862 results for "October 20 2020"
Page 23 of 35
EFTA00154512.pdf
...3 In a letter dated October 13. 2020. we asked the ovemment to
other things.
ride additional discos
inclu
arson
to
serous .a
tons in recent cases
ore i s ourt.
e recent o • er
in
case pursuant to Rule 5 ) of the
Federal Rules of Criminal Procedure (see Mt...
EFTA00333059.pdf
...300 students by 2020, Mr. Mallozzi said.
A new cultural asset to the town is Grace Farms Community Center, an architecturally acclaimed, multipurpose
structure on a 75-acre former horse farm on the northern reaches of town, along the New York state border. It
opened in October and draws visitors...
EFTA00104460.pdf
...KCG_Appendix 3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR 3-20-13-penultimate draft.docx; KCG Appendix_3-20_13_pentiltimate.pdf;
Cifti.jpg; Blostein.jpg; KCGMarch2017.jpg; FINRA.jpg
SONY Judges,
per below: the BD SRO FINRA (not SEC) Nov 2020...
EFTA00069571.pdf
...24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
VA'AV.sec.g ov
ALL: My information...
EFTA00087400.pdf
...24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
www.sec.gov
ALL: My information.
Yet NONE...
EFTA00097262.pdf
...24, 2020)
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
yAvw.secgov
WHO was/were executing BD's/MM's in these...
EFTA00072134.pdf
...24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
www.sec gov
EFTA00072184
ALL: My information.
Yet...
EFTA00071140.pdf
...24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
VA'AV.sec.g ov
ALL: My information...
EFTA00071966.pdf
...24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
www.sec.gov
ALL: My information.
Yet NONE...
EFTA00066454.pdf
...24, 2020)
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
vAyw.sec.gov
WHO was/were executing BD's/MM's in...
EFTA00093702.pdf
...24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
www.sec g ov
EFTA00093766
ALL: My information...
EFTA00070998.pdf
...24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
VA'AV.sec.g ov
ALL: My information...
EFTA00070362.pdf
...24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
VA'AV.sec.g ov
ALL: My information...
EFTA00086617.pdf
...24, 2020)
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
www.sec.gov
WHO was/were executing BD's/MM's in...
EFTA00071487.pdf
...24, 2020)
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
Ayw.secgov
WHO was/were executing BD's/MM's in these...
EFTA00069716.pdf
...24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
www.sec.gov
ALL: My information.
Yet NONE...
EFTA00070202.pdf
...24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
www.sec.gov
ALL: My information.
Yet NONE...
EFTA00070043.pdf
...24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
VA'AV.sec.g ov
ALL: My information...
EFTA00093044.pdf
...19, 2020)
5, 6, 7, 8
United States v. Veres,
No. 3:20-CR-18-J-32JBT, 2020 WL 1042051 (M.D. Fla. Mar. 4, 2020)
18
United States v. Williams-Bethea,
No. 18-CR-78 (MN), 2020 WL 2848098 (S.D.N.Y. June 2, 2020)
6
Statutes
18...
EFTA00071827.pdf
...24, 2020)
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
vo.,,,w sec goy
WHO was/were executing BD's/MM's...
EFTA00101087.pdf
...Mon, 12 Oct 2020 20:33:02 +0000
has since retired. I am out of the office until next Monday and can research my old notes when I
return. I have included Mr.
who is the Field Services Doclab unit chief and might be able to help. There
should have...
EFTA00088144.pdf
...24, 2020)
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
wwwsecgov
WHO was/were executing BD's/MM's in these billions...
EFTA00080676.pdf
...24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
VA'AV.sec.g ov
ALL: My information...
EFTA00093864.pdf
...24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
www.sec gov
EFTA00093930
ALL: My information.
Yet...
EFTA00604413.pdf
...Gaintoss
9,27117 October 17 Calls on KRE US
9:27/17 October 17 Calls on HEDJ US
9/27/17 October 17 Puts on HEDJ US
500
770
770
53.00
64.00
64.00
1012012017
$1.0600
10,20/2017
$0.6100
10,20,2017
$0.6900
$1...
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