EFTA00313130.pdf

M. Morgan Entity Account Application a A. Entity Information Type of Business CORPORATION Date of Incorporation/Organization 07/18/1991 Tax ID: ill 06 F21 State of Incorporation/Organization DELAWARE Primary Authorized Contact Person RICHARD KAHN Phone 212-327-0131 Email Address Mobile Phone Business Address 6100 RED HOOK QUARTER B3 city ST. THOMAS State USVI zip 00802 Mailing Address same as Business Address? 0 Yes M No Mailing Address City State Zip B. Account Information Title of account/Name of business: HYPERION AIR INC Corporation 0 Partnership 0 Sole Proprietorship 0 Endowment 0 Foundation 0 Limited Liability 0 Limited Liability Company Partnership Is the entity Non Profit? o Yes I have applied to open the following accounts (check all that apply): 0 Checking Account K Money Market Deposit Account/ Cljoirestrnent Management/Third Party Manager/ Savings M. Morgan Advisory Program (discretionary) 0 Asset/Brokerage 0 Asset/Custody I hereby apply for a Line of Credit linked to my Asset Account 0 Yes (U-1 form will be required) 0 No "Please be advised that ff you have another account with the same feature, this Is not applicable. For brokerage and custody All uninvested cash balances will automatically transfer into a Federal Deposit Insurance Corporation (FDIC) insured Deposit Sweep as described in the Asset Account Agreement, unless otherwise indicated by you below. Alternative sweep option 0 IPMorgan Tax Free Money Market Fund Account Tax Cost Methodology: et High Cost 0 Long Term High Cost 0 FIFO 0 Low Cost The following asset types should utilize the Average Cost accounting option: 0 Regulated Investment Company (RIC) Only 0 Dividend Reinvestment Plan (DRP) Only 0 Both FUG and DRP 54 None Each account I open, and each subaccount opened under such account from time to time, are subject to the security Interest provisions in the Agreement (as defined below in "D. Agreement") and are pledged as Collateral for all my Obligations. C. Ownership Information Is the a pnvately held operating company in which any one person or entity has 25% or more of the ownership Interest? es complete owner Controlling Owner (Primary) Date of Birth: mm Information below) 0 No UCC3/49( -C1 efeS icd "A % of Ownership OCD SSNS _ criN dd y y y y Controlling Owner % of Ownership Date of Birth: Li-FT - -LIME m dd y y y y ssiii:DOE 00-E K Controlling Owner % of Ownership Date of Birth: li _J m - my Y r r y sstic0 - - EEO Controlling Owner % of Ownership Date of Birth: ri ❑- UP nuE0 mm a d y Y Y Y ssinsi [-I _ E❑-❑El❑[11 a Morgan Use Only 1 of 2 Banker/Investor Title SPN CAS 10/12 US1060 EFTA00313130 3.P. Morgan Entity Account Application D. Agreement I have read, understand and agree to this application and either the General Terms for Accounts and Services and the applicable or, for Commercial Checking only, the Account Terms (In each case, our 'Agreement"). The Agreement, with amendments from time to time, generally will apply to any future account, product or service that we agree upon orally, electronically or otherwise, although certain accounts, products or services may require additional documentation. This Agreement (Including this application) is a securi agreement under Article 9 of the Uniform Commercial Code, as amended from time to time. I have read and consent to the terms of Morgan's r y Private Bank and Private Wealth Management Privacy Notice, including the manner in which my information is received an used, and that upon opening an account with .. Morgan's Private Bank or Private Wealth Management (together described as the "Private Banking Business" in the Notice) my information will be used by one or more members of the Private Banking Business' family of companies (as listed In the Notice) in order to make available to me the products and services available through the Private Banking Business. E. Signature All authorized signers are required to sign below unless the entity's governing documents permit otherwise. Please note: any changes not initialed by you, or any information that remains missing on these forms will cause a delay in opening your account and may require us to send the application back to you. Signature Signature Date DARREN INDYKE Print Name Date - FrTit Name Signature Date Print Name Morgan Use Only Title SPN CAS 2 of 2 Banker/Investor 10/12 US1060 EFTA00313131 Form W (Rev. December 2011) Department of he Treasury internal R9VOMAISenice -9 Request for Taxpayer Identification Number and Certification Give Form to the requester. Do not send to the IRS. Name (as shown on your itn.-re tax (whin) HYPERION AIR INC . BLE63SS namerderegardeo entity name. if different kom above a r eC I Cher* appropriate box for federal tax class/honker K IndividuaVsole proprietor 0 C Corporation glaCentiCetilkin CI partnership Li Thatiostale o United lability company. Enter the lax classification C-Ceemontion.FaSaaPivailan. Pyriannerstera El Other (see instruct:cage. Addressintanber, Street. and apt. or suite no.) 6100 RED HOOK QUARTER B3 any. state. and ZIP code ST. THOMAS, VI 00802 tin sot:curt number(s) here (optional) 0 Emma. payee %overfill's name and address (optional) Pi f t Taxpayer Identification Number (TIN) Enter your TN in the appropriate box. The TIN provided must match the name given on the 'Name line to avoid backup withholding. For individuals, this Is your social security number (SSN). However, for a resident Wen, sole proprietor, or disregarded entity, see the Pert I instructions on page 3. For other entities, it is your employer identification number (MN). If you do not have a number, see How to get it TIN on page 3. Note. Mme account is in more than one name, see the chart on page 4 for guidelines on whose number to enter. Serial warily comber Employer Identlfleation number tali Certification Under penalties of perjury, I certify that: 1. The number shown on this form Is my correct taxpayer identification number (or I am waiting for a number to be issued to me), and 2. I arn not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service QRS) that I am subject to backup withholding as a result of a failure to report all Interest or dividends. or (c) the IRS has notified me that I am no longer subject to backup withholding, and 3. I am a U.S. citizen or other U.S. person (defined below). Certification Instructions. You must cross out item 2 above if you have been notified by Me IRS that you are currently subject to backup withholding because ycu have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid. acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement ORS. and generally, payments other than interest and dividends. You we not required to sign the certification, but you must provide your correct TIN. See the instructions on page 4. Sign I send,. ce Here US parson. General Instructions Section references we to the Internal Revenue Code unless otherwise noted. Purpose of Form A person who IS required to file an information return with the IRS must obtain your correct taxpayer identification number (TIN) to report, for example, income paid to you, real estate transactions, mortgage interest you paid, acquisition or abandonment of secured property, cancellation of debt, or contributions you made to an IRA. Use Form W-9 only if you are a U.S. person (Including a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when applicable, to: 1. Certify that the TIN you are giving is correct (or you we waling for a number to be issued), 2. Certify that you we not subject to backup withholding, or 3. Claim exemption from backup withholding if you are a U.S. exempt payee. If applicable, you are also certifying that as a U.S. person, your allocable share of any parcnershji income from a U.S. trade of business is not subject to the withholding tax on foreign partners' share of effectively connected income. Das► 4 Noted., a requester gives you a form other then Form W-9 to request your TIN, you must use the requester's form if it is substantially similar to this Form W4. Definition of a U.S. person. For federal tax purposes. you are considered a U.S. person if you are: • An individual who is a U.S. citizen or U.S. resident alien, • A partnership, corporation, company, or association created or organized in the United States or under the laws of the United States, • An estate (other than a foreign estate), or • A domestic trust (as defined in Regulations section 301.7701-7). Special rules for partnerships. Partnerships that conduct a trade or business in the United States are generally required to pay a withholding tax on any foreign partners' share of income from such business. Further, In certain cases where a Form W-9 has not been received, a partnership is required to presume that a partner is a foreign person. and pay the withholding tax. Therefore, if you are a U.S. person that is a partner in a partnership conducting a trade r business in the United States, provide Form W-9 to the partnership to establish your U.S. status and avoid withholding on your share of partnership income. Cat. NO. 10231% Form W-9 ottev.12-2011) EFTA00313132