749 results for "December 31 2018"
Page 22 of 30
EFTA00088144.pdf
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required:
settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The
March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00040288.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00094182.pdf
...The 10 receivable would have zeroed out within days of March 31 2020 as is required:
settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The
March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00078132.pdf
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required:
settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The
March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00069276.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
EFTA00069277
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10...
EFTA00078082.pdf
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required:
settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The
March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00083356.pdf
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required:
settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The
March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00073205.pdf
...For the period between January I, 2013 and December 31, 2017, Southern Trust
Company received tax exemptions totaling $73.6 million.
113.
As of December 31, 2017, Southern Trust Company, Inc. elected to file its income
tax as an S-corporation, which elects to pass corporate income, losses, deductions and...
EFTA00071487.pdf
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required:
settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The
March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00069970.pdf
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required:
settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The
March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00069074.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00265807.pdf
...As your GST tax periods are quarterly, you must lodge a GST return with us for each of the three month
periods ending on 30 September, 31 December, 31 March and 30 June.
Your GST return will form part of an activity statement that is issued towards the end of...
EFTA00086579.pdf
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required:
settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The
March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00076843.pdf
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required:
settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The
March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00071747.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00066454.pdf
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required:
settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The
March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00071827.pdf
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required:
settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The
March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00093044.pdf
...Document 17-1, 04/01/2021, 3068296, Page24 of 31
This is why defendants charged under the same statute in the
Southern District of New York are regularly granted bond. United
States v. Hussain, 18-mj-08262-UA (S.D.N.Y. Oct. 2, 2018) (defendant
charged with 18 U...
EFTA00083150.pdf
...The 10 receivable would have zeroed out within days of March 31 2020 as is required:
settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The
March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00148128.pdf
...Lemmons "was arrested in Erie in 2018 on charges that
he and his co-defendant, Jasmine L. Carter, 31, also of the Atlanta area, used homeless people
to cash fraudulent checks created with stolen account information. Carter was sentenced in
September to 31/2 years in federal prison after she...
EFTA00040628.pdf
...18-CR-36 (JPO), 2018 WL 3956494
(S.D.N.Y. Aug. 17, 2018)
9
United States v. Mitlof, 165 F. Supp. 2d 558 (S.D.N.Y. 2001)
9, 18
United States v. Mittal, No. 98 Cr. 1302, 1999 WL 461293 (S.D.N.Y. July 7, 1999)
17...
EFTA00601702.pdf
...those documents or the portions of those documents which are furnished and not filed:
(a)
(b)
(c)
Our Annual Report on Form 10-K for the year ended December 31.2014;
Our Quarterly Report on Form 10-Q for the quarter ended March 31, 2015: and
Our Current Reports on...
EFTA00156400.pdf
...17-CR-438 (VEC), 2018 WL
3222527, at *3 (S.D.N.Y. July 2, 2018) (citing United States v. Ansaldi, 372 F.3d 118, 124-25
(2d Cir. 2004)); United States v. Gaskin, 364 F.3d 438, 454 (2d Cir. 2004) ("[T]o survive a
double jeopardy attack, the...
EFTA00102264.pdf
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required:
settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The
March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00064662.pdf
...December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million...
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