378 results for "October 02 2010"

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EFTA00039689.pdf
OCR Confidence: 85%  •  6837.1 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the CGFIA...
EFTA00590400.pdf
OCR Confidence: 85%  •  6776.3 KB
...The amendment reflected that KUE has a target exit date of October 2015 through an IPO. If an IPO is not successful, KUE will wind down by October 2017 through some other means. When BFP invested in KUE, the investment also included an investment in KU Management Inc. ("KUE GP...
EFTA00115899.pdf
OCR Confidence: 85%  •  5653.4 KB
...I stayed there from 2008— teo 8 October 5, 2013. 9 MR. : Where did you go in October? 10 MR. : MCC New York. 11 MR. : Was it a promotion or 12 lateral? 13 MR. : Lateral. 14 MR. : Okay. When did you get - 15 what was the next step, promotion that...
EFTA00069571.pdf
OCR Confidence: 85%  •  9608.6 KB
...Tue, 17 Aug 2021 02:55:02 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; kcglq2015.pdf; IMDS2012shareincrease.pdf; IMDS2013authshareinc.pdf; IMDS2014offering.pdf; IMDSShareincrease2017.pdf; IMDSshareincJune282018...
EFTA00067932.pdf
OCR Confidence: 85%  •  6985.9 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then EFTA00068029 suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the...
EFTA00067752.pdf
OCR Confidence: 85%  •  7268.0 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the CGFIA...
EFTA00071140.pdf
OCR Confidence: 85%  •  9568.7 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the CGFIA...
EFTA00067130.pdf
OCR Confidence: 85%  •  7350.2 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the CGFIA...
EFTA00596488.pdf
OCR Confidence: 85%  •  7675.3 KB
...Pursuant to §895.02, Fla. Stat., ROTHSTEIN and EDWARDS engaged in a pattern of "racketeering activity" through the commission of crimes as defined in § 895.02(1)(a)-(b), Fla. Stat., including Chapter 517, relating to securities; Chapter 817, relating to fraudulent practices, false pretenses, and fraud (including L.M...
EFTA00072134.pdf
OCR Confidence: 85%  •  9784.3 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then EFTA00072276 suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the...
EFTA00093044.pdf
OCR Confidence: 85%  •  26426.5 KB
...21, 2010), aff'd, 369 F. App'x 152 (2d Cir. 2010) 26 United States v. Benatar, No. 02 Cr. 099 (JO), 2002 WL 31410262 (E.D.N.Y. Oct. 10, 2002) 26 United States v. Bodmer, No. 03 Cr. 947 (SAS), 2004 WL 169790 (S.D.N.Y. June...
EFTA00160374.pdf
OCR Confidence: 85%  •  1775.3 KB
...Fri, 12 May 2023 10:10:02 +0000 Importance: Normal View in Browser Federal Bureau of Investigation Seal May 12, 2023 Federal Bureau of Investigation Daily News Briefing (In coordination with the Office of Public Affairs) Email Public Affairs to subscribe to the Daily News Briefing. Mobile version and archive...
EFTA00080676.pdf
OCR Confidence: 85%  •  9910.1 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the CGFIA...
EFTA00070202.pdf
OCR Confidence: 85%  •  10449.6 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then EFTA00070356 suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the...
EFTA00070998.pdf
OCR Confidence: 85%  •  9436.1 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the CGFIA...
EFTA00102521.pdf
OCR Confidence: 85%  •  7693.8 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then EFTA00102630 suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the...
EFTA00093702.pdf
OCR Confidence: 85%  •  10555.7 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then EFTA00093858 suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the...
EFTA00298293.pdf
OCR Confidence: 85%  •  9788.0 KB
...CERTIFICATE OF OATH THE STATE OF FLORIDA COUNTY OF PALM BEACH I, the undersigned authority, certify that DETE,CTIVE JOSEPH RECAREY personally appeared before me and was duly sworn on the 19th day of March, 2010. Dated this 1st day of April, 2010. Chia Hopki ti/cc CommissionExpires: My Commission...
EFTA00069716.pdf
OCR Confidence: 85%  •  10096.1 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then EFTA00069863 suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the...
EFTA00087400.pdf
OCR Confidence: 85%  •  9639.7 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then EFTA00087539 suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the...
EFTA00093864.pdf
OCR Confidence: 85%  •  10677.9 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then EFTA00094022 suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the...
EFTA00098841.pdf
OCR Confidence: 85%  •  8617.1 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the CGFIA...
EFTA00082705.pdf
OCR Confidence: 85%  •  7855.8 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the CGFIA...
EFTA00065103.pdf
OCR Confidence: 85%  •  9177.5 KB
...Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then EFTA00065235 suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells 2010-2013? WHY did it take until September 2018 before the SEC finally revoked the...
EFTA00636697.pdf
OCR Confidence: 85%  •  2615.4 KB
...Security Council resolutions passed in 2006, 2007, 2008 and 2010 EFTA00636699 condemned Iran's defiance and imposed sanctions, demanding an unconditional halt to nuclear enrichment. The interim agreement reached on Nov. 24, though described by all sides as temporary, thus represents a crucial test of whether the seemingly inexorable progress...

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