452 results for "October 03 2014"
Page 18 of 19
EFTA00067752.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00085930.pdf
...REG RENEWAL APP (ONLINE)
ACCEPTED
9377
03/28/2017
4
4. RQST DUP/EXTENSION/TEMPORARY
ACCEPTED
9736
08/04/2014
2
5. TEMPORARY CERTIFICATE
ACCEPTED
9084
08/04/2014
2
6. REGISTRATION RENEWAL APP
ACCEPTED
4974
07/14/2014
2
WINDOW 1 :
Enter-PF1---PF2---PF3---PF4---PF5---PF6---PF7...
EFTA00067130.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00070950.pdf
...Wednesday, October 14, 2020 9:00 AM
To:
EFTA00070961
>;
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal
relationship the SEC/SDNY have with members of their...
EFTA00070722.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00586852.pdf
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EFTA00039689.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00102521.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (fmra.org)
EFTA00102542
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis...
EFTA00082705.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00633220.pdf
...In 2014, for
instance, 33,700 people died of gunshot wounds, but an additional 81,000 were treated for nonfatal
firearms injuries. Close to two-thirds of the gun deaths were self-inflicted, and those who commit
suicide with a gun rarely survive long enough to be admitted to a...
EFTA02400225.pdf
...In 2014, for instance, 33,700 people
died of gunshot wounds, but an additional 81,000 were treated for nonfatal firearms injurie=. Close to two-thirds of the
gun deaths were self-inflicted, and those who co=mit suicide with a gun rarely survive long enough to be admitted to...
EFTA00091454.pdf
...Virgin Islands at least approximately
once a month between October 2001 and November of 2005. These records do not include any
travel
may have taken on commercial airlines.
30
2017.08.02
EFTA00091483
41.
In or about October 2019, I and another law enforcement officer interviewed
another individual ("Individual-3...
EFTA00153059.pdf
...Virgin Islands at least approximately
once a month between October 2001 and November of 2005. These records do not include any
travel
may have taken on commercial airlines.
30
2017.08.02
EFTA00153088
41.
In or about October 2019, I and another law enforcement officer interviewed
another individual ("Individual-3...
EFTA00300912.pdf
...Effron received a BS in Economics from the
(Continued on page 5)
Jeff Gramm '03
of Bandera
Partners
Jeff Gramm manages
Bandera Partners, a
value hedge fund based
in New York City. He
teaches Applied Value
Investing at Columbia Business School
and wrote the upcoming book "Dear
(Contotsed on par...
EFTA00076712.pdf
...Virgin Islands at least approximately
once a month between October 2001 and November of 2005. These records do not include any
travel
may have taken on commercial airlines.
30
2017.08.02
EFTA00076741
41.
In or about October 2019, I and another law enforcement officer interviewed
another individual ("Individual-3...
EFTA00074599.pdf
...2002)
(conducting C R Sandoval analysis of Air Carrier Access Act);
see also, e.g., Bellitto it Snipes, 935 F.3d 1192, 1202-03 (11th
Cir. 2019) (Help America Vote Act);
*1256 Alabama
PCI Gaming Auth., 801 F.3d 1278, 1296-97 (1 1 th Cir.
2015) (Indian Gaming Regulatory...
EFTA00299022.pdf
...Stat. §796.03 (Case No.
2008-CF-009381AX.X), which would require, inter alia, an 18 month prison sentence, one
year of community control, restitution, and sex offender registration within 48 hours of his
release from prison. (DE 361-62). This resolution was, as in any hard-fought negotiation,
the...
EFTA00623392.pdf
APOLLO GLOBAL MANAGEMENT LLC (APO)
10-K
Annual report pursuant to section 13 and 15(d)
Filed on 03/09/2012
Filed Period 12/31/2011
THOMSON REUTERS ACCELUS-
EFTA00623392
Table of ('ontrnls
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 10-K
(Mark One)
al
ANNUAL...
EFTA00149214.pdf
...Fri, 28 Aug 2020 10:27:03 +0000
c
Importan
e: Normal
Mobile version and searchable archives available at fbi.bulletinintelligence.com.
-FBI News Briefing
TO: THE DIRECTOR AND SENIOR STAFF
DATE: FRIDAY, AUGUST 28, 2020 6:30 AM EDT
TODAY'S TABLE OF CONTENTS
LEADING THE NEWS
• Kenosha's...
EFTA00172546.pdf
...The BOP temporarily closed MCC New York in October 2021 due to substandard conditions that are
unrelated to this investigation. When it was operational, MCC New York housed approximately 750 inmates
at any given time. Prior to its closure, the majority of MCC New York's inmate residents were individuals...
EFTA00039025.pdf
...The BOP temporarily closed MCC New York in October 2021 due to substandard conditions that are
unrelated to this investigation. When it was operational, MCC New York housed approximately 750 inmates
at any given time. Prior to its closure, the majority of MCC New York's inmate residents were individuals...
EFTA00126647.pdf
...18
: "In 2014, he was
19 transferred to the Metropolitan Detention
20 Center, MDC, in Brooklyn, to Captain at MCC,
21 his current position, where he over -". Or
22 sorry.
23
: Yeah. There's a lot missing
24 in between there.
25
: Yeah, yeah.
EFTA00126662
17
1
: Yeah. Right.
2...
EFTA00149675.pdf
...Other allies and partners are doing the same and also making
clear that, as happened after 2014, the international community is resolutely against any
Russian aggression, reckless actions in Ukraine." NBC Nightly NewsVi (5/6, story 3, 2:05, Holt,
5.2M) also broadcast the interview.
The New York Times...
EFTA00135950.pdf
...Other
allies and partners are doing the same and also making clear that, as happened after 2014, the
international community is resolutely against any Russian aggression, reckless actions in Ukraine."
NBC Nightly News
(5/6, story 3, 2:05, Holt, 5.2M) also broadcast the interview.
The New York Times...
EFTA00059973.pdf
...18
: "In 2014, he was
19 transferred to the Metropolitan Detention
20 Center, MDC, in Brooklyn, to Captain at MCC,
21 his current position, where he over -". Or
22 sorry.
23
: Yeah. There's a lot missing
24 in between there.
25
: Yeah, yeah.
EFTA00059988
17
1
: Yeah. Right.
2...
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