378 results for "October 02 2014"
Page 15 of 16
EFTA00065103.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (finra.org)
EFTA00065147
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis...
EFTA00141295.pdf
...EFTA00141298
All other disciplines are tentatively scheduled to be completed by October 2024. It is anticipated
that the workforce planning tool will be fully utilized beginning in October 2024.
(5) OIG requests FBOP to provide an analysis of whether the new incentives mentioned in its
previous status update have made...
EFTA00160553.pdf
...Wed, 28 Jun 2023 10:15:02 +0000
Importance: Normal
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r aFederal Bureau of Investigation -
Seal
June 28, 2023
Federal Bureau of Investigation
Daily News Briefing
(In coordination with the Office of Public Affairs)
Email Public Affairs to subscribe to the Daily News Briefing. Mobile version and...
EFTA00082947.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00094519.pdf
...Last October, Berry's sentence was reduced to time-served, followed by eight years of supervised release. Federal
prosecutors are appealing the reduced sentence.
"Many years have passed since Caprice Jones was murdered, but the detectives of the NYPD continued investigating,
working to see that justice would be done. Now...
EFTA00082825.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00067932.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00067752.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00097481.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00067130.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00597104.pdf
...only), April 15, 2015, April 22, 2015, April 28, 2015, May 21,
2015, May 29, 2015, August 17, 2015, October 19, 2015, November 27, 2015, January 14, 2016 (Item
2.02 is expressly incorporated by reference herein) and February 9, 2016 (SEC File No. 001.35651);
Our definitive Proxy Statement...
EFTA00070722.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00160334.pdf
...Thu, 30 Mar 2023 10:10:02 +0000
Importance: Normal
View In Browser
Federal Bureau of Investigation
Seal
March 30, 2023
Federal Bureau of Investigation
Daily News Briefing
(In coordination with the Office of Public Affairs)
Mobile version and searchable archives available at https://fbi.barbaricumanalytics.com
Table of Contents...
EFTA00039689.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00102521.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (fmra.org)
EFTA00102542
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis...
EFTA00082705.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00137138.pdf
...The Washington Post
EFTA00623392.pdf
...On October 6. 2010. the Court granted plaintiffs' motion to file the fourth amended complaint. Plaintiffs' fourth amended
complaint, filed on October 7. 2010. adds Apollo Global Management. LLC. as a defendant. On November 4. 2010. Apollo moved to dismiss, arguing that the
claims against Apollo are time-barred and...
EFTA00126647.pdf
...When I got --
11
: -- you were (Indiscernible
12 *02:00:02).
13
-- when I was reviewing the
14 log from the night, from 08/09 into 08/10.
15
: Okay.
16
: That morning watch log for
17 08/10? Because it starts off with this one, and
18 then it...
EFTA00300912.pdf
...This issue also highlights pho-
tos from the 25th Annual Gra-
ham & Dodd Breakfast, held on
October 9th, 2015 at the
Pierre Hotel in New York. This
event brings together alumni,
students, scholars, and practi-
tioners for a forum on current
insights and approaches to
investing. This year's breakfast...
EFTA00074599.pdf
...Wild had sought mandamus relief in 2014, there would undoubtedly have been no bar to our review—there
being no restrictive definition of "court of appeals- at that time. But, the government asserts, with the passage
of the 2015 amendment—which all agree was meant to enhance victims' rights—that...
EFTA00595846.pdf
...2014 (i.e., on or after July 1, 2014) to "foreign
financial institutions" in respect of accounts of U.S. shareholders at such financial institutions may be subject to
withholding at a rate of 30%. U.S. shareholders should consult their tax advisors regarding the effect, if any, of
these...
EFTA00172546.pdf
...The BOP temporarily closed MCC New York in October 2021 due to substandard conditions that are
unrelated to this investigation. When it was operational, MCC New York housed approximately 750 inmates
at any given time. Prior to its closure, the majority of MCC New York's inmate residents were individuals...
EFTA00039025.pdf
...The BOP temporarily closed MCC New York in October 2021 due to substandard conditions that are
unrelated to this investigation. When it was operational, MCC New York housed approximately 750 inmates
at any given time. Prior to its closure, the majority of MCC New York's inmate residents were individuals...
EFTA00059973.pdf
...When I got --
11
: -- you were (Indiscernible
12 *02:00:02).
13
-- when I was reviewing the
14 log from the night, from 08/09 into 08/10.
15
: Okay.
16
: That morning watch log for
17 08/10? Because it starts off with this one, and
18 then it...
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