625 results for "April 03 2019"
Page 17 of 25
EFTA00082825.pdf
...Wpdnesdav April 29. 2020 8.03 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
EFTA00599823.pdf
...020.03
12444412
($233.00to
so
1$233.000.001
Z£Z2t412Z£
Coram:44y Options Pn.
572.500
Total 2012 Pn.
59106374
102013 PMepenCnwe • Co
EFTA00599834
GIO
Gamma 'flume.. ciesnoisim
Global Investment Opportunities Group
Account Position and P/L Summary (Disclaimer)
Prepared for Southern Financial LLC as of April 23...
EFTA00069421.pdf
...Wednesday, April 29, 2020 8:03 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
EFTA00072134.pdf
...Wednesday, April 29, 2020 8:03 AM
>
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
EFTA00069716.pdf
...Wednesday, April 29, 2020 8:03 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
EFTA00098841.pdf
...Wednesday, April 29, 2020 8:03 AM
<
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
EFTA00071966.pdf
...Wednesday, April 29, 2020 8:03 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
EFTA00069042.pdf
...Wednesday, April 29, 2020 8:03 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
EFTA00070043.pdf
...Wednesday, April 29, 2020 8:03 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
EFTA00094263.pdf
...I filed a second
complaint with Hoecker in April/May 2019 as absolutely nothing has changed. AGAIN: I have yet to be
interviewed by Hoecker. Further, the IG statute is crystal clear: IG's are to keep Congress informed of serious
allegations like mine. It is REQUIRED because not doing...
EFTA00070202.pdf
...Wednesday, April 29, 2020 8:03 AM
>
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
EFTA00593632.pdf
Morgan Stanley
Apollo Global Management LLC I April 1. 2015
MORGAN STANLEY RESEARCH
April 1 2015
Apollo Global Management LLC
Winter Is Coming: Sell APO Into 1Q
Earnings
Industry View
In-Line
Stock Rating
Price Target
Underweight
$23.00
Lowering 1Q divi estimate by 38% to 30c; we're now...
EFTA00310442.pdf
...03 April 2019 09 26 28
Any changes made after this time are net reflected below
Travel Arrangements for
American Express Travel Record Locatoa
Agent Details
Centurion Travel Service
This itinerary is a reservation only. This reservation will not be ticketed or price guaranteed until ticketing authorization is received. Please...
EFTA00093702.pdf
...Wednesday, April 29, 2020 8:03 AM
u je : w: orma appea or preliminarydenial covere ac ion
-
Knight Capi a
ppendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This is...
EFTA00094182.pdf
...Wednesday, April 29, 2020 8:03 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
EFTA00297910.pdf
...OS April 201916:53:43
Invoice
American Express Travel Record Locator
Invoice Information
Ticket Date
Invoice
Customer Number
05/04/2019
1502653
0000342129
Invoice Passenger Name(s)
Centurion Travel Service
2401 W. Behrend Dr Ste.55 M/C 08-03-69
Phoenix Arizona 85027
Toll Free 1
When Overseas Call...
EFTA00306458.pdf
...26 April 201913:52:12
Invoice
American Express Travel Record Locator
Invoice Information
Ticket Date
26/04/2019
Invoice Passenger Name(s)
Centurion Travel Service
2401 W. Behrend Dr Ste.55 M/C 08-03.69
Phoenix Arizona 85027
Toll Free 1-877-877-0987
When Overseas Call Collect 602...
EFTA00103994.pdf
CVVT
Your Itinerary
SatoTravel
Trip on Feb 03, 2020
Locator: LVDGAX
Date: Jan 24, 2020
Traveler
ATTN
DOJE2
31 WEST 8TH STREET, APARTMENT 3
NEW YORK NY 10011
US
USA
ALL MCO=S MUST BE MAILED TO.
EOUSA
175 N STREET, NE, SUITE 6.5000
THIS IS YOUR OFFICIAL RECEIPT...
EFTA00306201.pdf
...23 April 201910:50:39
Invoice
American Express Travel Record Locator
Invoice Information
Ticket Date
23/04/2019
Invoice Passenger Name(s)
Centurion Travel Service
2401 W. Behrend Dr Ste.55 M/C 08-03-69
Phoenix Arizona 85027
Toll Free 1-877-877-0987
When Overseas Call Collect 602...
EFTA00091454.pdf
...Virgin Islands at least on or about April
14, 2019; May 5, 2019; May 18, 2019; and June 11, 2019. Accordingly, there is probable cause
to believe that EPSTEIN was present at the Virgin Islands Residence a short time before the
recovery of the Subject Devices.
56.
Based on my...
EFTA00297907.pdf
...05 April 201916:53:40
Invoice
American Express Travel Record Locator ZN G
Invoice Information
Ticket Date
05/04/2019
Invoice
1502652
Customer Number
0000342129
Invoice Passenger Name(s)
Centurion Travel Service
2401 W. Behrend Dr Ste.55 M/C 08-03-69
Phoenix Arizona 85027
Toll Free 1
When...
EFTA00153059.pdf
...Virgin Islands at least on or about April
14, 2019; May 5, 2019; May 18, 2019; and June 11, 2019. Accordingly, there is probable cause
to believe that EPSTEIN was present at the Virgin Islands Residence a short time before the
recovery of the Subject Devices.
56.
Based on my...
EFTA00065335.pdf
...Wednesday, April 29, 2020 8:03 AM
Su ject: Fw: orma appea or preliminarydenial covere action
Krug t apita
ppendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This is why...
EFTA00102521.pdf
...Wednesday, April 29, 2020 8:03 AM
>
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
EFTA00093864.pdf
...Wednesday, April 29, 2020 8:03 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This...
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John Smith