470 results for "October 02 2014"

Page 17 of 19
EFTA00083446.pdf
OCR Confidence: 85%  •  3701.1 KB
...Wednesday, October 14, 2020 9:32 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio a> Sent: Wednesday, October 14, 2020 9:00 AM EFTA00083455 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00071284.pdf
OCR Confidence: 85%  •  9841.4 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department &Enforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00069421.pdf
OCR Confidence: 85%  •  9934.2 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department &Enforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00070565.pdf
OCR Confidence: 85%  •  3768.3 KB
...Wednesday, October 14, 2020 9:32 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio .zz > Sent: Wednesday, October 14, 2020 9:00 AM EFTA00070576 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00588667.pdf
OCR Confidence: 85%  •  1108.5 KB
...I issued my discovery 14 requests in October. I have not gotten the deposition of the 15 defendant yet. This is a date she is available. She is not 16 leaving the country. She is not going anywhere. I have her in 17 town next Friday. 18 I'll even...
EFTA00078132.pdf
OCR Confidence: 85%  •  3262.3 KB
...Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00078133 The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective...
EFTA00138731.pdf
OCR Confidence: 85%  •  22626.3 KB
...documented in a 2014 Human 8 SDNY_00016898 Page 296 EFTA00138808 Rights Watch Report, about human rights abuses in US terrorism prosecutions. During his six-year term as the UN Special Rapporteur for Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, which ended in October 2016, the BOP...
EFTA00071433.pdf
OCR Confidence: 85%  •  3885.6 KB
...Wednesday, October 14, 2020 9:32 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio .zz > Sent: Wednesday, October 14, 2020 9:00 AM EFTA00071443 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00083150.pdf
OCR Confidence: 85%  •  3787.1 KB
...Wed, 10 Mar 2021 02:12:27 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; Cifu.jpg; Blosteinjpg; KCGMarch2017.jpg; FINRA.jpg SDNY Judges. Again, I...
EFTA00070998.pdf
OCR Confidence: 85%  •  9436.1 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00067702.pdf
OCR Confidence: 85%  •  4097.1 KB
...Wednesday, October 14, 2020 9:32 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00067715 From: Chris Dilorio Sent: Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The...
EFTA00150469.pdf
OCR Confidence: 85%  •  4977.8 KB
...Former California Mayor To Be Tried In October For Bribery. The Palm Springs (CA) Desert Sun (7/24, 131K) reported former Palm Springs Mayor Steve Pougnet, who is charged with accepting bribes, will be tried in October. Continuing Coverage: FBI Investigating Missouri Lobbyist. Politico (7/25, Zhang, 4.29M) reported...
EFTA00692779.pdf
OCR Confidence: 85%  •  2057.1 KB
...This week The New Republic published a revealing interview — Barack Obama is Not Pleased — by Franklin Foer and Chris Hughes with President Obama who described the strategic choice that he believes faces the Republican party heading into 2014 — and beyond. Critiquing the interview Chris Cillizza — Why President Obama is right...
EFTA00067870.pdf
OCR Confidence: 85%  •  4631.0 KB
...Fri, 02 Apr 2021 14:37:02 +0000 Attachments: KCG_Appendix 3-20_13_penultimate.doex; KCG_TCR_3-20-13-penultimate_drafl.pdf; KCG_TCR 3-20-13-penultimate draft.docx; KCG Appendix_3-20_13_pentiltimate.pdf; Cifti.jpg; Blostein.jpg; KCGMarch2017.jpg; FINRA.jpg Let's take...
EFTA00674046.pdf
OCR Confidence: 85%  •  3570.6 KB
...From January to October, murders increased by 18 percent, and street robberies jumped by 48 percent compared to the same time last year, according to the state's security institute. Rio organizers still owe creditors about $40 million. Four of the new arenas in the main Olympic Park have failed...
EFTA00064699.pdf
OCR Confidence: 85%  •  1984.6 KB
...Continue Reading] ABC: "Unfair policing of African Americans a 'widespread phenomenon,' Attorney General Barr says," Pierre Thomas, Lucien Bruggeman, Jack Date, Alexander Mallin, Luke Barr, July 09, 2020, 4:02 PM Unfair policing of African Americans a 'widespread phenomenon,' Attorney General Barr says The nation's top law enforcement officer...
EFTA00136104.pdf
OCR Confidence: 85%  •  6042.2 KB
...Former California Mayor To Be Tried In October For Bribery. The Palm Springs (CA) Desert Sun october/5506585002/> (7/24, 131K) reported former Palm Springs Mayor Steve Pougnet, who is charged with...
EFTA00076843.pdf
OCR Confidence: 85%  •  3333.8 KB
...Wednesday, October 14, 2020 9:32 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00076845 From: Chris Dilorio Sent: Wednesday. October 14. 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capiital TCR & Appendix The...
EFTA00711710.pdf
OCR Confidence: 85%  •  2922.9 KB
...On 24 October 2011, they released their fifth studio album, Mylo Xyloto, which received positive reviews, topped the charts in over 34 countries, and was the UK's best-selling rock album of 2011. On 16 May 2014, they released their sixth album, Ghost Stories, which received mixed to positive...
EFTA00078082.pdf
OCR Confidence: 85%  •  3261.7 KB
...Monday, September 14, 2020 6:02 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Jones, Judge Cave Straight forward, irrefutable proof of SEC corrupt relationship with Handler Jefferies: KCG was engaged in abusive naked shorting in months leading up to the...
EFTA00097262.pdf
OCR Confidence: 85%  •  3966.2 KB
...From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about...
EFTA00086579.pdf
OCR Confidence: 85%  •  3304.8 KB
...Wednesday, October 14, 2020 9:00 AM EFTA00086581 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective...
EFTA00039828.pdf
OCR Confidence: 85%  •  3343.8 KB
...Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do...
EFTA00086617.pdf
OCR Confidence: 85%  •  3382.4 KB
...Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do...
EFTA00088144.pdf
OCR Confidence: 85%  •  3421.8 KB
...Monday, September 14, 2020 6:02 AM EFTA00088153 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Jones, Judge Cave Straight forward, irrefutable proof of SEC corrupt relationship with Handler Jefferies: KCG was engaged in abusive naked shorting in months leading up to...

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