00 400.00 200.00 200.00 0.00 USO PerUnil RIV 9+142012 09+192012 Buy ALSN ALLISON ......-........... ........... 10.000 20.1725 0.0400 202.125.00 MLCA GSCO SOO 400.00 200.00 200.00 0.00 USO PerUnil RIV 9+142012 09+192012 Buy CCK CROWN HOLDINGS ..,..-. 4.250 37.3421 0.0400 158273.93 NITA CSFB SOO 170.00 85.00 85.00 0.00 USO PerUnil RIV 9+142012 09+192012 Buy CCK CROWN HOLDINGS ....-. 4.250 37.3421 0.0400 158273.93 NITA GSCO SOO 170.00 LISCO LISCO 0.00 USO PerUnil RIV 9+142012 09+192012 Buy CCK CROWN HOLDINGS ....-. 8.250 37.3197 0.0400 308217.5.3 REDI CSFB SOO 330.00 185.00 185.00 0.00 USO PerUnil RIV 9+142012 09+192012 Buy CCK CROWN HOLDINGS ....-. 8.250 37.3197 0.0400 308217.53 REDI GSCO SOO 330.00 165.00 185.00 0.00 USO PerUnil RIV 9;142012 09;192012 Buy POW INTERXION HOLDING 1.000 20.0020 0.0400 2604290 NITA CSFB SOO 40.00 20.00 20.00 0.00 USO PerUnil RIV 9:142012 09;19,2612 Buy POW RH, INTERXION HOLDING .... 1.600 20.0020 0.0400 2604290 NITA GSCO SOO 40.00 20.00 20.00 0.00 USO PerUnil RIV 9+142012 0119,2012 Buy PUN 1NTERXION HOLDING ...., 1.500 20.0113 0.0400 30,076.95 REDI CSFB SOO 60.00 30.00 30.00 0.00 USO PerUnil RIV 9+142012 09+19,2012 Buy BUN INTERXION HOLDING 1.500 20.0113 0.0400 30,076.95 REDI GSCO SOO 60.00 30.00 30.00 0.00 USO PerUnil RIV 9+142012 09+19,2012 Shen CIMD OEMANO MEDIA INC 5.000 10.9700 0.0400 54,84177 NITA CSFB 123 200.00 75.00 125.00 0.00 USO PerUnil RIV 9+142012 09+19+2012 Shen CIMD OEMANO MEDIA INC 5.000 10.9800 0.0400 54.69817 REDI CSFB 123 200.00 75.00 125.00 0.00 USO PerUnil RIV TOTALS: 168.000 2.789.119.35 USD 30.01 8.720.00 2.815.03 3.015.03 1.050.00 ROY 9+142012 09+192012 Buy HFC HOLLYFRONTIER .-........ 50.000 41.7338 0.0300 2.088.180.00 REDI GSCO DOD 1.500.00 1.500.00 0.00 0.00 USO PerUnil ROY 9+14+2012 09+19+2012 Buy VALE VALE SA 200.000 19.4384 0.0300 3.893.680.00 REDI MSCO 0.00 8.000.00 8600.00 0.00 0.00 USO PerUnil ROY 9+142012 09+19+2012 Cover MFRM MATTRESS ARM ...............-..-....... 12.728 33.2372 0.0300 424.188.80 MLCA GSCO DOD 381.84 381.84 0.00 0.00 USO PerUnil ROY 9;14+2012 09+19+2012 Cover MFRM MATTRESS FIRM ...............-..-....... 572 32.9985 0.0300 18.891.16 RBCA GSCO DOD 17.16 17.18 0.00 0.00 USO PerUnil ROY 91142012 09+192012 Buy SCCO SOUTHERN COPPER 105.000 38.8578 0.0300 3.852219.00 REDI GSCO 0.00 3.150.00 3.150.00 0.00 0.00 USO Perlinil ROY TOTALS: 368.300 10.277.15816 USD 0.00 11.049.W 11.049.W 0.00 0.00 SNU 9;14+2012 09+182012 Buy 1913HK PRADA 80.900 60.1554 8.0000 4.875.721.45 HSBCA MSCO 5.25133 501.84 378.38 0.00 125.48 HNC, BasisPont SNU 9+142012 09+1112012 Buy 1913HK PRADA 70.000 60.0804 8.0000 4.213.534.95 REDI MSCO 4.54245 433.19 162.63 0.00 271.05 HNC, BasisPont SNU TOTALS: 150.900 1.171.805.15 USD 9.79818 935.53 539.01 0.00 396.51 8 of 10 EFTA00284685 tourmaline t, t Client Trade Date Sectie Date Side Steunt). Deseripaon Amount Avg Prke CommRak Net Money Broker Custodian Fee, CommIssion Tour Pool Blotter for 9/14/2012 Street Currency Comm Type SOM 9142012 09152012 Cover TLT ISHARES TR LEH 20. 6.076 118.7575 0 0400 721.813 61 JSSF GSEC 000 243.04 60.76 0.00 182.28 USO %Unit SOM 5142012 09192012 Sc4 ARII ALERCAN RAILCAR 1.000 31.7500 0.0450 31.704.28 INCE GSEC 0.72 45.00 15.00 30.00 0.00 USO PerUnil SOM 914/2012 094192012 Buy TPCS TECHPRECISION 2.500 0.8700 0.0200 2.225.00 MFF GSEC 0.00 50.00 25.00 0.00 25.00 USO Peiling SOM 911a12012 094192012 Buy SPA SPARTON CORP 1.300 11.3685 0.0450 10.837.55 NITA GSEC 0.00 58.50 19.50 39.00 0.00 USO Peiling SOM 9114/2012 094192012 Buy SPA SPARTON CORP 2.000 11.2975 0.0450 22.665.00 NYSE GSEC 0.00 90.00 40.00 50.00 0.00 USO Peiling SOM 9114/2012 09.192012 ScIl GPX GP STRATEGIES CORP 3.700 19.9769 0.0450 73.753.77 MLCA GSEC 1.66 166.50 55.50 111.00 0.00 USO Peiling SOM 9114/2012 094192012 ScIl GPX GP STRATEGIES CORP 2.500 19.9602 0.0450 49,796.88 RBCA GSEC 1.12 112.50 37.50 75.00 0.00 USO Peiling SOM 911a12012 094192012 Buy RUI RED LIGN HOTELS 3.000 6.7352 0.0250 20.290.50 NYSE GSEC 0.00 75.00 60.00 15.00 0.00 USO Peiling SOM 911a12012 094192012 Buy TRIB TRINITY BIOTECH PLC 3.500 12.5307 0.0450 44,014.87 NITA GSEC 0.00 157.50 52.50 105.00 0.00 USO Peiling SOM 911a12012 094192012 Buy TRIB TRINITY BIOTECH PLC 500 12.5300 0.0450 6287.50 REDI GSEC 0.00 22.50 7.50 15.00 0.00 USO Peiling SOM 9114/2012 094192012 Buy VPG VISHAN PRECISION 1.000 14.0040 0.0450 14,049.00 NYSE GSEC 0.00 45.00 20.00 25.00 0.00 USO Peiling SOM 9142012 094192012 Buy RDI READING 200 6.4900 0.0250 1.303.00 INCE GSEC 0.00 5.00 3.00 2.00 0.00 USO Peiling SOM 91142012 09.192012 Buy RDI READING 000 6.4937 0.0250 5214.98 NITA GSEC 0.00 20.00 12.00 8.00 0.00 USO Peiling SOM 5142012 09.192012 Buy RDI READING 500 6.4800 0.0250 3252.50 REDI GSEC 0.00 12.50 7.50 5.00 0.00 USO Peiling SOM 9/142012 0919,2012 Sell IIIN VISTEEL UNO INC 1.700 11.9500 0.0450 20238.04 INCE GSEC 0.46 76.50 25.50 51.00 0.00 USO Peiling SOM 91 142012 09192012 Buy ROCM ROCHESTER MEDICAL 1.000 11.3206 0.0450 11.365.60 NITA GSEC 0.00 45.00 15.00 30.00 0.00 USO Peiling SOM 911a12012 09.192012 Buy ROCM ROCHESTER MEDICAL 200 11.2900 0.0450 2267.00 REDI GSEC 0.00 9.00 3.00 6.00 0.00 USO Peiling 1,1 SOM 5142012 09.192012 Buy REIS REIS INC 000 10.9750 0.0450 8.816.00 NITA GSEC 0.00 36.00 12.00 24.00 0.00 USO Peiling SOM 9114/2012 09.192012 Buy REIS REIS INC 200 10.9800 0.0450 2205.00 REDI GSEC 0.00 9.00 3.00 6.00 0.00 USO Peiling SOM 911a12012 09.192012 Buy ROG ROGERS CORP 600 44.1800 0.0450 26.523.00 NITA GSEC 0.00 27.00 9.00 18.00 0.00 USO Peiling SOM 9114/2012 09.192012 Buy MASC MATERIAL SCIENCES 1.000 9.0567 0.0250 16.347.08 NITA GSEC 0.00 45.00 27.00 18.00 0.00 USO Peiling SOM 9114/2012 09.192012 Buy MASC MATERIAL SCIENCES 200 9.0600 0.0250 1.817.00 REDI GSEC 0.00 5.00 3.00 2.00 0.00 USO Peiling SOM TOTALS: 35.076 1.100.777.12 USD 3.96 1.355.54 513.26 635.00 207.28 SPK 9142012 09.192012 Short CF CN CANACCORD .--......... 16.000 6.2000 0.0300 96.720.00 OCAD JPIAS 0.00 4as.m 486.86 0.00 0.00 CAO PerUnil SPK 914/2012 09.192012 Buy SXC SUNCOKE ENERGY win 20.000 17.2596 0.0300 345.792.00 GSCO JPIAS 0.00 600.00 200.00 0.00 400.00 USO PerUnil SPK 9414/2012 09.192012 Buy TTS TILE SHOP HLOGS INC 11.627 13.5500 0.0300 157.894.68 CRTC JPIAS 0.00 348.61 116.27 0.00 232.54 USO PerUnil SPK 5142012 09.192012 Short VM VERA BMDLEV INC 9.400 23.7500 0.0300 222.962.99 KING JPIAS 5.01 282.00 94.00 0.00 188.00 USO PerUnil SPK 51 4,2012 09192012 Buy P CN PRIMERO IAINING neunn 1.700 5.5000 0 0300 9.401.02 RBCA !PIAS 0.00 51.73 51.73 0.00 0.00 CAD %Unit SPK TOTALS: 58.727 836.316.78 USD 5.01 1.769.40 948.86 0.00 820.54 TCT 514,2012 09.192012 Buy OOLE OOLE FODD CO INC 1.000 13.8750 0.0250 13.900.00 JEFA JEFF 0.00 25.00 10.00 0.00 15.00 USO PaUnil TCT 5142012 09192012 Buy REV REVLON Cl- A NEW 1.000 14.9978 0 0250 15.022.80 JEFA JEFF 0.00 25.00 10.00 0.00 15.00 USO PaUnil TCT TOTALS: 2.000 26.922.80 USD 0.00 50.00 20.00 0.00 30.00 VEN 914/2012 09.192012 Buy %CS CN tsmarsx 20.000 15.5200 0.0150 310.700.00 CCAD GOM 0.00 304.29 304.29 0.00 0.00 CAO PerUnil VEN 9142012 09192012 Buy UDRL UNION ['RILLING INC 3.298 5.3273 0.0150 17.618.92 REDI CIBC 0.00 49.47 49.47 0.00 0.00 USO Peiling VEN 9142012 09192012 Buy LEDR HOUSEVALUES INC 4.400 5.5293 0 0150 24.394.92 MLCA CIBC 0.00 66.00 66.00 0.00 0.00 USO Peiling VEN TOTALS: 27.698 357.158.85 USD 0.00 419.76 419.76 0.00 0.00 9 of 10 EFTA00284686 tourmaline Blotter for 9/14/2012 Client Trade Date Settle Dale Side Security Description Amount Avg Price CommRMe Net Money &ekes Custodian Fees Commission Tour Pool 81rost Currency Comm Type WIN 9+112012 09+192012 Sell OWW ORB1TZ WORLDWIDE 20.000 2.9016 0.0125 56280.69 NITA GSCO 1.32 250.00 250.00 0.00 0.00 UW Perlinil WIN TOTALS: 20.000 56.380.66 USD 1.32 250.00 250.00 0.00 0.00 MAP 5'1142012 091192012 Sell SDBT SO r. UNDBITE 10.900 2.3400 0.0150 25.301.91 INCE GSCO 0.59 163.50 163.50 0.00 0.00 UW PerUnil MAP 5'1142012 09+152012 Sell NTS M. 0 WIN Att.,....10 , NTS INC 19.263 0.7104 0.0100 13.491.50 REDI GSCO 0.31 192.63 192.63 0.00 0.00 USO PerUnii W1AP 9+1142012 091192012 Sell HF HFF INC 5.000 16.0011 0.0150 79,928,70 RBCA GSCO I.8O 75.00 75.00 0.00 0.00 USO PerUnii MAP 9+102012 09+152012 Sell HF HFF INC 5.000 16.0309 0.0150 79.92620 REDI GSCO ISO 75.120 75.120 0.00 0.00 USO PerUnii MAP 9+102012 09+192012 Sell GTAT GT ADVANCED TECH 5.000 6.4500 0.0150 32.17427 RBCA GSCO 0.73 75.03 75.03 0.00 0.00 USO %WM MAP 9'142012 9+102012 09+192012 Sell GTAT GT ADVANCED TECH 10.000 6.4451 0.0150 64.299.55 REDI GSCO 1.45 150.00 150.00 0.00 0.00 UW PerUnil 'Ali, TOTALS 56.163 295.162.13 USD 6 68 731 3 731.+3 0.00 0 CO TOUR TOTALS 34 C. ir 10.556.97 90.000.67 67.201.68 6.144.02 17.074.73 10 of 10 EFTA00284687