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EFTA01460571.pdf
Financial
STRICTLYPRIVATE & CONFIDENTIAL, FOR INTERNAL DISTRIBUTION ONLY
Important Notice
This document is intended for discussion purposes only and does not create any legally binding obligations on the part of Deutsche Bank AG and/or its affiliates
MB"). Without limitation, this document does not constitute an otter, an invitation to offer or...
EFTA01343868.pdf
Financial
Americas Region Reputational Risk Committee Policy
6.7 Role of Chairman
Deutsche Bank
The Chairman of the ARRC is the General Counsel for the Americas. The Chairman chairs each
meeting and sets the tone for the committee by clearly articulating the mission statement.
Additionally, the Chairman:
1. Sources the agenda...
EFTA01390235.pdf
Photo
ian Some
Disclosure Statement
Deutsche Bank Securities Inc. (the "Solicitation Agent"), Glendower Access Secondary
Opportunities IV GP LLC ("Glendower") and iCapital Advisors, LLC ("iCapital") have entered into an
agreement pursuant to which the Solicitation Agent has agreed to consider the Solicitation Agent's clients
and prospective clients for whom an...
EFTA01446933.pdf
Financial
...Page 16
Deutsche Bank Securities Inc.
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0101376
CONFIDENTIAL
SDNY_GM_00247560
EFTA01446933
EFTA01446968.pdf
Financial
...Page 16
Deutsche Bank Securities Inc.
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0101428
CONFIDENTIAL
SDNY_GM_00247612
EFTA01446968
EFTA01451215.pdf
Financial
...akwereteg ',nonce In
-130
- 120
Deutsche Bank AG/London
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0107540
SDNY_GM_00253724
EFTA01451215
EFTA01452990.pdf
Financial
...Page 16
Deutsche Bank Securities Inc.
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0110352
CONFIDENTIAL
SDNY_GM_00256536
EFTA01452990
EFTA01453060.pdf
Financial
...Page 16
Deutsche Bank Securities Inc.
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0110463
CONFIDENTIAL
SDNY_GM_00256647
EFTA01453060
EFTA01453096.pdf
Financial
...Page 16
Deutsche Bank Securities Inc.
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0110516
CONFIDENTIAL
SDNY_GM_00256700
EFTA01453096
EFTA01458286.pdf
Financial
...o Rest or world
Deutsche Bank AG/London
DB-SDNY-0118134
SDNY_GM_00264318
EFTA01458286
EFTA01479304.pdf
Financial
...Ford
Managing Director I Head of Compliance, Americas
Deutsche Bank
60 Wall Street I New York, NY 10005
EFTA01479306
EFTA01383414.pdf
Financial
1511 Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
Portfolio Holdings (continued)
February 1,2019 - February 28,2019
SOUTHERN TRUST COM PA NY INC
Desdiptc,r
CAS— MONEY EUNDS. AND BANK DEPOSITS(continued)
TOTAL CASH M ONEY FUNDS. AND BANK DEPOSITS
Total Portfolio Holdings
Portfolio Holdings Disclosures
Cur lay...
EFTA01389868.pdf
Financial
GLDUS132 EverWatch Financial
Disclosure Statement
Deutsche Bank Securities Inc. (the "Solicitation Agent"), Glendower Access Secondary
Opportunities IV GP LLC ("Glendower") and iCapital Advisors, LLC ("iCapital") have entered into an
agreement pursuant to which the Solicitation Agent has agreed to consider the Solicitation Agent's clients
and prospective clients for whom...
EFTA01391478.pdf
Financial
GLDUS124 BBR Partners
Disclosure Statement
Deutsche Bank Securities Inc. (the "Solicitation Agent"), Glendower Access Secondary
Opportunities IV GP LLC ("Glendower") and iCapital Advisors, LLC ("iCapital") have entered into an
agreement pursuant to which the Solicitation Agent has agreed to consider the Solicitation Agent's clients
and prospective clients for whom...
EFTA01392142.pdf
Financial
GLOUS144 Glenn Warren
Disclosure Statement
Deutsche Bank Securities Inc. (the "Solicitation Agent"), Glendower Access Secondary
Opportunities IV GP LLC ("Glendower") and iCapital Advisors, LLC ("iCapital") have entered into an
agreement pursuant to which the Solicitation Agent has agreed to consider the Solicitation Agent's clients
and prospective clients for whom...
EFTA01392506.pdf
Photo
GLDUS128 Patrick Gerschel
Disclosure Statement
Deutsche Bank Securities Inc. (the "Solicitation Agent"), Glendower Access Secondary
Opportunities IV GP LLC ("Glendower") and iCapital Advisors, LLC ("iCapital") have entered into an
agreement pursuant to which the Solicitation Agent has agreed to consider the Solicitation Agent's clients
and prospective clients for whom...
EFTA01394684.pdf
Financial
GLOUS140 Lawrence Hirsch
Disclosure Statement
Deutsche Bank Securities Inc. (the "Solicitation Agent"), Glendower Access Secondary
Opportunities IV GP LLC ("Glendower") and iCapital Advisors, LLC ("iCapital") have entered into an
agreement pursuant to which the Solicitation Agent has agreed to consider the Solicitation Agent's clients
and prospective clients for whom...
EFTA01451177.pdf
Financial
...akwereteg ',nonce In
-130
- 120
Deutsche Bank AG/London
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0 107456
SDNY_GM_00253640
EFTA01451177
EFTA01454203.pdf
Financial
...Mobile
Autobahn on the move
Deutsche Bank's award-winning
research - now Avail/Die on Pad
•
Click ham for mom information
Click/ copy this link into a browser to access the report Otto noun db-Qmresearch corod>1797-5558,5122439308 DataFlash 2014-05-
11 090Cb8c0138419cd0.edf. II you have any...
EFTA01454517.pdf
Financial
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Deutsche Bank - Fixed Income Research
Early Morning Reid - Macro Strategy
01 July 2014 (6 pages/ 178 kb)
Download the com lete re ort:
htt :
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Key Market Data
(Index @ Close // Change)
(1TX Crossover 0 242 // +3)
(ITX Europe 125 0 62 // +1)
(CDX 125 0 59 // +1)
(CDX...
EFTA01459084.pdf
Financial
...Sent Skamen Nuncio LP 14010,
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Page 36
Deutsche Bank Securities Inc.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0119305
SDNY_GM_00265489
EFTA01459084
EFTA01459746.pdf
Financial
...15%
10%
5%
.10%
Deutsche Bank Securities Inc.
Page 11
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0120405
CONFIDENTIAL
SDNY_GM_00266589
EFTA01459746
EFTA01790135.pdf
Email
...Nick Lawson
Managing Director
Deutsche Bank AG London
=img src=cid:_1_126E0498126E00440050593085257C16>
Assistant
Joanne Higgins
Office : + 44 20 7545 8825
CIB Global Markets
Winchester House
1 Great Winchester Street
London
EC2N 2DB
ALMT
EFTA01299283.pdf
Financial
...Please see the email chain attached to this KYC, thanks!
Best, Michael
Michael Vila
Team Manager I AML Compliance
Deutsche Bank Securities Inc.
Asset & Wealth Management
5022 Gate Pa
Suite 400. 32256 Jacksonville. USA
Tel
Ema
PAPPift.*Peefolvt.
Amanda Kirby--09/04/2013 11:09:44 AM--Classification: For internal...
EFTA01299299.pdf
Financial
...Please see the email chain attached to this KYC, thanks!
Best, Michael
CAI
Michael Vila
Team Manager I AML Compliance
Deutsche Bank Securities Inc.
Moak ft Wealth Mananernent
Pascitntiv Palbast.
Amanda Kirby—0910412013 11:09:44 AM—Classification: For internal use only Hi, The below RDC
alerts do pertain to...
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