439 results for "Sept 21 2015"

Page 14 of 18
EFTA00098841.pdf
OCR Confidence: 85%  •  8617.1 KB
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER...
EFTA00085225.pdf
OCR Confidence: 85%  •  2421.0 KB
Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 1 of 34 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK United States of America, —v— Ghislaine Maxwell, Defendant. USDC SONY DOCUMENT ELECTRONICALLY FILED DOC N: DATE FILED: 4/16/21 20-cr-330 (MN) OPINION...
EFTA00090494.pdf
OCR Confidence: 85%  •  2421.0 KB
Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 1 of 34 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK United States of America, —v— Ghislaine Maxwell, Defendant. USDC SONY DOCUMENT ELECTRONICALLY FILED DOC N: DATE FILED: 4/16/21 20-cr-330 (MN) OPINION...
EFTA00092755.pdf
OCR Confidence: 85%  •  2421.0 KB
Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 1 of 34 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK United States of America, —v— Ghislaine Maxwell, Defendant. USDC SONY DOCUMENT ELECTRONICALLY FILED DOC N: DATE FILED: 4/16/21 20-cr-330 (MN) OPINION...
EFTA00092886.pdf
OCR Confidence: 85%  •  2421.1 KB
Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 1 of 34 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK United States of America, —v— Ghislaine Maxwell, Defendant. USDC SONY DOCUMENT ELECTRONICALLY FILED DOC N: DATE FILED: 4/16/21 20-cr-330 (MN) OPINION...
EFTA00103238.pdf
OCR Confidence: 85%  •  2421.0 KB
Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 1 of 34 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK United States of America, —v— Ghislaine Maxwell, Defendant. USDC SONY DOCUMENT ELECTRONICALLY FILED DOC N: DATE FILED: 4/16/21 20-cr-330 (MN) OPINION...
EFTA00103273.pdf
OCR Confidence: 85%  •  2421.0 KB
Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 1 of 34 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK United States of America, —v— Ghislaine Maxwell, Defendant. USDC SONY DOCUMENT ELECTRONICALLY FILED DOC N: DATE FILED: 4/16/21 20-cr-330 (MN) OPINION...
EFTA00103308.pdf
OCR Confidence: 85%  •  2421.0 KB
Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 1 of 34 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK United States of America, —v— Ghislaine Maxwell, Defendant. USDC SONY DOCUMENT ELECTRONICALLY FILED DOC N: DATE FILED: 4/16/21 20-cr-330 (MN) OPINION...
EFTA00103343.pdf
OCR Confidence: 85%  •  2421.1 KB
Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 1 of 34 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK United States of America, —v— Ghislaine Maxwell, Defendant. USDC SONY DOCUMENT ELECTRONICALLY FILED DOC N: DATE FILED: 4/16/21 20-cr-330 (MN) OPINION...
EFTA00104652.pdf
OCR Confidence: 85%  •  2421.1 KB
Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 1 of 34 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK United States of America, —v— Ghislaine Maxwell, Defendant. USDC SONY DOCUMENT ELECTRONICALLY FILED DOC N: DATE FILED: 4/16/21 20-cr-330 (MN) OPINION...
EFTA00105663.pdf
OCR Confidence: 85%  •  2421.0 KB
Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 1 of 34 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK United States of America, —v— Ghislaine Maxwell, Defendant. USDC SONY DOCUMENT ELECTRONICALLY FILED DOC N: DATE FILED: 4/16/21 20-cr-330 (MN) OPINION...
EFTA00154640.pdf
OCR Confidence: 85%  •  2421.0 KB
Case 1:20-cr-00330-AJN Document 207 Filed 04/16/21 Page 1 of 34 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK United States of America, —v— Ghislaine Maxwell, Defendant. USDC SONY DOCUMENT ELECTRONICALLY FILED DOC N: DATE FILED: 4/16/21 20-cr-330 (MN) OPINION...
EFTA00070722.pdf
OCR Confidence: 85%  •  6763.0 KB
...Formal appeal for denial covered action 2015-0 l 6/ Knight Capital TCR & Appendix Date: Fri, 28 May 2021 13:25:21 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG TCR 3-20-13-penultimate_draft.docx; KCG_Appendix 3...
EFTA00263462.pdf
OCR Confidence: 85%  •  5463.7 KB
...Horowitz, Jason (September 22, 2015). "Donald Trump's Old Queens Neighborhood Contrasts With the Diverse Area Around If (https://v,ww.nytimes.com/2015/09/23/us/politics/donald-trum ps-old-queens-nelghborhood-now-a-melting-pot-was-seen-as-a-clolster.htsiD. The New York Times. Retrieved November...
EFTA00067130.pdf
OCR Confidence: 85%  •  7350.2 KB
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER...
EFTA00039689.pdf
OCR Confidence: 85%  •  6837.1 KB
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER...
EFTA00097481.pdf
OCR Confidence: 85%  •  6551.0 KB
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER...
EFTA00067752.pdf
OCR Confidence: 85%  •  7268.0 KB
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER...
EFTA00067932.pdf
OCR Confidence: 85%  •  6985.9 KB
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER...
EFTA00072287.pdf
OCR Confidence: 85%  •  5050.9 KB
...Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Wed, 21 Apr 2021 16:03:19 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG TCR 3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13...
EFTA00065335.pdf
OCR Confidence: 85%  •  5075.5 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00083075.pdf
OCR Confidence: 85%  •  5138.0 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00065268.pdf
OCR Confidence: 85%  •  4731.6 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf EFTA00065323 Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015...
EFTA00714920.pdf
OCR Confidence: 85%  •  1919.0 KB
RECEIVED, 2/25/2015 3:10 PM, Clerk, Fourth District Court of Appeal BRADLEY J. EDWARDS, Appellant, v. JEFFREY EPSTEIN, Appellee. / FOURTH DISTRICT COURT OF APPEAL STATE OF FLORIDA CASE NO.: 4D14-2282 L.T. Case No.: 502009CA040800 ANSWER BRIEF OF APPELLEE JEFFREY EPSTEIN TONJA HADDAD COLEMAN, ESQ. Florida Bar...
EFTA00064843.pdf
OCR Confidence: 85%  •  4874.6 KB
...www.finra.org EFTA00064901 The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015...

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