332 results for "October 02 2007"
Page 13 of 14
EFTA00039025.pdf
...The BOP temporarily closed MCC New York in October 2021 due to substandard conditions that are
unrelated to this investigation. When it was operational, MCC New York housed approximately 750 inmates
at any given time. Prior to its closure, the majority of MCC New York's inmate residents were individuals...
EFTA00040288.pdf
...Wednesday, October 14, 2020 10:17 AM
To:
EFTA00040289
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Different version/additional information
From: Chris Dilorio
Sent: Wednesday, September 23, 2020 7:18 PM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital...
EFTA00300912.pdf
...This issue also highlights pho-
tos from the 25th Annual Gra-
ham & Dodd Breakfast, held on
October 9th, 2015 at the
Pierre Hotel in New York. This
event brings together alumni,
students, scholars, and practi-
tioners for a forum on current
insights and approaches to
investing. This year's breakfast...
EFTA00079641.pdf
...Wednesday, October 14, 2020 10:17 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Different version/additional information
From: Chris Dilorio
Sent: Wednesday, September 23, 2020 7:18 PM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00070202.pdf
...Utah
trading gold in Dubai?????
GLOBAL TECH INDUSTRIES GROUP, INC., AND GOLD TRANSACTIONS (globenewswire.com)
GLOBAL TECH INDUSTRIES GROUP INC.,
AND GOLD TRANSACTIONS
New York, New York, March 02, 2021 (GLOBE NEWSWIRE) -- (GTII:
OTCQB) Global Tech Industries Group, Inc. ("GTII" or "The
Company), www.gtii-us.com a Nevada Corporation...
EFTA00070998.pdf
...Sat, 3I Jul 2021 19:02:12 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf;
kcglq2015.pdf
SONY, NY Supreme Court, NJ Judges, NY AG/DFS...
EFTA00093702.pdf
...AND GOLD TRANSACTIONS (globenewswire.com)
GLOBAL TECH INDUSTRIES GROUP INC.,
AND GOLD TRANSACTIONS
New York, New York, March 02, 2021 (GLOBE NEWSWIRE) -- (GTII:
OTCQB) Global Tech Industries Group, Inc. ("GTII" or "The
Company"), www.gtii-us.com a Nevada Corporation, focused on
www.globenewswire.com
https://www.sec.gov/Archives...
EFTA00097481.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00093864.pdf
...AND GOLD TRANSACTIONS (globenewswire.com)
GLOBAL TECH INDUSTRIES GROUP INC.,
AND GOLD TRANSACTIONS
New York, New York, March 02, 2021 (GLOBE NEWSWIRE) -- (GTII:
OTCQB) Global Tech Industries Group, Inc. ("GTII" or "The
Company"), www.gtii-us.com a Nevada Corporation, focused on
www.globenewswire.com
https://www.sec.gov/Archives...
EFTA00095591.pdf
...Wednesday, October 14, 2020 10:17 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Different version/additional information
From: Chris Dilorio
Sent: Wednesday, September 23, 2020 7:18 PM
EFTA00095600
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR...
EFTA00087400.pdf
...Saturday, July 31, 2021 1:02 PM
EFTA00087403
Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix
SONY, NY Supreme Court, NJ Judges, NY AG/DFS et al,
The interconnectedness of my claims on display AGAIN.
I don't "hop" from 1 TCR to another by...
EFTA00070362.pdf
...AND GOLD TRANSACTIONS (globenewswire.com)
EFTA00070368
GLOBAL TECH INDUSTRIES GROUP INC.,
AND GOLD TRANSACTIONS
New York New York March 02 2021 (GLOBE NEWSWIRE) -- (GTII:
OTCQB) Global Tech Industries Group Inc. ("GTII" or "The
Company") www.gtii-us.com a Nevada Corporation focused on
www.globenewswire.com
https://www.sec.gov...
EFTA00098841.pdf
...This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as
of October 25, 2018, by and between FTE NETWORKS, INC., a Nevada corporation, with headquarters
located at 999 Vanderbilt Beach Rd., Suite 601, Naples, FL 34108 (the "Company"), and CROWN BRIDGE
PARTNERS, LLC, a New York limited liability company, with its address...
EFTA00070722.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00071284.pdf
...Saturday, July 31, 2021 1:02 PM
Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix
SONY, NY Supreme Court, NJ Judges, NY AG/DFS et al,
The interconnectedness of my claims on display AGAIN.
I don't "hop" from 1 TCR to another by accident...
EFTA00080676.pdf
...Saturday, July 31, 2021 1:02 PM
EFTA00080685
Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix
SONY, NY Supreme Court, NJ Judges, NY AG/DFS et al,
The interconnectedness of my claims on display AGAIN.
I don't "hop" from 1 TCR to another by...
EFTA00069421.pdf
...Saturday, July 31, 2021 1:02 PM
EFTA00069429
Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix
SONY, NY Supreme Court, NJ Judges, NY AG/DFS et al,
The interconnectedness of my claims on display AGAIN.
I don't "hop" from 1 TCR to another by...
EFTA00039689.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00069716.pdf
...Saturday, July 31, 2021 1:02 PM
EFTA00069727
Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix
SONY, NY Supreme Court, NJ Judges, NY AG/DFS et al,
The interconnectedness of my claims on display AGAIN.
I don't "hop" from 1 TCR to another by...
EFTA00067932.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00091093.pdf
...This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as
of October 25, 2018, by and between FTE NETWORKS, INC., a Nevada corporation, with headquarters
located at 999 Vanderbilt Beach Rd., Suite 601, Naples, FL 34108 (the "Company"), and CROWN BRIDGE
PARTNERS, LLC, a New York limited liability company, with its address...
EFTA00071966.pdf
...Saturday, July 31, 2021 1:02 PM
EFTA00071980
Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix
SONY, NY Supreme Court, NJ Judges, NY AG/DFS et al,
The interconnectedness of my claims on display AGAIN.
I don't "hop" from 1 TCR to another by...
EFTA00070043.pdf
...Saturday, July 31, 2021 1:02 PM
EFTA00070059
Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix
SONY, NY Supreme Court, NJ Judges, NY AG/DFS et al,
The interconnectedness of my claims on display AGAIN.
I don't "hop" from 1 TCR to another by...
EFTA00065103.pdf
...This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as
of October 25, 2018, by and between FTE NETWORKS, INC., a Nevada corporation, with headquarters
located at 999 Vanderbilt Beach Rd., Suite 601, Naples, FL 34108 (the "Company"), and CROWN BRIDGE
PARTNERS, LLC, a New York limited liability company, with its address...
EFTA00067752.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
Search Tips
- Use quotes for exact phrases:
"flight manifest" - Use OR for alternatives:
bank OR financial - Use wildcard for partial matches:
invest* - Exclude words:
document -redacted - Search names:
John Smith