866 results for "December 31 2013"

Page 24 of 35
EFTA00094440.pdf
OCR Confidence: 85%  •  5602.4 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00040288.pdf
OCR Confidence: 85%  •  4120.0 KB
...Thursday, July 30, 2020 9:31 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix MORE SEC corruption/obstruction/screwing whistleblowers like me. Per my 2013 TCR attached Janey, we know that Schwarzman/Blackstone has played a key role in perpetuating the criminal entity...
EFTA00040628.pdf
OCR Confidence: 85%  •  1699.4 KB
...228 (LTS), 2013 WL 2303726 (S.D.N.Y. 2013) 6, 13 United States v. Bortnovsky, 820 F.2d 572 (2d Cir. 1987) (per curiam) 6, 10, 20 United States v. Carroll, No. 19 CR 545 (CM), 2020 WL 1862446 (S.D.N.Y. Apr. 14, 2020) .... 9 United States...
EFTA00292162.pdf
OCR Confidence: 85%  •  1038.3 KB
Alternative Investments Pipeline 2013 Presentation An investment in alternative investment strategies involves substantial risks, and potential investors should clearly understand the risks involved. Investing in alternative investment strategies is speculative, not suitable for all clients, and intended for experienced and sophisticated investors who are willing to bear the high economic...
EFTA00083075.pdf
OCR Confidence: 85%  •  5138.0 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00069074.pdf
OCR Confidence: 85%  •  2986.6 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00071747.pdf
OCR Confidence: 85%  •  3254.6 KB
...Thu, 30 Jul 2020 15:31:27 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf MORE SEC corruption/obstruction/screwing whistleblowers like me. Per my 2013...
EFTA00640144.pdf
OCR Confidence: 85%  •  1279.5 KB
...07/28/2013 Sun, 28 Jul 2013 08:10:45 +0000 Ike_&_Tina_Tumer bio_July_28,2013.pdf; Mexico Obesity_Rale_Higher Than_U.N. Report_Huff_Post July_9,_2013.pdf; The_Lut Decade_Was_One_a_Climate_Extremes_John_Liglit_Moyers_&_Company_July 16,_201i.pdf; Obamacare...
EFTA00083492.pdf
OCR Confidence: 85%  •  3968.7 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00070613.pdf
OCR Confidence: 85%  •  4143.5 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...
EFTA00065405.pdf
OCR Confidence: 85%  •  5312.8 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00128844.pdf
OCR Confidence: 85%  •  4959.0 KB
...This Certificate of Licensure is valid from January 1, 2019 to December 31, 2019 Renewal of this Certificate of Licensure is required annually upon its expiration on the 31" day of December. and it may be suspended or revoked as provided in Title 9. Virgin Islands Code. Cha er 2...
EFTA00097481.pdf
OCR Confidence: 85%  •  6551.0 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00096058.pdf
OCR Confidence: 85%  •  5329.7 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00064662.pdf
OCR Confidence: 85%  •  3077.5 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00070722.pdf
OCR Confidence: 85%  •  6763.0 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.secg ov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00694864.pdf
OCR Confidence: 85%  •  1873.8 KB
...06/09/2013 Date: Sun, 09 Jun 2013 15:42:43 +0000 Attachments: Towards_the_end_of_poverty_The_Economist_Jun_lst_2013.pdf; American Wealth Isn't Even_Half- RecoverecT From ihefiig_Crashiordan_Weissmann_The_Atlantic_May_31,_2013.pdf; Austerity_would_hurt_U.S.jobs_and_growth_Lawrence...
EFTA00069247.pdf
OCR Confidence: 85%  •  2610.4 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00083198.pdf
OCR Confidence: 85%  •  2295.2 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00069109.pdf
OCR Confidence: 85%  •  3142.3 KB
...EFTA00069127 Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight...
EFTA00039689.pdf
OCR Confidence: 85%  •  6837.1 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.sec.gov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00067932.pdf
OCR Confidence: 85%  •  6985.9 KB
...December 31, 2020 or K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to www.secg ov Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb...
EFTA00098380.pdf
OCR Confidence: 85%  •  2665.1 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00263778.pdf
OCR Confidence: 85%  •  4854.2 KB
5122122,1:31 PM E.>4.)et. /'80 SC KQad. - SExt "rf9R.C.errNa CitecCi u1/4.3c, Epstein a massage". She claims she was taken to his mansion, where he exposed himself and had sexual intercourse with her, and paid her $2OO immediately afterward.1-1 61 Perversion of...
EFTA00069181.pdf
OCR Confidence: 85%  •  4811.1 KB
...The 1Q receivable would have zeroed out within days of March 31 2020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31 receivable was NEVER zeroed out as is required by law. Further, the fails listed...

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