866 results for "December 31 2013"

Page 23 of 35
EFTA00083446.pdf
OCR Confidence: 85%  •  3701.1 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00295586.pdf
OCR Confidence: 85%  •  808.2 KB
CASH FLOW ASSUMPTIONS JULY 7 2015 R JOSLIN BFP APOLLO DISTRIBUTIONS BASED ON JUNE ESTIMATES FROM APOLLO FINANCE AUG $0.40 NOV $0.33 FEB'16 $0.58 PLANE 70 HOURS OF REIMBURSEMENT/ CHARTER FROM APOLLO BOAT CHARTERS IN SUMMER AND DECEMBER TO MOSTLY DEFRAY OPERATING COSTS FROM JULY TO...
EFTA00072751.pdf
OCR Confidence: 85%  •  2407.4 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00591070.pdf
OCR Confidence: 85%  •  809.4 KB
CASH FLOW ASSUMPTIONS JULY 7 2015 R JOSLIN BFP APOLLO DISTRIBUTIONS BASED ON JUNE ESTIMATES FROM APOLLO FINANCE AUG $0.40 NOV $0.33 FEB'16 $0.58 PLANE 70 HOURS OF REIMBURSEMENT/ CHARTER FROM APOLLO BOAT CHARTERS IN SUMMER AND DECEMBER TO MOSTLY DEFRAY OPERATING COSTS FROM JULY TO...
EFTA00708554.pdf
OCR Confidence: 85%  •  809.4 KB
CASH FLOW ASSUMPTIONS JULY 7 2015 R JOSLIN BFP APOLLO DISTRIBUTIONS BASED ON JUNE ESTIMATES FROM APOLLO FINANCE AUG $0.40 NOV $0.33 FEB'16 $0.58 PLANE 70 HOURS OF REIMBURSEMENT/ CHARTER FROM APOLLO BOAT CHARTERS IN SUMMER AND DECEMBER TO MOSTLY DEFRAY OPERATING COSTS FROM JULY TO...
EFTA00086291.pdf
OCR Confidence: 85%  •  4423.1 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00386460.pdf
OCR Confidence: 85%  •  505.2 KB
...Thu, 01 Aug 2013 10:09:34 +0000 Inline-Images: image001.jpg: image002.png :"Description: Description: Good Morning ... European Markets up 45-135 bps ... ASX +0.19%, NKY +2.47%, KOSPI +0.35%, TWSE -0.64%, SHCOMP +1.77%, HSI +0.94% EUR 1.3236 (-0.49%) JPY 98.72...
EFTA00091035.pdf
OCR Confidence: 85%  •  4292.5 KB
...Thursday, July 30, 2020 9:31 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix MORE SEC corruption/obstruction/screwing whistleblowers like me. Per my 2013 TCR attached Janey, we know that Schwarzman/Blackstone has played a key role in perpetuating the criminal entity...
EFTA00092123.pdf
OCR Confidence: 85%  •  3850.5 KB
...Thursday, July 30, 2020 9:31 AM EFTA00092133 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix MORE SEC corruption/obstruction/screwing whistleblowers like me. Per my 2013 TCR attached Janey, we know that Schwarzman/Blackstone has played a key role in perpetuating the criminal...
EFTA00070565.pdf
OCR Confidence: 85%  •  3768.3 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00040401.pdf
OCR Confidence: 85%  •  4216.9 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00072287.pdf
OCR Confidence: 85%  •  5050.9 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.secg ov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00614975.pdf
OCR Confidence: 85%  •  2889.6 KB
...31.B, Brussels. • Seminar, "Galleons and Gravity", College of William and Mary, 15 April 2014. • Participant, "50 Years of Quarks and Color", University of Maryland — College Park, 11-12 April 2014. • Visiting Scientist, Argonne National Lab., 13-18 March 2014. • Co-organizer and participant, Miami 2018, 12-18 Dec 2013...
EFTA00584723.pdf
OCR Confidence: 85%  •  592.2 KB
...The Proper Completion (as hereinafter defined) by Fancelli of the Settlement Work by no later than December 31, 2013 (the "Completion Date") is a material term of this Agreement. In order to ensure the Proper Completion of the Settlement Work by the Completion Date, promptly after the Parties execute this...
EFTA00585825.pdf
OCR Confidence: 85%  •  592.2 KB
...The Proper Completion (as hereinafter defined) by Fancelli of the Settlement Work by no later than December 31, 2013 (the "Completion Date") is a material term of this Agreement. In order to ensure the Proper Completion of the Settlement Work by the Completion Date, promptly after the Parties execute this...
EFTA00067702.pdf
OCR Confidence: 85%  •  4097.1 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00097262.pdf
OCR Confidence: 85%  •  3966.2 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00314991.pdf
OCR Confidence: 85%  •  3990.1 KB
...Cotterman, 709 F.3d 952 (2013) 13 Cal. Daily Op. Sere. 2531, 2013 Daily Journal =. 3018 11 -I KeyCite Yellow Flag - Negative Treatment Declined to Extend by United States v. Hassanshahi. December I. 2014 709 F.3d 952 United States Court of Appeals, Ninth Circuit. UNITED STATES of America, Plaintiff...
EFTA00090355.pdf
OCR Confidence: 85%  •  4515.4 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00725816.pdf
OCR Confidence: 85%  •  2049.3 KB
...0 a» 350 53/ 551 51/0 320 130 333 LTO 330 a» 1121 all OLIANONSON OIO LTO lat, 11101 11112 1100 1525 17.25 PP Pro P» 10.03 11311 TOTAL Nol TOTIMONT 31 Nl » 31 31 39 31 33 31 31 » 31 Ot MITINCOANOW CO » N 30 » O...
EFTA00069339.pdf
OCR Confidence: 85%  •  5804.1 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00079641.pdf
OCR Confidence: 85%  •  4328.0 KB
...Thursday, July 30, 2020 9:31 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix MORE SEC corruption/obstruction/screwing whistleblowers like me. Per my 2013 TCR attached Janey, we know that Schwarzman/Blackstone has played a key role in perpetuating the criminal entity...
EFTA00065335.pdf
OCR Confidence: 85%  •  5075.5 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00069276.pdf
OCR Confidence: 85%  •  2928.9 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00071433.pdf
OCR Confidence: 85%  •  3885.6 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...

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