630 results for "October 13 2020"

Page 15 of 26
EFTA00104460.pdf
OCR Confidence: 85%  •  4069.9 KB
...KCG_Appendix 3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR 3-20-13-penultimate draft.docx; KCG Appendix_3-20_13_pentiltimate.pdf; Cifti.jpg; Blostein.jpg; KCGMarch2017.jpg; FINRA.jpg SONY Judges, per below: the BD SRO FINRA (not SEC) Nov 2020...
EFTA00088144.pdf
OCR Confidence: 85%  •  3421.8 KB
...October 14.2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do not...
EFTA00082705.pdf
OCR Confidence: 85%  •  7855.8 KB
...FORM 10-K (Mark One) ❑O ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the...
EFTA00102521.pdf
OCR Confidence: 85%  •  7693.8 KB
...FORM 10-K (Mark One) ❑O ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the...
EFTA00098841.pdf
OCR Confidence: 85%  •  8617.1 KB
...FORM 10-K (Mark One) ❑O ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the...
EFTA00071827.pdf
OCR Confidence: 85%  •  4165.1 KB
...Wednesday October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do...
EFTA00039689.pdf
OCR Confidence: 85%  •  6837.1 KB
...FORM 10-K (Mark One) ❑O ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the...
EFTA00097481.pdf
OCR Confidence: 85%  •  6551.0 KB
...FORM 10-K (Mark One) ❑O ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the...
EFTA00039828.pdf
OCR Confidence: 85%  •  3343.8 KB
...Mon, 09 Nov 2020 13:08:35 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; Cifu.jpg; Blosteinjpg; KCGMarch2017.jpg Janey et al: the record Chock...
EFTA00066454.pdf
OCR Confidence: 85%  •  3572.2 KB
...Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do...
EFTA00091093.pdf
OCR Confidence: 85%  •  8983.9 KB
...FORM 10-K (Mark One) ❑O ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the...
EFTA00083356.pdf
OCR Confidence: 85%  •  3493.6 KB
...Wednesday, October 14, 2020 9:00 AM EFTA00083362 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective...
EFTA00093044.pdf
OCR Confidence: 85%  •  26426.5 KB
...3 In a letter dated October 13, 2020. we asked the ovemment to other thin s. ride additional discos amon t o senous Federal Rules of Criminal Procedure (see Dkt. 68), the government's failure to obtain in case pursuant to Rule 5 ) of die is curious and coons in...
EFTA00071487.pdf
OCR Confidence: 85%  •  3698.1 KB
...corruption/obstruction. With help from the SDNY and Sell Side analists covering NITE/VIRT Cheers! Christopher.' Dilorio Whistleblower From: Chris Dilorio Sent Wednesday. October 14. 2020 9.00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler...
EFTA00082825.pdf
OCR Confidence: 85%  •  8114.4 KB
...FORM 10-K (Mark One) ❑O ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the...
EFTA00069970.pdf
OCR Confidence: 85%  •  4295.0 KB
...Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00069990 The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective...
EFTA00065103.pdf
OCR Confidence: 85%  •  9177.5 KB
...FORM 10-K (Mark One) ❑O ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the...
EFTA00082947.pdf
OCR Confidence: 85%  •  8381.5 KB
...FORM 10-K (Mark One) ❑O ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the...
EFTA00075562.pdf
OCR Confidence: 85%  •  3226.8 KB
...2020 Filed on January 22.2020 Complaint Ned on January 22, 2020 EFTA00075577 Voucher 1 EFTA00075578 ay Five Oar Rmurn TO: x0106 SIM San Juan PR COMS4146 mama rovatnionw tonere m I First Bank STAMIENT OF ACCOUNT STATINIar mut j mono 2114ILMMOYAL CHECKING SMINONIBMOI amen wise na 7 . 59"emicerrir...
EFTA00095587.pdf
OCR Confidence: 85%  •  323.9 KB
...As previously stated, and as noted in the Government's letter dated October 28, 2020, with regard to your many requests for information that fall within the scope of the Government's Giglio and Jencks Act obligations, we intend to produce all such material in advance of trial and remain...
EFTA00070950.pdf
OCR Confidence: 85%  •  3794.3 KB
...Wednesday, October 14, 2020 9:00 AM To: EFTA00070961 >; Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their...
EFTA00095957.pdf
OCR Confidence: 85%  •  751.2 KB
...SDNY News Clips, Thursday, January 30, 2020 Date: Thu, 30 Jan 2020 22:36:04 +0000 Attachments: 0I -30-2020.pdf SDNY News Clips Thursday, January 30, 2020 EFTA00095957 Contents Public Corruption Avenatti Epstein Parnas Terrorism and International Narcotics Virgil Griffith White Plains Grogg Matters of Interest Weinstein Bolton Public...
EFTA00057410.pdf
OCR Confidence: 85%  •  69449.5 KB
...08-22 16:13:18 EDT Exported nom imam inetmai Exported by netnrailnetrivanetnuil 2019.0946 152031 EDT Exposed nctmainctmailmetmad Exported by net= ilretma inetma il 2020.05-19143433 EDT Tag BOP01703.MXRADMI.MXRDOMI Ftigged 2020-05-191437:18 EDT Tag B0P01703.MXRADM I.NIXRDOM1 Fbgged 2020-05-19153229 EDT Tag...
EFTA00070998.pdf
OCR Confidence: 85%  •  9436.1 KB
...FORM 10-K (Mark One) ❑O ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the...
EFTA00267125.pdf
OCR Confidence: 85%  •  2839.8 KB
...ViTY NE-4"\i BUS NEss f)cccONT ,Rc-, &USr1CiAopems me INF) EFTA00267137 7/13/2020 Mail - Jacqueline Pearce - Outlook Service Ticket #621581 - Jacqueline Pearce - Email Hack - 0400404658 Pit Stop Technologies ?..Thu 9/07/2020 9:24 AI:A To: Hello Jacqueline, 4c Service Ticket It 621581, has been completed...

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