749 results for "December 31 2018"

Page 23 of 30
EFTA00162812.pdf
OCR Confidence: 85%  •  12178.5 KB
...Upon information and belief; as of July 31, 2020, however, no "active arrest warrant" existed regarding Plaintiff. Defendant Dirksen was informed that warrant numbered 294 had long been withdrawn. 36. On July 31, 2020, Defendant Valerie Dirksen published an article titled, "Louisiana Upholds Life Sentence to Black Man for Stealing...
EFTA00083600.pdf
OCR Confidence: 85%  •  3446.8 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00067007.pdf
OCR Confidence: 85%  •  3466.8 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00086291.pdf
OCR Confidence: 85%  •  4423.1 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00071433.pdf
OCR Confidence: 85%  •  3885.6 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00069109.pdf
OCR Confidence: 85%  •  3142.3 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00089393.pdf
OCR Confidence: 85%  •  3028.8 KB
...The same records appear to show that just three days after that, on or about December 3, 2018, the defendant wired $250,000 from the same trust account to another individual named as a possible co-conspirator in the NPA and also identified as one of the defendant's employees...
EFTA00068050.pdf
OCR Confidence: 85%  •  3036.1 KB
...The same records appear to show that just three days after that, on or about December 3, 2018, the defendant wired $250,000 from the same trust account to another individual named as a possible co-conspirator in the NPA and also identified as one of the defendant's employees...
EFTA00076303.pdf
OCR Confidence: 85%  •  3040.7 KB
...The same records appear to show that just three days after that, on or about December 3, 2018, the defendant wired $250,000 from the same trust account to another individual named as a possible co-conspirator in the NPA and also identified as one of the defendant's employees...
EFTA00080486.pdf
OCR Confidence: 85%  •  3038.7 KB
...The same records appear to show that just three days after that, on or about December 3, 2018, the defendant wired $250,000 from the same trust account to another individual named as a possible co-conspirator in the NPA and also identified as one of the defendant's employees...
EFTA00100380.pdf
OCR Confidence: 85%  •  3041.6 KB
...The same records appear to show that just three days after that, on or about December 3, 2018, the defendant wired $250,000 from the same trust account to another individual named as a possible co-conspirator in the NPA and also identified as one of the defendant's employees...
EFTA00071674.pdf
OCR Confidence: 85%  •  3042.5 KB
...The same records appear to show that just three days after that, on or about December 3, 2018, the defendant wired $250,000 from the same trust account to another individual named as a possible co-conspirator in the NPA and also identified as one of the defendant's employees...
EFTA00076331.pdf
OCR Confidence: 85%  •  3042.4 KB
...The same records appear to show that just three days after that, on or about December 3, 2018, the defendant wired $250,000 from the same trust account to another individual named as a possible co-conspirator in the NPA and also identified as one of the defendant's employees...
EFTA00105478.pdf
OCR Confidence: 85%  •  3042.5 KB
...The same records appear to show that just three days after that, on or about December 3, 2018, the defendant wired $250,000 from the same trust account to another individual named as a possible co-conspirator in the NPA and also identified as one of the defendant's employees...
EFTA00262240.pdf
OCR Confidence: 85%  •  7981.9 KB
...Wireless Home Value $35 Pay $35 ($31.81 ex CST; for $300 ($272.73 ex USE) of included value. TOTAL (excluding GST) $31.81 Recurring Charges 13 Oct to 1? Nov Mareiess Home Value 535 $31.81 TOTAL $31.81 Eligible for plan benefit Local Calls 1311300 Calts Cal's...
EFTA00078231.pdf
OCR Confidence: 85%  •  3043.9 KB
...The same records appear to show that just three days after that, on or about December 3, 2018, the defendant wired $250,000 from the same trust account to another individual named as a possible co-conspirator in the NPA and also identified as one of the defendant's employees...
EFTA00083403.pdf
OCR Confidence: 85%  •  3542.6 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00090355.pdf
OCR Confidence: 85%  •  4515.4 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00071708.pdf
OCR Confidence: 85%  •  3182.9 KB
...December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million...
EFTA00097262.pdf
OCR Confidence: 85%  •  3966.2 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00285631.pdf
OCR Confidence: 85%  •  3488.9 KB
...So end of August, August 31. So, time for defendants to answer is August 31, 2018. No additional parties or causes of action after September 14, 2018. No additional defenses after September 28, 2018. Except for good cause shown, all discovery is to be completed by January 25, 2019. Dispositive...
EFTA00040401.pdf
OCR Confidence: 85%  •  4216.9 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00137440.pdf
OCR Confidence: 85%  •  4965.4 KB
...Lemmons "was arrested in Erie in 2018 on charges that he and his co-defendant, Jasmine L. Carter, 31, also of the Atlanta area, used homeless people to cash fraudulent checks created with stolen account information. Carter was sentenced in September to 31/2 years in federal prison after she...
EFTA00104460.pdf
OCR Confidence: 85%  •  4069.9 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00083446.pdf
OCR Confidence: 85%  •  3701.1 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...

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