378 results for "October 02 2014"

Page 14 of 16
EFTA00067870.pdf
OCR Confidence: 85%  •  4631.0 KB
...Fri, 02 Apr 2021 14:37:02 +0000 Attachments: KCG_Appendix 3-20_13_penultimate.doex; KCG_TCR_3-20-13-penultimate_drafl.pdf; KCG_TCR 3-20-13-penultimate draft.docx; KCG Appendix_3-20_13_pentiltimate.pdf; Cifti.jpg; Blostein.jpg; KCGMarch2017.jpg; FINRA.jpg Let's take...
EFTA00064699.pdf
OCR Confidence: 85%  •  1984.6 KB
...Continue Reading] ABC: "Unfair policing of African Americans a 'widespread phenomenon,' Attorney General Barr says," Pierre Thomas, Lucien Bruggeman, Jack Date, Alexander Mallin, Luke Barr, July 09, 2020, 4:02 PM Unfair policing of African Americans a 'widespread phenomenon,' Attorney General Barr says The nation's top law enforcement officer...
EFTA00076843.pdf
OCR Confidence: 85%  •  3333.8 KB
...Wednesday, October 14, 2020 9:32 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00076845 From: Chris Dilorio Sent: Wednesday. October 14. 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capiital TCR & Appendix The...
EFTA00674046.pdf
OCR Confidence: 85%  •  3570.6 KB
...From January to October, murders increased by 18 percent, and street robberies jumped by 48 percent compared to the same time last year, according to the state's security institute. Rio organizers still owe creditors about $40 million. Four of the new arenas in the main Olympic Park have failed...
EFTA00097262.pdf
OCR Confidence: 85%  •  3966.2 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00078082.pdf
OCR Confidence: 85%  •  3261.7 KB
...Monday, September 14, 2020 6:02 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Jones, Judge Cave Straight forward, irrefutable proof of SEC corrupt relationship with Handler Jefferies: KCG was engaged in abusive naked shorting in months leading up to the...
EFTA00086579.pdf
OCR Confidence: 85%  •  3304.8 KB
...Wednesday, October 14, 2020 9:00 AM EFTA00086581 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective...
EFTA00039828.pdf
OCR Confidence: 85%  •  3343.8 KB
...Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do...
EFTA00086617.pdf
OCR Confidence: 85%  •  3382.4 KB
...Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do...
EFTA00071827.pdf
OCR Confidence: 85%  •  4165.1 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00136798.pdf
OCR Confidence: 85%  •  6149.1 KB
...FRIDAY, OCTOBER 9, 2020 6:30 AM EDT Holiday Message In observance of the U.S. federal Columbus Day holiday, we will not publish on Monday, October 12, 2020. Service will resume on Tuesday, October 13, 2020. We wish our readers a safe holiday. TODAY'S TABLE OF CONTENTS Leading...
EFTA00088144.pdf
OCR Confidence: 85%  •  3421.8 KB
...Monday, September 14, 2020 6:02 AM EFTA00088153 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Jones, Judge Cave Straight forward, irrefutable proof of SEC corrupt relationship with Handler Jefferies: KCG was engaged in abusive naked shorting in months leading up to...
EFTA00069970.pdf
OCR Confidence: 85%  •  4295.0 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00083356.pdf
OCR Confidence: 85%  •  3493.6 KB
...Wednesday, October 14, 2020 9:00 AM EFTA00083362 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective...
EFTA00040288.pdf
OCR Confidence: 85%  •  4120.0 KB
...Wednesday, October 14, 2020 10:17 AM To: EFTA00040289 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Different version/additional information From: Chris Dilorio Sent: Wednesday, September 23, 2020 7:18 PM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital...
EFTA00066454.pdf
OCR Confidence: 85%  •  3572.2 KB
...Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do...
EFTA00079641.pdf
OCR Confidence: 85%  •  4328.0 KB
...Wednesday, October 14, 2020 10:17 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Different version/additional information From: Chris Dilorio Sent: Wednesday, September 23, 2020 7:18 PM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00071487.pdf
OCR Confidence: 85%  •  3698.1 KB
...Monda , Se •tember 14, 2020 6:02 AM EFTA00071501 >; > Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Jones, Judge Cave Straight forward, irrefutable proof of SEC corrupt relationship with Handler Jefferies: KCG was engaged in abusive naked shorting in months leading up...
EFTA00104460.pdf
OCR Confidence: 85%  •  4069.9 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00070950.pdf
OCR Confidence: 85%  •  3794.3 KB
...Wednesday, October 14, 2020 9:00 AM To: EFTA00070961 >; Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their...
EFTA00071898.pdf
OCR Confidence: 85%  •  4747.9 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00095591.pdf
OCR Confidence: 85%  •  4525.4 KB
...Wednesday, October 14, 2020 10:17 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Different version/additional information From: Chris Dilorio Sent: Wednesday, September 23, 2020 7:18 PM EFTA00095600 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR...
EFTA00040963.pdf
OCR Confidence: 85%  •  60567.4 KB
...were also documented in a 2014 Human 8 EFTA00041045 Rights Watch Report, about human rights abuses in US terrorism prosecutions. During his six-year term as the UN Special Rapporteur for Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, which ended in October 2016, the BOP prevented from...
EFTA00098841.pdf
OCR Confidence: 85%  •  8617.1 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00091093.pdf
OCR Confidence: 85%  •  8983.9 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (finra.org) EFTA00091134 Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis...

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