1,013 results for "April 25 2013"

Page 23 of 41
EFTA00094336.pdf
OCR Confidence: 85%  •  2244.6 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00065781.pdf
OCR Confidence: 85%  •  545.9 KB
...5 Macalvins prepared a report of financial condition for Ghislaine Maxwell dated April 30th 2017 (see appendices to this report). The report recorded assets legally and beneficially owned by Ghislaine Maxwell on the balance sheet date. The specific liability recorded arose from a personal guarantee given by Ghislaine Maxwell. This...
EFTA00154557.pdf
OCR Confidence: 85%  •  545.9 KB
...5 Macalvins prepared a report of financial condition for Ghislaine Maxwell dated April 30th 2017 (see appendices to this report). The report recorded assets legally and beneficially owned by Ghislaine Maxwell on the balance sheet date. The specific liability recorded arose from a personal guarantee given by Ghislaine Maxwell. This...
EFTA02306809.pdf
OCR Confidence: 85%  •  668.3 KB
...Saturday, April 28, 2018 3:43 AM To: bkleinS75 Cc: Rosie; dlbwallace; karynashuliak; richardkahnl2 Subject: Re: Re: ISF FORM Hi, Dear Bella The 61=1 of Lading number is GZMIA1840369 =/div> And the shipping company still not send me the original . He wil= not send it to me until start...
EFTA00161554.pdf
OCR Confidence: 85%  •  4344.5 KB
...They were part of a small march on Monday evening that was against the April 21 shooting by sheriff's deputies of Andrew Brown Jr., while he was in his car." The Daily Beast (5/25, Boryga, 933K) reports, "Valerie Lindsey was protesting with a small crowd in Elizabeth City...
EFTA00111284.pdf
OCR Confidence: 85%  •  4850.9 KB
...I resigned to go to 25 probation. EFTA00111292 10 1 : Okay. When did you graduate 2 from BOP training? 3 : April 2013. 4 : When and where was your first 5 office assignment with the BOP? 6 : Allenwood, Pennsylvania. 7 : Okay. And what year was 8 that? 9 : 2011 when I...
EFTA00069276.pdf
OCR Confidence: 85%  •  2928.9 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00067007.pdf
OCR Confidence: 85%  •  3466.8 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00615804.pdf
OCR Confidence: 85%  •  3042.8 KB
...25 452:19 456:17 403:13416:10 450:22,25 452:8 453:10,13 416:22 428:8 453:10 458:9 Anderson (1) answered (16) www.phi s rting.com EFTA00615837 2 357:23 14 363:25 379:3 382:20,22,25 409:10,14 April...
EFTA00069074.pdf
OCR Confidence: 85%  •  2986.6 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00616927.pdf
OCR Confidence: 85%  •  1231.0 KB
...Nonetheless, you should report the contributions you make to your Revocable Trust on a timely-filed gift tax retum.4 For contributions made in 2012, a gift tax return will be due on April 15, 2013. C. Generation-Skipping Transfer Tax The GST tax generally is imposed, in addition to...
EFTA00075477.pdf
OCR Confidence: 85%  •  4290.4 KB
...Copy of a transcript of the Scarola/Edwards 25 interview of April 7, 2011. Unseal in full. The document is SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 EFTA00075534 Case 20-2413, Document40,08/20/2020. 2913550. Page59 of 74 K7N9GIUD 4 5 6 7 8 9 10 11 12...
EFTA00148318.pdf
OCR Confidence: 85%  •  4354.4 KB
...They were part of a small march on Monday evening that was against the April 21 shooting by sheriff's deputies of Andrew Brown Jr., while he was in his car." The Daily Beast (5/25, Boryga, 933K) reports, "Valerie Lindsey was protesting with a small crowd in Elizabeth City...
EFTA00615196.pdf
OCR Confidence: 85%  •  6362.3 KB
...Beginning with a single case in Polio Cases 2013 Banaadir region in April 2013, the current epidemic had claimed 194 victims in Somalia by April of 2014.11 Another 24 victims have been recorded in neighboring Kenya and Ethiopia. Fifty six per cent of poliovirus cases worldwide in 2013 were...
EFTA00070565.pdf
OCR Confidence: 85%  •  3768.3 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00151495.pdf
OCR Confidence: 85%  •  2277.6 KB
...Epstein began discussions in the spring of 2013 about a potential relationship between Deutsche Bank and Mr. Epstein. 19. In April of 2013, in preparation for Mr. Epstein's onboarding, a junior relationship coordinator on the Epstein account (herein, "RELATIONSHIP COORDINATOR- 1") prepared a memorandum for RELATIONSHIP MANAGER-1 to...
EFTA00309574.pdf
OCR Confidence: 85%  •  195.6 KB
...Roche (ROG.VX;ROG VX) PIE Dec 2013A 2014E 2014E 2015E 2015E 2016E Company Data (Prey) (Curt) (Prey) (Curt) Price (SF) 254.00 Revenue FY (SF mn) 46,780 47,059 46,723 49.766 49,336 51,272 Date Of Price 25 Apr 14 EBIT FY (SF mn) 17...
EFTA00069011.pdf
OCR Confidence: 85%  •  2732.5 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00071708.pdf
OCR Confidence: 85%  •  3182.9 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00071747.pdf
OCR Confidence: 85%  •  3254.6 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00083600.pdf
OCR Confidence: 85%  •  3446.8 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00086579.pdf
OCR Confidence: 85%  •  3304.8 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00067702.pdf
OCR Confidence: 85%  •  4097.1 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: EFTA00067738 Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC...
EFTA00039665.pdf
OCR Confidence: 85%  •  2243.5 KB
...Further, I submitted my amended TCR with in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to form...
EFTA00083446.pdf
OCR Confidence: 85%  •  3701.1 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...

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