668 results for "Feb 21 2014"
Page 24 of 27
EFTA00039689.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00070613.pdf
...If you want to know just some of the entities un named in the BBH complaint just read my TCR(s)
See Janey, the Dickie Best/BBH/Rufino BBH complaint was filed in Feb 2014. Almost 1 year AFTER I filed my NITE
TCR with Berger in March 2013 with...
EFTA00040401.pdf
...If you want to know just some of the entities un named in the BBH complaint just read my TCR(s)
EFTA00040404
See Janey, the Dickie Best/BBH/Rufino BBH complaint was filed in Feb 2014. Almost 1 year AFTER I filed my NITE
TCR with Berger in March 2013...
EFTA00584062.pdf
...Federal Action following the filing of the Joinder Motion. See Exhibit D, Declaration of
Jane Doe No. 3 (Jan. 21, 2015); Exhibit E, Declaration of Jane Doe No. 3 (Feb. 5, 2015). The
declarations — each of which consisted of more than 60 separate paragraphs — provided many
details about Jane Doe...
EFTA00094212.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00070722.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00078132.pdf
...2:16-cv-03250
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document
1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
EFTA00102264.pdf
...If you want to know just some of the entities un named in the BBH complaint just read my TCR(s)
See Janey, the Dickie Best/BBH/Rufino BBH complaint was filed in Feb 2014. Almost 1 year AFTER I filed my NITE
TCR with Berger in March 2013 with...
EFTA00069147.pdf
...2:16-cv-03250
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document
1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
EFTA00096577.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00069181.pdf
...If you want to know just some of the entities un named in the BBH complaint just read my TCR(s)
See Janey, the Dickie Best/BBH/Rufino BBH complaint was filed in Feb 2014. Almost 1 year AFTER I filed my NITE
TCR with Berger in March 2013 with...
EFTA00086291.pdf
...If you want to know just some of the entities un named in the BBH complaint just read my TCR(s)
See Janey, the Dickie Best/BBH/Rufino BBH complaint was filed in Feb 2014. Almost 1 year AFTER I filed my NITE
TCR with Berger in March 2013 with...
EFTA00071433.pdf
...Apptech is now a Kingdom of Bahrain "fintech" play
EDGAR Search Results (sec.gov)
Including an SEC approved offering
https://www.sec.gov/Archives/edgar/data/1070050/000157570521000053/apcx sl.htm
EDGAR Filing Documents for 0001493152-21-008775 (sec.gov)
EDGAR Filing Documents for 0001493152-21-008775
AppTech Corp. (Subject...
EFTA00071827.pdf
...87.7 BILLION total OTCM shares traded in February 2020 to 1.7 TRILLION shares traded in Feb 2021 if the
Bloomberg article is correct.
Ms Hodgman/Strzok, Norberg,Gibson et al at the grossly corrupt SEC:
HOW MANY OTCM PINK ONEY LAUNDERING SHELLS WENT TO $500/sh as volumes...
EFTA00090355.pdf
...If you want to know just some of the entities un named in the BBH complaint just read my TCR(s)
EFTA00090364
See Janey, the Dickie Best/BBH/Rufino BBH complaint was filed in Feb 2014. Almost 1 year AFTER I filed my NITE
TCR with Berger in March 2013...
EFTA00064615.pdf
...the company
Between Blink and New Image Concepts, BLNK was known as Car Charging Inc
https://www.sec.gov/Archives/edgar/data/1429764/000114420414059745/v390669 defl4c.htm
This 2014 SEC approved offering also had several red flags of its own. WHOPPERS in fact.
Guess who ELSE was involved in this...
EFTA00083600.pdf
...Self dealing? MUCH WORSE
http://irnasdaq.comIstatic-files/6b1ca278-75f0-4259-9372-5b3351126a8b
ir.nasdaq.com
121 e< 2 h- 21 e< 16 $ 8;1‹ 76=23554 -:;2((1 -&22
irnasciaq.com
As you can see, current NASDAQ CEO Adena Friedman signed off on this transaction.
SunGard was then sold...
EFTA00067620.pdf
...In a Feb. 21 court filing, attorneys representing Mr. Nygard denied the lawsuit's allegations, saying the
complaint was funded by financier Louis Bacon "to inflict devastating harm on Mr. Nygard and the Nygard
businesses." Mr. Bacon and Mr. Nygard have had a decade-long dispute involving neighboring vacation homes...
EFTA00067007.pdf
...Self dealing? MUCH WORSE
http://irnasdaq.comIstatic-files/6b1ca278-75f0-4259-9372-5b3351126a8b
ir.nasdaq.com
121 e< 2 h- 21 e< 16$ 8;1‹ 76 .23$54 -:;2((1 -&22
irnasdaq.com
As you can see, current NASDAQ CEO Adena Friedman signed off on this transaction.
SunGard was then...
EFTA00040288.pdf
...For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint...
EFTA00070529.pdf
...2:16-cv-03250
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document
1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
EFTA00067870.pdf
...87.7 BILLION total OTCM shares traded in February 2020 to 1.7 TRILLION shares traded in Feb 2021 if the
Bloomberg article is correct.
Ms Hodgman/Strzok, Norberg,Gibson et al at the grossly corrupt SEC:
HOW MANY OTCM PINK ONEY LAUNDERING SHELLS WENT TO $500/sh as volumes...
EFTA00069970.pdf
...87.7 BILLION total OTCM shares traded in February 2020 to 1.7 TRILLION shares traded in Feb 2021 if the
Bloomberg article is correct.
Ms Hodgman/Strzok, Norberg,Gibson et al at the grossly corrupt SEC:
HOW MANY OTCM PINK ONEY LAUNDERING SHELLS WENT TO $500/sh as volumes...
EFTA00083403.pdf
...Self dealing? MUCH WORSE
http://irmasdaq.comIstatic-files/6b1ca278-75f0-4259-9372-5b3351126a8b
ir.nasdaq.com
121 e< 2 h"' 21 e< 16 $8; l< 76 =23 $ 54 -:;2((1 -&22
EFTA00083410
irnasdaq.com
As you can see, current NASDAQ CEO Adena Friedman signed off on this transaction.
SunGard was...
EFTA00078082.pdf
...2:16-cv-03250
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document
1 Filed 05/12/16 Page 1 of 45 Page ID #:1...
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