645 results for "Nov 27 2010"

Page 22 of 26
EFTA00205624.pdf
OCR Confidence: 85%  •  2518.5 KB
...10-1866 (JBS), 2010 WL 3024858, at *3 (D.N.J. 2010). To the extent Petitioners' requested relief regarding an apology can be construed as a request for injunctive relief against the government, such a claim fails to state a claim as a matter of law. See Burkes I Tranquilli...
EFTA00071487.pdf
OCR Confidence: 85%  •  3698.1 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00083356.pdf
OCR Confidence: 85%  •  3493.6 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00104460.pdf
OCR Confidence: 85%  •  4069.9 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00066454.pdf
OCR Confidence: 85%  •  3572.2 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00205602.pdf
OCR Confidence: 85%  •  1411.6 KB
...See DE 27 (Aug. 14, 2008 Hr'g Tr.) at 6 ("[I]f the agreement was designed to protect these victims in a criminal as well as a civil context, and we are going to be filing civil cases against Mr. Epstein, and this agreement, undoubtedly it will play a...
EFTA00071827.pdf
OCR Confidence: 85%  •  4165.1 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00071433.pdf
OCR Confidence: 85%  •  3885.6 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00069970.pdf
OCR Confidence: 85%  •  4295.0 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00102999.pdf
OCR Confidence: 85%  •  15947.5 KB
...84 (LTS), 2010 WL 4484642 (S.D.N.Y. Nov. 9, 2010) 154 United States v. Hillegas, 578 F.2d 453 (2d Cir. 1978) 79 United States v. Hoo, 825 F.2d 667 (2d Cir. 1987) 78 United States v. Hsia, 24 F. Supp. 2d 14 (D.D.C. 1998...
EFTA00097262.pdf
OCR Confidence: 85%  •  3966.2 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00607178.pdf
OCR Confidence: 85%  •  2892.3 KB
...27.2% -52.5% Start Date Jan-08 Dec-07 2009 83.19% 26.46% End Date Dec-08 Mar-09 2010 30.65% 15.06% Max Monthly Consecutive Loss -19.6% -29.6% 2011 22.60% 2.11% Start Date Sep-08 Sep-08 End Date Dec-08 Nov...
EFTA00130689.pdf
OCR Confidence: 85%  •  34290.3 KB
...NYM CATG ASSIGNMENT OPER CATG ASSIGNMENT OPER CATG ASSIGNMENT ASSIGNMENT REG NO NAME OCT DATE QTR WRK 0001 PS 77863-112- 07-27-2019 K12-062U FS PM 0002 68683-066 CLARK 07-27-2019 E12-593U SUICIDE OR PS PM 0003 60685-050 DOCKERY 07-27-2019 E07-549U...
EFTA00166239.pdf
OCR Confidence: 85%  •  633.3 KB
...Ca.- 63.163 54 Add iberaVotlideaw51 Car r.SNITfaer,,, Car oe:eci NM hantliboartVrthdrrinval (33.304IS? 000 116.704 IN 2 27 0253 225 (2C ec 03.029 94) lannunom income Drnoe-0 000 150 1,112,221. 11300 131 Manama mon* Pt.,na rX Gonitos4 on Can Unman.° Ix...
EFTA00070613.pdf
OCR Confidence: 85%  •  4143.5 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00285853.pdf
OCR Confidence: 85%  •  2872.1 KB
...The company has 36 staffers in Stamford, New York and London, including 27 traders. Tourmaline touts its status as a stand-alone trading busi- ness as offering an advantage over competitors owned by larger companies. About a dozen trading shops cater to hedge funds, split evenly between those two ownership...
EFTA00067702.pdf
OCR Confidence: 85%  •  4097.1 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of EFTA00067743 FINCEN https://www.fincen.govinews/news-releasesifincen-fines-oppenheimer-co-inc-20-million...
EFTA00040401.pdf
OCR Confidence: 85%  •  4216.9 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00067870.pdf
OCR Confidence: 85%  •  4631.0 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov EFTA00067923 FINCEN https://www.fincen.govinews/news-releasesifincen-fines-oppenheimer-co...
EFTA00102264.pdf
OCR Confidence: 85%  •  4473.4 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00089154.pdf
OCR Confidence: 85%  •  2169.2 KB
...C 10-00547, 2010 WL 5387757, at *9 n.11 (N.D. Cal. Dec. 20, 2010); United States v. Bohn, 330 F. Supp. 2d 960, 961 (W.D. Tenn. 2004); United States v. Stroh, No. 396 Cr. 139, 2000 WL 1832956, at *5 (D. Conn. Nov. 3, 2000); United States...
EFTA00086291.pdf
OCR Confidence: 85%  •  4423.1 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00071898.pdf
OCR Confidence: 85%  •  4747.9 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov EFTA00071953 FINCEN https://www.fincen.govinews/news-releasesifincen-fines-oppenheimer-co...
EFTA00263447.pdf
OCR Confidence: 85%  •  5040.2 KB
...Los Angeles (2002-06) and then in New York (2006-09), and initiated the G'Day LA and G'Day USA programs. /* He was appointed Deputy Chairman and CEO of the American Australian Association in 2010. In 2014 he became an advisor with the Bespoke Approach lobbying firm. [6] ao...
EFTA00090355.pdf
OCR Confidence: 85%  •  4515.4 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...

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