774 results for "September 23 2019"
Page 23 of 31
EFTA00082705.pdf
...OCIE FINRA and Securities Industry Oversight (FSIO) group
Report from FINRA Board of Governors Meeting — September 2019 i FINRA.org
Report from FINRA Board of Governors Meeting - September 2019 I
FINRA.org
WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New...
EFTA00089576.pdf
...Until September
2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2.
Tecco is the sole officer, director, and ...
www.sec.gov
https://www.sec.govinews/press-release/2019-16
EFTA00089593
SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in...
EFTA00064615.pdf
...September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf
As recently as 2019 Bag...
EFTA00261980.pdf
...Penalty
13 months with work
Contents
release (2008)
Partner(s)
Eva Andersson
Early life
Career
(early 1980s)
Epstein's final mugshot, 2019
Born
Jeffrey Edward
Epstein
January 20, 1953
New York City, New
York, U.S.
Died
August 10, 2019
(aged 66)
New York City, New
York, U.S.
Cause...
EFTA00082825.pdf
...OCIE FINRA and Securities Industry Oversight (FSIO) group
Report from FINRA Board of Governors Meeting — September 2019 1 FINRA.org
Report from FINRA Board of Governors Meeting - September 2019 I
FINRA.org
WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New...
EFTA00195963.pdf
...TRUST CO INC
STATEMENT PERIOD September 1.2005
THROUGH
September 30.2005
ACCOUNT! NUMBER
TAXPAYER PAGER On Fa
LAST STATEMENT
August 31.2006
°AWRY
PACE
DEBIT AMOUNT
CREW AAIDUNI
209,767.60
482,465,48
23.561.075
6.03125
1.421.027.35
-23,561.075
6.03125
1...
EFTA00285631.pdf
...No additional parties or causes of action after
September 14, 2018.
No additional defenses after September 28, 2018.
Except for good cause shown, all discovery is to be
completed by January 25, 2019.
Dispositive motions, if any, February 15, 2019.
Joint pretrial order, March 1, 2019.
And the date for...
EFTA00074322.pdf
...Friday, December 20, 2019 10:55 AM
To:
<
)
Cc: Lankler, Andrew
Subject: David Rodgers Subpoena
We attach flight logs for David Rodgers, dated between January 23, 2006 and September 19, 2013. We understand
that these records will be kept confidential, pursuant to Fed. R. Crim. P...
EFTA00102521.pdf
...OCIE FINRA and Securities Industry Oversight (FSIO) group
Report from FINRA Board of Governors Meeting — September 2019 I FINRA.org
Report from FINRA Board of Governors Meeting - September 2019
FINRA.org
EFTA00102525
WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New...
EFTA00089488.pdf
...Cr)
5 an
2014.08
EFTA00089492
Epstein had allegedly attempted to commit suicide on July 23, 2019,
and after he was removed from suicide watch, he was required to
have a cellmate.
Thomas was aware of Epstein's history, having
been one of the officers who responded to that earlier...
EFTA00096761.pdf
...Friday, April 23, 2021 10:30 AM
To: Christian Everdell
(USANYS)
Cc: Jeff Pagliuca
; Laura Menninger •<=
; Bobbi Sternheim
1.S
Subject: RE: Discovery Issues
Chris,
Following up on these issues:
EFTA00096763
• For #3, the attachments were not recovered from the searched devices. We do not have them, which is why...
EFTA00070669.pdf
...Until September
2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2.
Tecco is the sole officer, director, and ...
www.sec.gov
https://www.sec.govinews/press-release/2019-16
SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in Microcap...
EFTA00124206.pdf
...41201 Josi
00121101 DID 60221i 211219 NANNANNAATIN I ACCONIMC4 CCCO
AA
September 11.2019 throughOaths/ OS. 2019
Acumen Number
CUSTOMER SERVICE INFORMATION
Wee ste
Chase.corn
Service Center
1-800-935-9916
Deer and Hard of Hearing
1400-242-7383
Pam Espanol.
1477.912.4273
International Calm
1.713.262...
EFTA00065022.pdf
...23
EFTA00065044
SDNY News Clips, February 22, 2019
Civil Division
NYCHA
Ex-SDNY Prosecutor Bart Schwartz Is Named NYC Housing Authority Monitor
NY Law Journal
By Colby Hamilton
2/22/19
Guidepost Solutions LLC chairman Bart Schwartz, a former federal prosecutor who served under Rudy Giuliani
in the Southern District...
EFTA00065335.pdf
...Wednesday, September 23, 2020 7:18 PM
‹
>
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00065352
Judges Cave and Nathan,
If there was ANY question as to the veracity of my extremely serious allegations, the SEC put it to rest today
with its "clarification...
EFTA00092308.pdf
...MARCH 6, 2019
DECIDED: JULY 3, 2019
Before: r —ABRANES, POOLER, and DRONEY, Circuit Judges.
Intervenors-Appellants Alan Dershowitz, Michael Cernovich,
and the Miami Herald Company (with reporter Julie Brown) appeal
from certain orders of the United States District Court for the Southern
District of New York (Robert W. Sweet...
EFTA00083075.pdf
...Wednesday, September 23, 2020 7:18 PM
<•.
>
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Judges Cave and Nathan,
If there was ANY question as to the veracity of my extremely serious allegations, the SEC put it to rest today
with its "clarification" and...
EFTA00149760.pdf
...The Boston Herald (4/23, Dwinell, 327K) reports, "Pressure is building on the FBI and DOJ to
unseal documents pinpointing the role of the Saudi government in the September 11 terror
attacks as the 20th anniversary of the attacks looms." The Herald adds, "GOP lawmakers in DC
— along with a...
EFTA00615804.pdf
...7/12/2019
22
23
24
25
Q. Didn't the nonprosecution agreement.
though, include as coconspirators -- didn't it say
all coconspirators of Jeffrey Epstein, including,
and then listed four names; that's how it went?
32 (Pages 455 to 458)
www.phi sre orting.com
EFTA00615835
459
CERTIFICATE...
EFTA00262365.pdf
...Julia Gillard AG Univeisity of Adelaide pubric lecture 2019
i C:rt M
-"O1•)oecTEP
'J i
EMi B01-006.:( AD CaliDE
()Nit/8PS
•D•e?C'
9 ccc.)so t RED scxc C.TARGgrrt
•
News
The Ho
Wo
3 September 2019
Friends, I trust you will indulge me if...
EFTA00094440.pdf
...OK Pink Basic Disclosure Guidelines (v2.1 December 2019) Page 1 of 23 .
Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines
backend.otcmarkets.com
Back in 2010, AV1 Group New York was controlled by a Moussa Traore
SEC FORM D
Who happens to have the same name as former...
EFTA00065405.pdf
...Wednesday, September 23, 2020 7:18 PM
`•->
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00065426
Judges Cave and Nathan,
If there was ANY question as to the veracity of my extremely serious allegations, the SEC put it to rest today
with its "clarification...
EFTA00096058.pdf
...Wednesday, September 23, 2020 7:18 PM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00096079
Judges Cave and Nathan,
If there was ANY question as to the veracity of my extremely serious allegations, the SEC put it to rest today
with its "clarification...
EFTA02730996.pdf
...Those shares appear to have later been transferred to a second
Epstein entity, Southern Financial LLC, and appear to have been held through at least September 2019. Aside from this stock purchase,
and the tangential matters described below, Dechert has seen no evidence of Epstein or any Epstein entity having...
EFTA00070722.pdf
...Santa Clara, California
(September 19, 2019) — Marvell (NASDAQ: MRVL) today
announced that it has completed its acquisition of Aquantia,
EFTA00070737
mnr., /AIVCC- Arvi
n;nnnrirrirl &La..;
www.marvell.com
The SEC massive frauds on the SDNY and NY Supreme Courts continues
Sichenzia Ross: Sason/Crede/ Jim Justice et al NewLead...
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