321 results for "Sep 23 2009"
Page 12 of 13
EFTA00071140.pdf
...LR-24886; Sep. 3, 2020) jsec.gni)
John M. Fife, Chicago Venture Partners, L.P, Iliad Research and Trading, St.
George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
(Release No. LR-24886; Sep. 3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M...
EFTA00069571.pdf
...LR-24886; Sep. 3, 2020) jsec.gni)
John M. Fife, Chicago Venture Partners, L.P, Iliad Research and Trading, St.
George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
(Release No. LR-24886; Sep. 3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M...
EFTA00079641.pdf
...my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
hundred e mails...
EFTA00070998.pdf
...LR-24886; Sep. 3, 2020) jsec.gni)
John M. Fife, Chicago Venture Partners, L.P, Iliad Research and Trading, St.
George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
(Release No. LR-24886; Sep. 3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M...
EFTA00093864.pdf
...LR-24886; Sep. 3, 2020)jsec.gQy)
John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St.
George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
(Release No. LR-24886; Sep. 3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M...
EFTA00070043.pdf
...LR-24886; Sep. 3, 2020) jsec.gni)
John M. Fife, Chicago Venture Partners, L.P, Iliad Research and Trading, St.
George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
(Release No. LR-24886; Sep. 3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M...
EFTA00070362.pdf
...LR-24886; Sep. 3, 2020) jsec.gni)
John M. Fife, Chicago Venture Partners, L.P, Iliad Research and Trading, St.
George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
(Release No. LR-24886; Sep. 3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M...
EFTA00070202.pdf
...LR-24886- Sep. 3 2020) (sec.gov)
John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St.
George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
(Release No. LR-24886; Sep. 3, 2020) - SEC.gov
EFTA00070235
The Securities and Exchange Commission today filed charges against John...
EFTA00072134.pdf
...LR-24886; Sep. 3, 2020)jsec.gov)
John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St.
George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
(Release No. LR-24886; Sep. 3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M...
EFTA00071284.pdf
...LR-24886; Sep. 3, 2020)fsec.goi)
John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St.
1
George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
(Release No. LR-24886; Sep. 3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John...
EFTA00069716.pdf
...www.finra.org
FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD's like NITE/CDEL who own the
SEC/FINRA and their PFOF/Best execution "requirements"
Regulatory Notice 21-23 I FINRA.org
Regulatory Notice 21-23 I FINRA.org
Summary FINRA is issuing this Notice...
EFTA00069421.pdf
...LR-24886; Sep. 3, 2020)fsec.ggi)
John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St.
George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
(Release No. LR-24886; Sep. 3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M...
EFTA00092123.pdf
...Thu, 03 Sep 2020 23:38:06 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf
Janey,The record gets more irrefutable by the day
Congrats to...
EFTA00095591.pdf
...my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
EFTA00095625
hundred e...
EFTA00087400.pdf
...www.finra.org
FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD's like NITE/CDEL who own the
SEC/FINRA and their PFOF/Best execution "requirements"
Regulatory Notice 21-23 I FINRA.org
Regulatory Notice 21-23 I FINRA.org
Summary FINRA is issuing this Notice...
EFTA00064917.pdf
...Page 4 of 4
Solicitation 1
Sep 25.2019
01 15BRRC19R00000247
02 15BRRC19R00000247
03 15BRRC19R00000247
04 158RRC19R00000247
05 158RRC19R00000247
06 158RRC19R00000247 I
07 158RRC19R00000247
08 158RRC19R00000247
09 158RRC19R00000247
10 158RRC19R00000247
11 158RRC19R00000247
12 158RRC19R00000247 f
13 158RRC19R00000247
14 15BRRC19R00000247 1
15 158RRC19R00000247
16 15BRRC19R00000247
Amendment 1, W
Sep 25.2019...
EFTA00094035.pdf
...Page 4 of 4
Solicitation 1
Sep 25.2019
01 15BRRC19R00000247
02 15BRRC19R00000247
03 15BRRC19R00000247
04 158RRC19R00000247
05 158RRC19R00000247
06 158RRC19R00000247 I
07 158RRC19R00000247
08 158RRC19R00000247
09 158RRC19R00000247
10 158RRC19R00000247
11 158RRC19R00000247
12 158RRC19R00000247 f
13 158RRC19R00000247
14 15BRRC19R00000247 1
15 158RRC19R00000247
16 15BRRC19R00000247
Amendment 1, W
Sep 25.2019...
EFTA00100180.pdf
...Page 4 of 4
Solicitation 1
Sep 25.2019
01 15BRRC19R00000247
02 15BRRC19R00000247
03 15BRRC19R00000247
04 158RRC19R00000247
05 158RRC19R00000247
06 158RRC19R00000247 I
07 158RRC19R00000247
08 158RRC19R00000247
09 158RRC19R00000247
10 158RRC19R00000247
11 158RRC19R00000247
12 158RRC19R00000247 f
13 158RRC19R00000247
14 15BRRC19R00000247 1
15 158RRC19R00000247
16 15BRRC19R00000247
Amendment 1, W
Sep 25.2019...
EFTA00071966.pdf
...www.fi nra.org
FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD's like NITE/CDEL who own the
SEC/FINRA and their PFOF/Best execution "requirements"
Regulatory Notice 21-23 I FINRA.org
Regulatory Notice 21-23 I FINRA.org
Summary FINRA is issuing this...
EFTA00056410.pdf
...ten #
18-054 Me al Mental Health Records
Scheduled date
2019-08-23 1253:44
Creation date
2019-08-23 1253144
Modified date
2019-08-23 1258%
Delis e red date
2019-08-23 125346
Message size
675
Attachments sin
32762
Total size
33448
Attachments
2
Attachment
TEXT.htm
Name...
EFTA00096577.pdf
...Wed, 23 Sep 2020 11:27:58 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf
Judges Cave and Nathan,
My allegations are chock full of members...
EFTA00091035.pdf
...my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
hundred e mails...
EFTA00094212.pdf
...my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
hundred e mails...
EFTA00090355.pdf
...Anton & Chia, LLP, a PCAOB registered audit firm since 2009, is a California limited
liability partnership that was headquartered in Newport Beach, California, with additional offices in San
Diego and Westlake Village, California.
www.sec.gov
the last SEC reviewed 10Q for the Sep 30 2020 quarter
https://vvvvvv.sec...
EFTA00094182.pdf
...Sat, 12 Sep 2020 14:23:57 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf
Judges Cave and Jones,
The SEC corruption goes well beyond just...
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