303 results for "Jan 10 2004"

Page 11 of 13
EFTA00080486.pdf
OCR Confidence: 85%  •  3038.7 KB
...C 10-00547, 2010 WL 5387757, at *9 n.11 (N.D. Cal. Dec. 20, 2010); United States v. Bohn, 330 F. Supp. 2d 960, 961 (W.D. Tenn. 2004); United States v. Stroh, No. 396 Cr. 139, 2000 WL 1832956, at *5 (D. Conn. Nov. 3, 2000); United States...
EFTA00100380.pdf
OCR Confidence: 85%  •  3041.6 KB
...C 10-00547, 2010 WL 5387757, at *9 n.11 (N.D. Cal. Dec. 20, 2010); United States v. Bohn, 330 F. Supp. 2d 960, 961 (W.D. Tenn. 2004); United States v. Stroh, No. 396 Cr. 139, 2000 WL 1832956, at *5 (D. Conn. Nov. 3, 2000); United States...
EFTA00071674.pdf
OCR Confidence: 85%  •  3042.5 KB
...C 10-00547, 2010 WL 5387757, at *9 n.11 (N.D. Cal. Dec. 20, 2010); United States v. Bohn, 330 F. Supp. 2d 960, 961 (W.D. Tenn. 2004); United States v. Stroh, No. 396 Cr. 139, 2000 WL 1832956, at *5 (D. Conn. Nov. 3, 2000); United States...
EFTA00076331.pdf
OCR Confidence: 85%  •  3042.4 KB
...C 10-00547, 2010 WL 5387757, at *9 n.11 (N.D. Cal. Dec. 20, 2010); United States v. Bohn, 330 F. Supp. 2d 960, 961 (W.D. Tenn. 2004); United States v. Stroh, No. 396 Cr. 139, 2000 WL 1832956, at *5 (D. Conn. Nov. 3, 2000); United States...
EFTA00105478.pdf
OCR Confidence: 85%  •  3042.5 KB
...C 10-00547, 2010 WL 5387757, at *9 n.11 (N.D. Cal. Dec. 20, 2010); United States v. Bohn, 330 F. Supp. 2d 960, 961 (W.D. Tenn. 2004); United States v. Stroh, No. 396 Cr. 139, 2000 WL 1832956, at *5 (D. Conn. Nov. 3, 2000); United States...
EFTA00078231.pdf
OCR Confidence: 85%  •  3043.9 KB
...C 10-00547, 2010 WL 5387757, at *9 n.11 (N.D. Cal. Dec. 20, 2010); United States v. Bohn, 330 F. Supp. 2d 960, 961 (W.D. Tenn. 2004); United States v. Stroh, No. 396 Cr. 139, 2000 WL 1832956, at *5 (D. Conn. Nov. 3, 2000); United States...
EFTA00261546.pdf
OCR Confidence: 85%  •  18872.5 KB
...3142-5,10 Dec.1991, pp. 4468-72,5 March 1992, pp. 841-2; CT, 30 Jan. 1992, p.4. [5] CPI), 29 April 1992, pp. 1826-34; CT, 14 March 1992, p.2; The Bulletin (Syd.), 31 March 1992, p. 23. [6] CT, 12 May 1992, p.2; Rann...
EFTA00150597.pdf
OCR Confidence: 85%  •  4415.2 KB
...WHO team from Jan. 14 to Feb. 10." According to USA Today, the report "offered four possible origin stories for the SARS-CoV-2 virus - ranging from a lab leak to a jump from animals to humans." In an editorial, the Washington Post (3/30, 10.52M) says China "has...
EFTA00070362.pdf
OCR Confidence: 85%  •  10773.1 KB
...A 10 hour day. So let's de construct the MEMX request for and the same day SEC response granting exemptions for their "anonymous agency only members only exchange" from complying with Rule 10b-10 of the 1934 Exchange Act. A reminder for the SEC DoJ et al: the 1934...
EFTA00093702.pdf
OCR Confidence: 85%  •  10555.7 KB
...So, Reichman started this massive fraud on the public in 2004 and it continues in August 2021. ALL during the Tenure of Mr Wadhwa in SEC NY. No revenue in 2004. No revenue in 2021. Just a massive dumping of worthless certs on the puplic by willing/executing BD/MM...
EFTA00072134.pdf
OCR Confidence: 85%  •  9784.3 KB
...So, Reichman started this massive fraud on the public in 2004 and it continues in August 2021. ALL during the Tenure of Mr Wadhwa in SEC NY. No revenue in 2004. No revenue in 2021. Just a massive dumping of worthless certs on the puplic by willing/executing BD/MM...
EFTA00070202.pdf
OCR Confidence: 85%  •  10449.6 KB
...So, Reichman started this massive fraud on the public in 2004 and it continues in August 2021. ALL during the Tenure of Mr Wadhwa in SEC NY. No revenue in 2004. No revenue in 2021. Just a massive dumping of worthless certs on the puplic by willing/executing BD/MM...
EFTA00071966.pdf
OCR Confidence: 85%  •  10296.7 KB
...So, Reichman started this massive fraud on the public in 2004 and it continues in August 2021. ALL during the Tenure of Mr Wadhwa in SEC NY. No revenue in 2004. No revenue in 2021. Just a massive dumping of worthless certs on the puplic by willing/executing BD/MM...
EFTA00070043.pdf
OCR Confidence: 85%  •  10334.7 KB
...So, Reichman started this massive fraud on the public in 2004 and it continues in August 2021. ALL during the Tenure of Mr Wadhwa in SEC NY. No revenue in 2004. No revenue in 2021. Just a massive dumping of worthless certs on the puplic by willing/executing BD/MM...
EFTA00093864.pdf
OCR Confidence: 85%  •  10677.9 KB
...So, Reichman started this massive fraud on the public in 2004 and it continues in August 2021. ALL during the Tenure of Mr Wadhwa in SEC NY. No revenue in 2004. No revenue in 2021. Just a massive dumping of worthless certs on the puplic by willing/executing BD/MM...
EFTA00069716.pdf
OCR Confidence: 85%  •  10096.1 KB
...So, Reichman started this massive fraud on the public in 2004 and it continues in August 2021. ALL during the Tenure of Mr Wadhwa in SEC NY. No revenue in 2004. No revenue in 2021. Just a massive dumping of worthless certs on the puplic by willing/executing BD/MM...
EFTA00080676.pdf
OCR Confidence: 85%  •  9910.1 KB
...So, Reichman started this massive fraud on the public in 2004 and it continues in August 2021. ALL during the Tenure of Mr Wadhwa in SEC NY. No revenue in 2004. No revenue in 2021. Just a massive dumping of worthless certs on the puplic by willing/executing BD/MM...
EFTA00311012.pdf
OCR Confidence: 85%  •  7072.7 KB
...Name of borrower Description of obhgation Rate of t reurn Due date Amount Hope Soap Corporation Debenture bond (no senior issue outstanding) 8% Jan. 2004 $37.500 Big Spool Company Collateral note secured by company's fleet of 20 delivery trucks 10% Jan. 2003 262,000 Line 5 —Attach a...
EFTA00056410.pdf
OCR Confidence: 85%  •  62857.5 KB
...1.4 The TM* 6k Mn 7354 CA 62 ITITY&Tfo0016•5144111/7Mill Nob NATOKIN07111/10611LIOVIMOOSSAIIIZA.19•7010111iitJakii7t111.9616,1 leelinis I Re 4 (Thum Mr Na IlirThs tie rag 024inkcir OLIO 30161%10•11C60)061310M4MATXMOTO Olorlbellim TO Ri el ig" Tn. Thy Itedilko him Pomo Pp* Name Jan, Pinto...
EFTA00072287.pdf
OCR Confidence: 85%  •  5050.9 KB
...KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG TCR 3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_pentiltimate.pdf The 2004 C2E Energy/Advanced Sports/Odyssey Energy 10K Webb and Company: Auditor HWIN 2020 10K filed March 2021: auditor...
EFTA00235326.pdf
OCR Confidence: 85%  •  33987.3 KB
...Mon Oct 22 17:10:00 2007 Subject: Re: Epstein < "Sloman, a (USAFLS)" 10/22/2007 04:40 PM To "Jay Lefkowitz" < cc "Acosta, Ale " 10/23/2007 05:36 PM To "Jay Lelkowitz"
EFTA00102521.pdf
OCR Confidence: 85%  •  7693.8 KB
...Per below: "Yes, Dan, obviously you look at the same metrics I do, just to give you a little commentary on them,I mean April volumes were a hair under 10 billion shares per day which is down 32 odd percent from the first quarter " Meaning: 10 2021 equity market...
EFTA00067752.pdf
OCR Confidence: 85%  •  7268.0 KB
...Per below: "Yes, Dan, obviously you look at the same metrics I do, just to give you a little commentary on them,I mean April volumes were a hair under 10 billion shares per day which is down 32 odd percent from the first quarter " Meaning: 10 2021 equity market...
EFTA00067130.pdf
OCR Confidence: 85%  •  7350.2 KB
...Per below: "Yes, Dan, obviously you look at the same metrics I do, just to give you a little commentary on them,I mean April volumes were a hair under 10 billion shares per day which is down 32 odd percent from the first quarter " Meaning: 10 2021 equity market...
EFTA00067932.pdf
OCR Confidence: 85%  •  6985.9 KB
...1Q2017 (below) where total equity market making share volumes were "a hair OVER 10 billion shares per day": 10.082 billion shares per day to be exact. KCG 1Q2017: 154 mil trading revenue 93.589 mil commissions/fees eps .05/ 67 mil shares outstanding Since Dougie "Mr Transparency" Cifu won...

Search Tips

  • Use quotes for exact phrases: "flight manifest"
  • Use OR for alternatives: bank OR financial
  • Use wildcard for partial matches: invest*
  • Exclude words: document -redacted
  • Search names: John Smith
Ask the Files