709 results for "October 21 2019"
Page 20 of 29
EFTA00071284.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department &Enforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00065103.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (finra.org)
EFTA00065147
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis...
EFTA00070998.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00071140.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00295562.pdf
...2019
• • •
Clifford Sosin
CAS Investment Partners, LLC
8 Wright Street, Pt Floor
Westport, CT 06880
Performance Summary
Sosin Partners, LP•
SPY••
2012•••
14.0%
-1.5%
2013
66.6%
32.3%
2014
6.3%
13.5%
2015
14.5%
1.3%
2016
22.0%
12.0%
2017
31.2%
21...
EFTA00069571.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00087400.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (fmra.org)
EFTA00087451
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis...
EFTA00173266.pdf
...great December 21 day of
rebirth for us, and destruction for many others, and prepare for what is ahead for you in 2021.
* ADDING 2 NEW PEOPLE *
Who is complicit in crimes and has been expecting this email for 4 years since I warned him in
October 2016. And because...
EFTA00080676.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00072134.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00145643.pdf
...filed with the Court] thereof by first-class mail to
[Class Counsel and Defendants' counsel] no later than twenty-one (21) days prior to the Settlement
Hearing, or October 19, 2023." ECF No. 1831 17. Jane Doe 7 never mailed copies of her objection
to counsel for either side, and...
EFTA00267062.pdf
...Victim suffers from
(2019 Police History Report, Moonta), Near Death
Experience and extreme violence and was extremely threatened by the extremely aggressive behaviour of
the attending police officer,nd
the Mal
Sexual Targeting, which had also contained
police as sexual targeting the victim, resulting in
defensive language as protection and...
EFTA00103380.pdf
...Defense counsel contacted the Government when the FBI attempted to serve
the defendant with a subpoena, but were unable to locate her, on July 7, 2019. Prior to her arrest,
the Government and defense counsel communicated on multiple occasions between July and
October of 2019, and communicated briefly on two...
EFTA00161836.pdf
...As of October 23, 2007, Indyke was listed as President of the Foundation.
85.
Between September 2015 and June 2019, Indyke
made
over a period of more than three and a half years until the middle of 2019.
EFTA00161888
Case 1:22-cv-10904-JSR Document 16-1 Filed 01...
EFTA00069716.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
EFTA00069775
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis...
EFTA00267683.pdf
...Victim suffers from a medical condition
(2019 Police History Report, Moonta), Near Death
Experience and extreme violence and was extremely threatened by the extremely aggressive behaviour of
the attending police officer,
and the continual Sexual Targeting, which had also contained
police as sexual targeting the victim, resulting in
lefensive language...
EFTA00267316.pdf
...Victim suffers from a medical conditio
(2019 Police History Report, Moonta), Near Death
Experience and extreme violence and was extremely threatened by the extremely aggressive behaviour of
the attending police officer,-and
the continual Sexual Targeting, which had also contained
police as sexual targeting the victim, resulting in
efensive language...
EFTA00267745.pdf
...Victim suffers from a medical conditioa(2019 Police History Report, Moonta), Near Death
Experience and extreme violence and was extremely threatened by the extremely aggressive behaviour of
the attending police officer'
and the continual Sexual Targeting, which had also contained
police as sexual targeting the victim, resulting in
defensive language...
EFTA00267652.pdf
...Victim suffers from a medical condition(2019 Police History Report, Moonta), Near Death
Experience and extreme violence and was extremely threatened by the extremely aggressive behaviour of
the attending police officer,
and the continual Sexual Targeting, which had also contained
police as sexual targeting the victim, resulting in =defensive language...
EFTA00267776.pdf
...Victim suffers from a medical condition
2019 Police History Report, Moonta), Near Death
Experience and extreme violence and was ex remely threatened by the extremely aggressive behaviour of
the attending police officer, i
and the continual Sexual Targeting, which had also contained
police as sexual targeting the victim, resulting in...
EFTA00267714.pdf
...Victim suffers from a medical condition- (2019 Police History Report, Moonta), Near Death
Experience and extreme violence and was extremely threatened by the extremely aggressive behaviour of
the attending police officer
il and the continual Sexual Targeting, which had also contained
police as sexual targeting the victim, resulting in=
defensive...
EFTA00267807.pdf
...Victim suffers from a medical condition
(2019 Police History Report, Moonta), Near Death
Experience and extreme violence and was extremely threatened by the extremely aggressive behaviour of
the attending police officer,
and the continual Sexual Targeting, which had also contained
police as sexual targeting the victim, resulting in —defensive language...
EFTA00267411.pdf
...Victim suffers from a medical condition
(2019 Police History Report, Moonta), Near Death
Experience and extreme violence and was extremely threatened by the extremely aggressive behaviour of
the attending police officer,
police as sexual targeting the victim, resulting in
and the
Sexual Targeting, which had also contained
defensive language as...
EFTA00267482.pdf
...Victim suffers from a medical condition
(2019 Police History Report, Moonta), Near Death
Experience and extreme violence and was extremely threatened by the extremely aggressive behaviour of
the attending police officer
and the continual Sexual Targeting, which had also contained
police as sexual targeting the victim, resulting i
efensive language...
EFTA00267516.pdf
...Victim suffers from a medical condition
2019 Police History Report, Moonta), Near Death
Experience and extreme violence and was ex remely threatened by the extremely aggressive behaviour of
the attending police officer, id
the continual Sexual Targeting, which had also contained
police as sexual targeting the victim, resulting inillillefensive language...
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