359 results for "October 03 2014"
Page 11 of 15
EFTA00098593.pdf
...06/27/2014
Witnessed by Reporting Officer:
Popes ale
~MI
senatur Regnved
Printed Name:
Dato: 06/27/2014
• OFFICIAL DOCUMENT
DO NOT DESTROY*
NOTE: Your next ReRegistrat on month is July of 2014.
201448-27 14427 Pei
EFTA00098648
FDLE
Florida Department of
Law Enforcement
Richard L. Swearingen
Commissioner
STATE OF...
EFTA00098507.pdf
...01/03/2019
Printed Warne
Witnessed by Reporting Officer:
Alguelld
OFFICIAL DOCUMENT
DO NOT DESTROY'
an* NOTE: Your next ReRegistration month is July of 2019.
Pace 6 of 6
Fnaon ti
Date: 01/03/2019
201941-03 302.16 PM
EFTA00098536
FDLE
Florida Department of
Law Enforcement
Richard L. Swearingen...
EFTA00190141.pdf
...In October 2004, the Company issued $500 million of 5.25% notes due November 2014 utilizing a shelf
registration statement. The Company also borrowed $500 million under a term loan agreement (the "Term
Loan") that became effective in November 2004. The proceeds of these borrowings were used to partially finance...
EFTA00108476.pdf
...NO
PRE-SENT ADMIT, ADULT
CARE1-MENTAL HEALTH
VACANT
CERT FOOD SINCERITY APPROVAL
IN CUSTODY
GED STATUS UNKNOWN
FINANC RESP-UNASSIGNED
UNASSIGNED
NOT MEDICALLY CLEARED
OCTOBER PROGRAM REVIEW
HOUSE 2/RANGE 04/BED 206L AD
RELIGION UNKNOWN
USM NYS 54N NEW YORK, NY
UNASSIGNED WORK DETAIL
CMC..: NO
EFF DATE...
EFTA00132208.pdf
...10-AUG-2019 7 :3
Start Date
Start Time
8/10/19 I Answer Date
7:03:00
Answer Time
8/10/19 I End Date
8/10/19
7:03:09
End Time
7:03:09
Caller station
6317
selected station
6314
caller Circuit
Caller cos
.-Caller Routing Class...
EFTA00040401.pdf
...Thu, 03 Dec 2020 19:43:54 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR 3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf;
Cifujpg; Brostein.jpg; KCGMarch2017.jpg
w: orma a
ea or re...
EFTA00069716.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
EFTA00069775
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis...
EFTA00207294.pdf
...Leish,
Davis Wright Tremaine LIP (Duffy Carolan, Davis Wright Tremaine LIP, of counsel) having moved for an Order quashing a
subpoena duces tecum and ad testificandum issued to McGraw-Hill by Ha Gallo Winery ("Gallo") on October 25, 2004 in
stinn
ittp://medialaw.bna.conthnedw/disnlav/hateh mint disnlav arin7crarrhid...
EFTA00071966.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
EFTA00072028
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis...
EFTA00070043.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00069181.pdf
...Wednesday, October 14, 2020 9:32 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
From: Chris Dilorio .zz
>
Sent: Wednesday, October 14, 2020 9:00 AM
EFTA00069210
u ject: w: Formal appeal or preliminary denial covered action
Knight Capital TCR & Appendix
The...
EFTA00086291.pdf
...Wednesday, October 14, 2020 9:32 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
From: Chris Dilorio <
Sent: Wednesday, October 14, 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt...
EFTA00070202.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
EFTA00070268
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis...
EFTA00093702.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00090355.pdf
...Wednesday, October 14, 2020 9:32 AM
Su•lect: Fw: Forma appea or pre iminary • enia covere• action 2015-016 Knig t Capita TCR : Appen• ix
From: Chris Dilorio <
Sent: Wednesday, October 14, 2020 9:00 AM
EFTA00090379
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight...
EFTA00093864.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00070613.pdf
...Wednesday, October 14, 2020 9:32 AM
>
Su•Ject: Fw: Forma appea or pre iminary • enia covere• action 2015-016 Knig t Capita TCR
Appendix
From: Chris Dilorio c
>
Sent: Wednesday, October 14, 2020 9:00 AM
EFTA00070630
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight...
EFTA00127472.pdf
...In order to be compliant with HSPD-12/PIV I, the following investigative requirements must be met for each new long-term 2 con-
tractor employee whose background investigation (BI) process begins on or after October 27, 2005:
a. Contractor Personnel must present two forms of identification in original form...
EFTA00070362.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00125313.pdf
...In order to be compliant with HSPD-I2/PIV I, the following investigative requirements must be met for each new long-term' con-
tractor employee whose background investigation (BI) process begins on or after October 27, 2005:
a. Contractor Personnel must present two forms of identification in original form prior...
EFTA00125641.pdf
...In order to be compliant with HSPD-12/PIV I, the following investigative requirements must be met for each new long-term 2 con-
tractor employee whose background investigation (BI) process begins on or after October 27, 2005:
a. Contractor Personnel must present two forms of identification in original form...
EFTA00117628.pdf
...In order to be compliant with HSPD-I2/PIV I, the following investigative requirements must be met for each new long-term' con-
tractor employee whose background investigation (BI) process begins on or after October 27, 2005:
a. Contractor Personnel must present two forms of identification in original form prior...
EFTA00125603.pdf
...In order to be compliant with HSPD-12/PIV I, the following investigative requirements must be met for each new long-term 2 con-
tractor employee whose background investigation (BI) process begins on or after October 27, 2005:
a. Contractor Personnel must present two forms of identification in original form...
EFTA00125432.pdf
...In order to be compliant with HSPD-12/PIV I, the following investigative requirements must be met for each new long-term 2 con-
tractor employee whose background investigation (BI) process begins on or after October 27, 2005:
a. Contractor Personnel must present two forms of identification in original form...
EFTA00127490.pdf
...In order to be compliant with HSPD-12/PIV I, the following investigative requirements must be met for each new long-term 2 con-
tractor employee whose background investigation (BI) process begins on or after October 27, 2005:
a. Contractor Personnel must present two forms of identification in original form...
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